Let's move forward. Together.

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

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Lee Mccarthy

Financial Advisor

Lee has over 15 years of experience in financial services industry. He has transitioned to a Financial Advisor in our Brookfield office after working as a Wealth Strategy Associate in our Milwaukee office for the last 5 years. Prior to moving into private wealth management, he was working with an institutional fixed income sales team in one of our New York offices. Lee has obtained his Series 7, 63, and 66 securities licenses and his working towards becoming a Certified Financial Planner. He earned a B.A. in finance from University of Rhode Island.

In his free time, Lee enjoys golfing, running and spending time with his wife, Erin and their three boys (Declan 7, Cormac 5, and Seamus 2).

Registered States:
  • AZ
  • CO
  • CT
  • DE
  • FL
  • GA
  • IA
  • IL
  • IN
  • KY
  • LA
  • MA
  • MI
  • MN
  • NC
  • NE
  • NJ
  • NM
  • NY
  • OH
  • SC
  • SD
  • TN
  • TX
  • WA
  • WI

Education

  • B.A. in Finance, University of Rhode Island
17335 Golf Parkway
Suite 525
Brookfield, WI 53045

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Three generations in apple orchard

Turn possibilities into a plan

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A leading global wealth manager

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Donor-advised funds

Year-end charitable giving

As we approach the end of the year, you may be thinking about the charitable contributions you’d like to make. Learn how a donor-advised fund (DAF), can support your favorite charities in a flexible, tax-efficient and cost-effective manner.

For personalized service and more information on how a DAF can fit into your charitable giving plans, contact our team today.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

$6.9 trn

UBS Group invested assets
As of 10/29/2025

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

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