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$7 trn
UBS Group invested assets
As of 12/31/2025
No matter what your age, or where you are on your planning journey, we can help steer you down the right path toward retirement. We will work with you to build the foundation of your plan. Over time, as life or market circumstances change, we will work with you to adjust your plan where and when needed. When it comes to retirement planning, it's never too early to start.
Managing Director–Wealth Management
Ken is a Certified Financial Planner® professional with over 30 years of experience in the financial services industry. His passion for the securities market began while earning his degree in finance, which led him to start his career at Merrill Lynch. Ken has been with UBS since 2003. Over the years, the team has grown into a seven-person group dedicated to serving a multigenerational client base.
Throughout his career, Ken has helped his clients manage their wealth through generations and across many economic cycles. He emphasizes financial planning, asset allocation, and risk management. While his primary focus is on retirement planning, he also provides guidance on insurance and estate planning strategies. Additional areas of expertise include mortgage financing, executive stock options, and securities-backed lending.
Outside of work, Ken has been active in youth sports. He was a founding board member of Stamford Youth Lacrosse, and from 1989 to 2006, coached youth hockey in Fairfield County. From 2006 to 2009, he served as president of the Celtic Hockey Club. Ken is married with two children and two grandchildren and lives in Stamford, CT. He enjoys golf, ice hockey and spending time in Florida.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
Managing Director–Wealth Management
Ken is a Certified Financial Planner® professional with over 30 years of experience in the financial services industry. His passion for the securities market began while earning his degree in finance, which led him to start his career at Merrill Lynch. Ken has been with UBS since 2003. Over the years, the team has grown into a seven-person group dedicated to serving a multigenerational client base.
Throughout his career, Ken has helped his clients manage their wealth through generations and across many economic cycles. He emphasizes financial planning, asset allocation, and risk management. While his primary focus is on retirement planning, he also provides guidance on insurance and estate planning strategies. Additional areas of expertise include mortgage financing, executive stock options, and securities-backed lending.
Outside of work, Ken has been active in youth sports. He was a founding board member of Stamford Youth Lacrosse, and from 1989 to 2006, coached youth hockey in Fairfield County. From 2006 to 2009, he served as president of the Celtic Hockey Club. Ken is married with two children and two grandchildren and lives in Stamford, CT. He enjoys golf, ice hockey and spending time in Florida.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Education
Credentials
How will their story unfold?
Inheritance is about more than money. It’s about navigating family, history and your future. See how two brothers decide what to hold onto, what to let go and how to move forward.
If you’re going through a wealth transfer event like an inheritance, death or divorce, our experienced guidance can help give you more confidence.
$7 trn
UBS Group invested assets
As of 12/31/2025
51 countries
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