Insight-based advice

Understanding your life, your wealth and what you want to accomplish is at the core of our practice. We'll discuss your goals, the people who are most important in your life and your vision for the future. Then we'll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Timeframes may vary. Strategies are subject to individual client goals, objectives and suitability. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved.

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Kimberly K. "Kim" Penzone, CFP

First Vice President–Wealth Management

Kim Penzone began her career in 1999, at the beginning of what could be described as one of the equity market's most tumultuous decades since the great depression. Over the past 16 years she has helped clients manage their wealth through good times and bad.

For Kim, investing is similar to her athletic passions...first set the goal and then work backwards in setting up the training plan in order to make sure you accomplish that goal.

Kim enjoys ultra distance sporting events (such as Ironman triathlons and ultra marathons), which require intense planning and preparation in multiple disciplines over a long period of time. She notes that many times during the training you are bombarded by unexpected events or injuries that can derail everything you've been working towards in an instant. She believes it takes focus and discipline to work through each difficulty by utilizing the best tools, knowledge and strategies that can be found in order to keep the plan in place. "I enjoy applying those same disciplines and strategies to helping my clients achieve their own personal financial goals at UBS. There will always be obstacles - the key to success is staying focused on the long term plan and making well thought out adjustments along the way."

Kim is a CFP professional; a designation awarded by the Certified Financial Planner Board of Standards, Inc., and also holds the Chartered Retirement Planning CounselorSM designation. She is series 7 & 66 licensed, as well as life, health and annuity insurance licensed.

She resides in Powell with her husband, Pete; daughter, Samantha; and two Weimaraners. When she and her family are not doing some sort of outdoor sport, Kim likes to volunteer for Companion Dog Park in Powell or Preservation Parks of Delaware County. 

 

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • FL
  • GA
  • ID
  • IL
  • IN
  • KY
  • LA
  • MA
  • MD
  • ME
  • MI
  • MN
  • MO
  • MS
  • MT
  • NC
  • NJ
  • NM
  • NV
  • NY
  • OH
  • OR
  • PA
  • SC
  • TN
  • TX
  • VA
  • WA
  • WV

  • Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is awarded annually in November and is based on information from March of the prior year to March of the award year. 

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • Capital University
5007 Horizons Dr.
Suite 200
Upper Arlington, OH 43220
  • (614) 442-6256

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The circular economy: What is it?

Retirement planning

Retirement planning

Multigenerational planning

Multigenerational planning

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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