How can you pursue what matters most?

• AK
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• ID
• IL
• IN
• KS
• MA
• MD
• MI
• NC
• NH
• NJ
• NM
• NV
• NY
• OH
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• VT

Alex has been with UBS Financial Services since 2008. His experience in the industry spans 24 years working with other major financial services firms before joining UBS Financial Services. He has a B.A. in History from Duke University. Alex maintains his Series 7, 31, and 66 Securities Licenses as well as his Life Insurance Licenses.

A Senior Vice President of Wealth Management, Alex has earned a place in the UBS Recognition Councils every year since 2011. Since 2017, he has been a member of the President’s Council. 

Alex attributes much of his success to his love of the planning, organizational, mathematical and interpersonal aspects of the Wealth Management field. Alex's passions outside of work include family, fitness and exercise, and educational charities.

• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Duke University, B.A. in History

• AK
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• ID
• IL
• IN
• KS
• MA
• MD
• MI
• NC
• NH
• NJ
• NM
• NV
• NY
• OH
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• VT

Dan has been with UBS Financial Services since 2008 and is a graduate of Columbia University's ACPM Program, earning the Certified Portfolio Manager designation. He began his career as a Financial Advisor 25 years ago. Dan maintains his Series 7, 9, 10, 31, 63, 65, and Life Insurance Licenses. Throughout his career, Dan has been an Assistant Branch Manager where he supervised Senior Wealth Advisors, and has been responsible for the hiring and training of new Financial Advisors. Dan cultivates relationships by designing customized financial strategies for his clients. Dan is passionate about supporting numerous charitable organizations, public services, and various fraternal organizations. He enjoys spending time with family and friends and playing golf, tennis, and squash.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Certified Portfolio Manager®

• AK
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IA
• ID
• IL
• IN
• KS
• MA
• MD
• MI
• MT
• NC
• NH
• NJ
• NM
• NV
• NY
• OH
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• VT
• WA

• Adelphi University, M.B.A. in Banking and Finance
• North Dakota University, B.S. in Business Economics

• CERTIFIED FINANCIAL PLANNER®

• AK
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• IA
• ID
• IL
• IN
• KS
• MA
• MD
• MI
• MN
• MT
• NC
• NH
• NJ
• NM
• NV
• NY
• OH
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• VT
• WA

Joel began his career in one of the most tumultuous financial times on record. His experience in the industry spans 40 years and he has helped his clients manage their wealth through both good times and bad. He offers a customized approach to wealth management built on personal relationships and shaped by an understanding of his clients’ needs and aspirations. Joel emphasizes asset allocation and total portfolio management, with a focus on retirement income planning, education funding, structures for charitable giving, and estate planning. He maintains his Series 7 and 63 securities licenses as well as his Life Insurance Licenses and is a Portfolio Manager in the UBS Portfolio Management Program.

In his free time, he enjoys playing tennis, platform tennis, and has even been seen on the pickleball courts, as well as spending time with his grandchildren.

• Portfolio Manager

• AK
• AZ
• CA
• CO
• CT
• DC
• DE
• FL
• GA
• ID
• IL
• IN
• KS
• MA
• MD
• MI
• NC
• NH
• NJ
• NY
• OH
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• VT

Anthony joined UBS Financial Services in 2013. Since 2019, he has served as the Senior Wealth Strategy Associate for the team. Prior to his current role, he found his passion for wealth management as a Registered Client Service Associate. His role is to design and implement customized financial and wealth planning strategies for his clients, as well as leading the team’s service effort. He earned his MBA from Baruch College in 2017, and his B.S. in Finance and Economics from the University of Delaware in 2012. Anthony is a CFA® Charterholder, having earned the right to use the designation in 2019. He holds Series 3, 7, and 66 Securities Licenses.

Outside of work he supports charitable organizations focused on assisting the families of fallen service members and first responders. He enjoys spending time outdoors with family and friends, golfing, skiing, and fishing. Anthony currently lives in Red Bank, NJ.

• Baruch College, MBA
• University of Delaware, B.S. in Finance and Economics

• Chartered Financial Analyst®

• CA
• CT
• FL
• NC
• NJ
• NY
• PA

Rachel joined the team as a Client Service Associate in May of 2023. She graduated from Seattle Pacific University in 2022 with a B.A. in Business Finance and Information Systems, while also playing collegiate basketball. She pursues finance because of her passion to serve others, desire to advance financial literacy, and inspiration from her mother who is a retired Financial Advisor of 30 years. Rachel grew up in Washington state and her hobbies include playing billiards, trying new restaurants, and working out. She is fully registered with her Series 7 and 66.

• Seattle Pacific University, B.A. in Finance and Information Systems

Steven joined UBS Financial in May of 2023. He graduated from Iona University, LaPenta School of Business with a B.A. in Management and a minor in Finance. Steven was born and raised in New Rochelle, NY. Steven has an innate ability to adapt and excel in diverse environments and enjoys contributing to food drives, foundations, and coaching strength and agility training for young athletes. He values making connections with individuals and ensuring their goals are met. He is driven by his passion for innovation and creativity. He loves to spend his free time golfing, working out, traveling, and spending quality time with family and friends.

• Iona University, B.A. in Management and Finance