Let's move forward. Together.

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

Co-workers

Lee Mccarthy

Financial Advisor

Lee has over 15 years of experience in financial services industry. He has transitioned to a Financial Advisor in our Brookfield office after working as a Wealth Strategy Associate in our Milwaukee office for the last 5 years. Prior to moving into private wealth management, he was working with an institutional fixed income sales team in one of our New York offices. Lee has obtained his Series 7, 63, and 66 securities licenses and his working towards becoming a Certified Financial Planner. He earned a B.A. in finance from University of Rhode Island.

In his free time, Lee enjoys golfing, running and spending time with his wife, Erin and their three boys (Declan 7, Cormac 5, and Seamus 2).

Registered States:
  • AZ
  • CO
  • CT
  • DE
  • FL
  • GA
  • IA
  • IL
  • KY
  • MA
  • ME
  • MI
  • MN
  • NC
  • NJ
  • NM
  • NY
  • OH
  • SC
  • SD
  • TN
  • TX
  • WI

Education

  • B.A. in Finance, University of Rhode Island
17335 Golf Parkway
Suite 525
Brookfield, WI 53045
  • (262) 794-0851

Email Me

Focus on liquidity management

CIO House View monthly livestream

Tree

UBS and Credit Suisse—stronger than ever

Managing wealth is our craft

We’re committed to understanding what wealth means for you.

At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

Backed by the strength of UBS

A global leader in wealth management

$5+ trillion

In invested assets globally 
As of 11/07/2023

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

Insights