Experience

Connecting wealth with purpose and meaning is the ultimate financial success story.

Wendy has a natural curiosity of life and genuine interest in people. With nearly 30 years of experience in helping clients manage their financial resources, she most enjoys transforming a complex and challenging problem into a simple and streamlined solution. Prior to joining UBS, Wendy was Vice President and Director of Investments at a local bank in KY, where she managed investment assets and served as Principal of the LPL Financial office. She enjoys being active in the community and believes that the most rewarding investment we can make is in building strong relationships with those around us.

Jordan has a passion for building relationships with clients and helping them reach their financial goals. He enjoys creating financial plans that are customized for the unique needs of each client and their families. 

He attended Murray State University majoring in Finance/Financial Planning. He holds his Series 7 and 66 licenses along with his Life Insurance license. Prior to joining UBS, Jordan was a Financial Advisor with Stifel.

Jordan currently lives in Metropolis, Illinois, with his wife, Emily, and their dog, Brooks. They enjoy spending time with family and friends, traveling, and being outdoors. He especially enjoys playing golf and pickleball.

A commitment to excellent client service

As a Client Service Associate, Caleb works with clients to ensure each receives the best service experience possible. He has a collaborative attitude and a quick and witty sense of humor, so talking with him will always brighten your day.

Raised in Metropolis Illinois, Caleb attended the University of Louisville majoring in Finance. After graduating university, Caleb worked for some time with Fifth Third Bank in Louisville. Caleb joined UBS in May of 2022 and is finishing his certifications to be fully licensed.

Outside of work you can find Caleb spending time with his wife, 3 dogs, and friends. Enjoys golf, traveling and sports.

Austin moved to Murray, KY from his hometown of Bowling Green in 2016 to pursue a degree in Finance/Financial Planning at Murray State University. After graduating, Austin began his career at Community Financial Services Bank, where he worked closely with community members to ensure seamless, efficient experiences. Austin takes pride in building meaningful relationships and helping clients achieve their financial goals. Now living in Paducah, Austin is excited to continue serving the community at UBS, where he strives to provide personalized comprehensive guidance to each client. Outside of work, you can find Austin on the golf course or watching sports.

It's about focus.

Tina serves as the Authorized Officer and Senior Wealth Strategy Associate for the team. With a longstanding career in the financial industry, she has worked in areas ranging from trust and estate administration to financial planning. In her current position, she has grown to focus on supporting the team's advisors by providing behind the scenes logistics, such as: coordinating team processes, providing investment analytics and conducting portfolio reviews. This allows her to support the team and provide the highest quality service to clients.

 “I am passionate about getting the research and analysis right so we are providing the best investment advice possible for our clients.”

Cathy started her career in wealth management in 1997 with Raymond James.  She transitioned to Morgan Stanley in 2001 and joined UBS in 2014.  Cathy has a passion for holistic insurance solutions as they pertain to estate, legacy and business planning.  Her consultative and educational approach guides clients through decisions around life, disability and long term care insurance. She works closely with clients to help them plan for where they are in life now, and where they want to be.