Knowledge

With more than three decades of experience in the financial services industry, Lou has been helping affluent and ultra-high-net-worth individuals and families navigate complex financial decisions since 1992. He is known for delivering a highly personalized approach to wealth management, centered on understanding each client’s unique objectives and providing thoughtful guidance across every stage of life. 

Lou believes exceptional wealth stewardship extends beyond investment management alone. He works closely with clients’ attorneys, CPAs, and other trusted professionals to ensure that all aspects of their financial lives are aligned and addressed with care. Through this collaborative approach, he develops customized portfolio and product recommendations designed to support retirement planning, estate considerations, and other long-term financial priorities. Above all, Lou remains committed to helping clients understand their financial plans and make informed decisions with confidence. 

Having spent much of his career serving high-net-worth and ultra-high-net-worth clients, Lou brings the perspective that comes from guiding families through a wide range of market environments, financial transitions, and life events. His experience, discretion, and unwavering focus on client needs have earned him membership in the prestigious UBS Pinnacle Council. UBS Financial Services Inc. Councils are distinctions awarded based on criteria that include compliance with firm rules, standards, and policies, as well as revenue. Council membership is not representative of any one client’s experience and is not indicative of future performance. 

Lou holds a degree in Economics from the University of Minnesota and has remained deeply engaged in his community. He currently serves on the Board of Directors for Bolder Options, a youth mentoring organization, and has previously served on the Advisory Board for the University of Minnesota’s Athletic Department and on the board of the One Percent Club. He has also coached a girls’ travel basketball team in Wayzata and served as a council member at his church. Lou and his wife, Jill, reside in Tampa, Florida and Orono, Minnesota and are proud parents of three adult daughters. 
 
Minnesota Insurance License # 40958908.  California Non-Resident Insurance License #0J24824 

Chris is one of our team's lead Financial Advisors in the Wayzata, Minnesota Office. Chris has a passion for providing affluent families in-depth advice, helping clients manage generational wealth and providing the solutions for challenging problems that ultra-high net worth clients are seeking. Chris also works with business owners in preparing to exit the business, working to maximize generational wealth through thoughtful planning and strategy. He emphasizes transparency, choice and honesty when working with all his clients. He offers an empathetic and creative approach to his client relationships and brings a unique perspective from his previous leadership roles.  

Chris graduated from Hamline University with a Bachelor of Arts in Management. Prior to joining the team, Chris spent several years in a Senior Leadership position with UBS, he leverages his past management experiences to help our clients access the extensive global resources of UBS.  

Chris has 4 children and currently lives in Medina, Minnesota. Chris is proud to be involved in a number of local charities serving the needs of children and the underprivileged. In his free time Chris enjoys spending time with his kids and at his cabin, he also enjoys working on vintage watches.  

Since 2021 Chris has been recognized by various third parties like Forbes and Barron’s.  Minnesota Insurance License # 20152956.  California Non-Resident Insurance License # 2015469 

Wealth creates opportunity, but it also brings complexity. For 18 years, Elizabeth Engelmann has helped individuals, families, and business owners navigate both with clarity, confidence, and purpose.

As a Private Wealth Advisor, Elizabeth is dedicated to helping clients make thoughtful financial decisions that align with their goals, values, and vision for the future. She understands that wealth is about more than numbers. It represents a lifetime of hard work, family priorities, business success, and personal aspirations. Her greatest passion is helping clients simplify complexity so they can focus on what matters most.

Known for her relationship-centered approach, Elizabeth takes the time to develop a deep understanding of each client's unique circumstances. She believes the most effective advice begins with listening and is built on trust, transparency, and long-term partnership. Clients value her ability to provide thoughtful guidance through important life decisions, whether they are growing and preserving wealth, planning for retirement, navigating a business transition, or creating a meaningful legacy for future generations.

Elizabeth works collaboratively with clients and their team of trusted professionals, including attorneys, accountants, and other advisors, to coordinate comprehensive wealth planning strategies. By bringing together all aspects of a client's financial life, she helps create customized solutions designed to evolve alongside their changing needs and objectives. Her steady counsel, attention to detail, and commitment to excellence have made her a trusted resource to many families across multiple generations.

With 18 years of experience in wealth management, Elizabeth has earned the Certified Retirement Planning Specialist (CRPS®) and Chartered Retirement Planning Counselor™ (CRPC®) designations and holds Series 7 and 66 licenses. She earned a Bachelor of Science in Business from the Leeds School of Business at the University of Colorado Boulder.

Outside of her professional work, Elizabeth is actively involved in her community through the Junior League of Minneapolis. She enjoys cooking, skiing, and skating, and cherishes time spent with her husband, John, and their two children. Her commitment to family, community, and lifelong learning reflects the same thoughtful stewardship and dedication she brings to every client relationship.

Minnesota Insurance License # 40132219.  California Non-Resident Insurance License #4109223  

Kelli is dedicated to helping individuals and families navigate life’s most important financial decisions with clarity, confidence, and purpose. She takes great pride in developing thoughtful wealth strategies tailored to each client’s unique goals, values, and aspirations. Guided by a competitive spirit and a deep commitment to client success, Kelli works diligently to help clients pursue meaningful outcomes and build lasting financial security across generations. 

As a CERTIFIED FINANCIAL PLANNER® professional, Kelli has earned one of the industry’s most respected credentials by meeting the CFP Board’s rigorous standards for experience, ethics, and professional competency and by successfully completing the CFP® Certification Examination. Her designation reflects a steadfast commitment to delivering advice with integrity, discipline, and fiduciary care. 

Kelli earned a Bachelor of Science in Business from the Carlson School of Management at the University of Minnesota. During her time at the University, she was a dedicated member of the Minnesota Women’s Golf Team, an experience that helped shape the resilience, focus, and work ethic she brings to her client relationships today. 

Based in Minnetonka, Minnesota, Kelli lives with her husband, Ben, and their two daughters. She continues to enjoy golf and values the balance it brings to family life, personal growth, and the long-term perspective that defines her approach to wealth planning and client service. 

Minnesota Insurance License # 40262486.  California Non-Resident Insurance License #OH91141 

Jamal provides comprehensive wealth management and financial planning services to families, entrepreneurs, and business owners, helping them navigate complex financial decisions with clarity and confidence. His approach is grounded in building lasting relationships and developing strategies that align with each client’s unique goals, values, and vision for the future. 

Prior to his current role, Jamal specialized in financial planning at UBS, where he advised clients on a broad range of wealth planning needs, including retirement, estate, philanthropic, and business succession planning. He is known for taking a thoughtful and collaborative approach, helping clients coordinate the many dimensions of their financial lives while maintaining a clear focus on long-term outcomes and generational stewardship. 

Jamal’s commitment to professional excellence is reflected in the advanced credentials he has earned, including CERTIFIED FINANCIAL PLANNER™ (CFP®), and Certified Private Wealth Advisor® (CPWA®).  These designations underscore his expertise in addressing the sophisticated needs of affluent families and business owners. 

He earned a Bachelor of Science in Business and Marketing from the University of Minnesota, where he was selected as a two-time captain of the Gopher Men’s Basketball Team. Jamal went on to play professional basketball internationally for three years, an experience that strengthened the discipline, resilience, and global perspective he now brings to helping clients pursue their long-term financial goals.

Outside of his work with clients, Jamal remains passionate about leadership, mentorship, and giving back to the community. He serves on the Boards of Directors for Big Brothers Big Sisters of the Twin Cities and the Twin Cities Dunkers, organizations that reflect his commitment to helping young people and strengthening the local community. Jamal lives in Plymouth with his wife, Jill, their three daughters—Reiss, Mila, and Ellie—and their dog, Wesley. In his free time, he enjoys playing basketball, golf, reading, travel, and spending meaningful time with family and friends.  Minnesota Insurance License # 40447044.  California Non-Resident Insurance License #4261946  

Riley is a Financial Advisor with the Lake Street Private Wealth Team, where he works closely with affluent individuals and families to deliver comprehensive wealth management and financial planning services. Drawing upon both the collective experience of the team and the extensive resources of UBS, he helps clients navigate important financial decisions with a personalized, relationship-focused approach designed to support their long-term goals and evolving needs. 

Since beginning his career with UBS in January 2020 at the firm’s U.S. headquarters in Weehawken, New Jersey, Riley has developed a strong foundation in serving clients with thoughtful guidance and attentive service. In October 2022, he joined the Lake Street Private Wealth Team, where he continues to focus on helping clients build, preserve, and manage wealth with clarity and confidence. He is committed to fostering trusted relationships through responsiveness, collaboration, and a deep understanding of each client’s unique circumstances. 

Riley earned a Bachelor of Arts in Business Management from the University of St. Thomas in 2018. During his four years as a member of the university’s Men’s Golf Team, he served as team captain during both his junior and senior seasons, experiences that helped shape the leadership, discipline, and perspective he brings to his professional relationships today. 

A parishioner at the Church of the Ascension in North Minneapolis, Riley values community involvement and meaningful personal connections. Outside the office, he enjoys golfing and spending time on the lake with family and friends, reflecting the balance and long-term perspective that define his approach to both life and client service.  Minnesota Insurance License # 40832589.  California Non-Resident Insurance License #4251170 

Randy is a Senior Vice President of Wealth Management.  Randy focuses on helping individuals and families managed the many facets of their complex financial lives.  For each client relationship, Randy takes the time to understand all you want to accomplish and then helps craft a flexible plan aligned with where you are and where you want to go. 

Randy has over 35 years of investment management experience, 20 of them with Piper Jaffray, our predecessor organization.  Randy holds the prestigious Certified Financial Planner™ (CFP®) designation.  He received a B.S. in Finance from St. Cloud State University and went on to earn his Series 7, 63 and 65 licenses as well as his Series 31.  Randy is a past board member and treasurer of both the Good Shepherd Community and Foundation.  Currently serving as a board member for the Annandale Lions Club.  Randy and his wife Mary have three adult children.  Minnesota Insurance License #17642

As Team Business Manager, Carol plays a pivotal role in ensuring every client experience reflects the highest standards of service, care, and professionalism. She partners closely with the entire team to align internal operations, processes, and resources around a singular objective: delivering an exceptional client experience that supports each client’s long-term financial success. 

With more than 40 years of experience at UBS, Carol brings a depth of institutional knowledge and operational leadership that is invaluable to both clients and colleagues. Prior to joining the team, she served as Market Administrative Officer for the Minnesota Northern Plains Market, where she worked alongside Branch Managers and played an integral role in the training and development of administrative professionals. These experiences provided her with a comprehensive understanding of the firm’s resources and service capabilities, enabling her to help clients access the support they need with efficiency, discretion, and attention to detail.

Carol’s leadership is guided by a strong commitment to excellence and a belief that meaningful relationships are built through trust, responsiveness, and consistency. She works diligently behind the scenes to ensure that every interaction reflects the level of personalized service that clients expect and deserve. Carol holds Series 7, 63, 9, and 10 licenses. 

A resident of Delano, Minnesota, Carol is the proud mother of two grown children. Outside of her professional responsibilities, she enjoys spending time with family and friends and remains actively involved in her community through organizations and initiatives that support children and families. Her dedication to service, both professionally and personally, is reflected in every aspect of her work.

As Senior Wealth Strategy Associate, Wealth Management Analyst, Carson works closely with high-net-worth and ultra-high-net-worth individuals and families, helping to deliver the personalized service and strategic guidance that define the client experience. He plays an integral role in supporting portfolio strategy, allocation implementation, and alternative investment solutions, while serving as a trusted resource for next-generation clients as they navigate increasingly complex financial decisions. 

Carson is particularly skilled at translating sophisticated investment concepts into clear, actionable insights. He believes that informed clients are empowered clients, and he is committed to helping individuals and families understand the strategies designed to support their long-term objectives. Through thoughtful communication and a collaborative approach, he helps connect clients with the resources, expertise, and planning solutions best suited to their evolving needs. 

Dedicated to professional excellence and continuous learning, Carson holds Series 7 and 66 licenses and has earned the prestigious Certified Investment Management Analyst® (CIMA®) designation. This advanced credential reflects his commitment to delivering sophisticated investment knowledge and maintaining the highest standards of professional competency. 

A graduate of the University of Wisconsin System, Carson brings a disciplined and client-focused perspective to every relationship. He resides in Lemont, Illinois, with his wife, Jessica, and their two children. Outside of work, he enjoys spending time with family, golfing, skiing, traveling, and attending live music events. His balanced approach to life and genuine passion for helping others are reflected in the care, responsiveness, and attention he brings to every client interaction. 

With more than 20 years of experience in the financial services industry, Dustin brings a thoughtful, client-focused approach to supporting individuals and families in achieving their long-term financial objectives. As a Senior Wealth Strategy Associate, Planning Specialist, he plays an integral role in coordinating team initiatives and helping deliver the high level of service, organization, and attention to detail that clients expect. 

Dustin works closely with advisors and clients throughout the financial planning process, assisting with client meetings, preparing schedules and agendas, and helping ensure seamless communication across the team. His versatility and collaborative mindset allow him to provide support across a wide range of responsibilities, while serving as a reliable resource for both clients and colleagues. Whether coordinating a planning discussion or helping manage the details behind a complex client relationship, Dustin remains focused on delivering a consistent and personalized experience. 

His service philosophy is rooted in integrity, accountability, and a commitment to excellence. Dustin approaches every client interaction with the same care and diligence he would expect when managing his own financial affairs, a perspective that has earned the trust and confidence of those he serves. He also holds Series 7 and 66 licenses. 

A Minnesota native, Dustin earned a Bachelor of Science in Business from Metropolitan State University. Outside of the office, he enjoys both watching and participating in sports, particularly football and soccer. He is also committed to giving back to his community through volunteer work as a math tutor at Hubbs Learning Center in St. Paul. His dedication to service, both professionally and personally, reflects the values that guide his work every day. 

As a Senior Wealth Strategy Associate, Relationship Manager, Will is committed to delivering the personalized service, responsiveness, and attention to detail that discerning clients expect. Serving as a primary point of contact for wealth management clients, he works closely with individuals and families to build trusted relationships, understand their unique priorities, and help ensure the seamless coordination of comprehensive financial solutions.  

Will believes that exceptional client service begins with listening and a genuine commitment to understanding each client’s goals. By fostering strong relationships and maintaining open communication, he helps create a thoughtful and consistent experience that supports clients through every stage of their financial journey. His collaborative approach and dedication to excellence make him a valued resource for both clients and colleagues alike.  

Driven by a passion for continuous learning and professional development, Will is actively expanding his expertise through hands-on client work and ongoing education. He is currently pursuing the CERTIFIED FINANCIAL PLANNER™ (CFP®) designation, further enhancing his ability to support clients with informed, well-rounded financial guidance and long-term planning insights. 

Will graduated from the Carlson School of Management at the University of Minnesota with a degree in Finance, providing a strong foundation for his work in wealth management. Outside the office, he enjoys golfing, running, and weightlifting. He also values time spent with his wife, Kinsley, as well as with family and friends. His commitment to discipline, personal growth, and meaningful relationships reflects the same care and dedication he brings to every client interaction. 

Andrea is often the first point of contact for clients, setting the tone for the personalized service, responsiveness, and attention to detail that define the client experience. Since entering the financial services industry in 1996, she has developed extensive expertise in client service and relationship management, helping ensure that every interaction is handled with care, professionalism, and efficiency. 

As an Executive Team Assistant, Andrea plays an essential role in supporting clients and coordinating many of the day-to-day activities that contribute to a seamless wealth management experience. Her responsibilities include opening and servicing accounts, managing client correspondence, assisting with account maintenance, and addressing questions related to monthly statements and other account needs. Through her proactive and solution-oriented approach, she helps clients navigate administrative matters with confidence while ensuring their needs are addressed promptly and thoughtfully. 

Andrea takes great pride in building lasting relationships and delivering the level of individualized attention that clients deserve. Her commitment to exceptional service is guided by a genuine desire to help others and create a trusted, dependable experience for every client. She also holds her Series 7 license, further strengthening her ability to support clients and the broader team. 

Andrea resides in Edina, Minnesota, with her husband, Kent, and is the proud mother of three grown children. Outside of the office, she is active in her church and enjoys spending time outdoors with family and friends. Her dedication to community, relationships, and service is reflected in the warmth and professionalism she brings to every client interaction. 

With more than 25 years of experience in the financial services industry, Molly plays a vital role in delivering the exceptional service and operational excellence that clients have come to expect. As a Senior Registered Client Associate, she oversees many of the critical processes that support the team’s wealth management practice, helping ensure a seamless and highly personalized experience for each client relationship. 

Molly’s responsibilities include managing client information and documentation, coordinating the efficient execution of client trades, and providing responsive support across a wide range of client needs. Her extensive knowledge of firm operations, combined with her ability to navigate relationships with external partners and vendors, allows her to resolve complex matters thoughtfully and efficiently. Clients value her professionalism, attention to detail, and unwavering commitment to delivering service with discretion and care. 

Drawing on decades of industry experience, Molly helps create continuity and confidence throughout the client experience, ensuring every interaction reflects the team’s commitment to excellence. She holds Series 7, 63, and 65 licenses and has earned the Financial Paraplanner Qualified Professional™ (FPQP®) designation, reflecting her dedication to professional development and client support. 

Molly earned a Bachelor of Arts in Finance from the University of St. Thomas in Saint Paul, Minnesota. She resides in Bloomington, Minnesota, with her adult daughter, Macayla. Outside of work, she enjoys traveling and spending time with family and friends. Her genuine commitment to relationships, service, and thoughtful stewardship is evident in every aspect of her work and personal life. 

As a Senior Registered Client Associate, Elizabeth is dedicated to delivering a highly personalized and attentive client experience built on integrity, trust, and exceptional service. She plays an important role in supporting clients and their families through many of life’s significant financial transitions, ensuring that each relationship is managed with care, professionalism, and attention to detail. 

Elizabeth leads the new client onboarding process, helping establish a seamless introduction to the team while tailoring the experience to each client’s unique needs and priorities. She works closely with clients, family members, and next-generation beneficiaries, providing thoughtful guidance and support throughout the relationship. Her experience also extends to assisting with estate processing, where her sensitivity, organization, and commitment to service are particularly valuable during important family transitions. Elizabeth is passionate about cultivating lasting relationships, answering client questions, and helping individuals gain greater confidence in their financial wellbeing. 

Her professional background includes 10 years as a Trust Officer in Personal Trust Banking, providing her with valuable insight into trust administration, estate considerations, and multigenerational wealth matters. She holds Series 7 and 66 securities licenses and earned a Bachelor of Science in Financial Planning and Counseling from Purdue University. 

After stepping away from the industry to focus on raising her family, Elizabeth returned to financial services and joined UBS Financial Services in 2017. Outside of work, she enjoys spending time with family and friends, biking, skiing, cooking, and knitting. Her commitment to meaningful relationships, thoughtful service, and long-term stewardship is reflected in every client interaction.  

Lauren is a Client Associate dedicated to delivering a seamless and personalized experience for the individuals and families she serves. Working closely with clients on a day-to-day basis, she helps ensure that every interaction is handled with care, responsiveness, and attention to detail. Her commitment to client service reflects a belief that strong relationships are built through trust, consistency, and a genuine understanding of each client’s needs. 

Prior to joining UBS, Lauren served as a Client Associate at Wells Fargo Advisors, where she developed valuable experience supporting clients and helping coordinate the many administrative and service-related aspects of wealth management relationships. Drawing on that foundation, she works diligently to provide thoughtful assistance and efficient support, helping clients navigate their needs with confidence and ease. 

Lauren is known for her approachable style and dedication to ensuring that clients feel informed, supported, and well cared for. Whether assisting with account-related needs or helping facilitate communication across the broader team, she is committed to delivering the high level of personalized service that clients expect and deserve. 

A Minnesota native, Lauren grew up in Minnetonka and recently returned home after living in Virginia. She earned a Bachelor of Arts in Journalism and Mass Communication from the University of St. Thomas, a background that has strengthened her communication skills and client-focused approach. 

Outside of work, Lauren enjoys spending time with family and friends, traveling, following hockey, and enjoying time with her dogs, Maggie and Bruce. Her appreciation for relationships and meaningful connections is reflected in the warmth and professionalism she brings to every client interaction.