Wealth advice that helps inspire confidence

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With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Andrew Keller

    Andrew Keller, CFP®, CRPC®

    Vice President–Wealth Management

    Financial Advisor

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    • AZ
    • CT
    • FL
    • GA
    • IL
    • KY
    • MA
    • ME
    • NH
    • NY
    • PA
    • RI
    • UT

    Andrew delivers personalized wealth management advice to a select number of high net worth individuals and families. He utilizes integrated planning strategies to help clients manage both sides of their personal balance sheets efficiently. After thoroughly understanding his clients' investment personality and financial goals, he implements a customized plan tailored to their specific needs, including strategies for retirement planning, asset and liability management, tax and estate planning strategies, and life insurance analysis and funding.

    Andrew leans on over 15 years of experience in the financial services industry and has successfully navigated clients through multiple market climates since he began his career after graduating from Vanderbilt University with a Bachelor of Arts in Economics. Prior to joining UBS in October 2020, he was a Vice President and Wealth Management Advisor with Merrill Lynch.  Passionate about delivering excellent service, he holds the CERTIFIED FINANCIAL PLANNER™ certification awarded by the Certified Financial Planner Board of Standards, Inc. He is committed to prioritizing his clients' best interests first.

    Outside of the office, Andrew loves to spend time with his wife Meri and his children Walter and Sadie in their coastal town of Marblehead. He enjoys sharing in activities with his family such as skiing in the mountains of New Hampshire and Vermont, boating along the North Shore of Boston, playing squash at the Lynch/van Otterloo YMCA, and as a native Western New Yorker, supporting his lifelong favorite team, the Buffalo Bills. Active in the community, Andrew volunteers as a youth sports coach for the New England Flag Football League and participates in UBS' Season of Service programs which benefit several organizations throughout Massachusetts, most recently the Boston Food Bank. 

      • Vanderbilt University, B.A.
      • CERTIFIED FINANCIAL PLANNER™
      • Chartered Retirement Planning Counselor℠
      One Post Office Square
      32nd and 33rd floors
      Boston, MA 02109
    • Rachel Hughes

      Rachel Hughes

      Client Associate

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      • FL
      • KS
      • MA
      • ME

      Rachel joined UBS in January 2018. Prior to joining UBS, she was previously employed at Santander Bank. Rachel serves as a point of contact for clients to ensure they receive the highest level of support and assistance.

      Rachel graduated from the University of Kansas with a B.S. degree in Strategic Communication. She currently lives in the north shore of Boston, but grew up in Phoenix, Arizona. When Rachel isn't working she is an avid traveler. She has traveled to 20 countries and 6 continents.

            One Post Office Square
            32nd and 33rd floors
            Boston, MA 02109
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            Sandra Barnatchez

            Authorized Officer

            Senior Client Associate

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            • AZ
            • CA
            • CT
            • FL
            • MA
            • ME
            • NC
            • NH
            • NJ
            • NY
            • PA
            • RI
            • SC
            • TN
            • VA
            • VT
            • WA
            • WY

                  8 Essex Center Drive
                  2nd Floor
                  Peabody, MA 01960
                • Roger Kraus

                  Director

                  Senior Wealth Management Banker

                  Current role and areas of expertise

                  Traditionally, clients tend to concentrate on their assets when considering their financial situation. However, the use of strategic financing or other banking solutions may be an important component of a client’s overall wealth management plan. Senior Wealth Management Bankers are responsible for providing Financial Advisors and their clients with banking solutions that complement a client's overall wealth management objectives. As a Senior Wealth Management Banker, Roger provides expertise in the following areas:

                  1. Securities Backed Lending
                  2. Residential and Commercial Mortgages
                  3. Cash management and Credit Cards
                  4. Art, aircraft and yacht financing

                  Professional history

                  Roger Kraus returns to UBS as a SWMB for the Greater Boston Market.  He began his career with UBS in 2006, first at 1285 Ave of the Americas in NY, then  in the Private Wealth office at 299 Park Ave.  In 2009, his FA team moved to Credit Suisse, and in 2010, Roger moved on his own to JPMorgan Private Bank as an FA in their Law Firms Group. 

                  Education and personal information

                  Roger has a degree in English Literature and Performance,  and enjoyed a 10+ year career as a professional actor in New York City and nationally before starting his career in finance.  He currently lives in Boston's historic South End.

                • Mike Alexander

                  Managing Director

                  WMA Regional Sales Director New England Region

                  Professional History

                  Mike focuses on working with Financial Advisors in implementing and tailoring UBS Asset Management's wealth management services and portfolio strategies to the goals and needs of their clients, including institutions and individuals.  He focuses on managing relationships in the New England territory, which includes Connecticut, Massachusetts, Rhode Island, New Hampshire, Maine and Vermont.

                  Mike joined the firm in 2005. Prior to joining the firm, Mike was with Brinker Capital as an Investment Consultant in the New England Region.

                  At UBS Asset Management, he was a Senior Internal Investment Consultant on the National Sales Desk with UBS Global Asset Management.

                  Prior to his current position, Mike was the National Desk Manager where he oversaw the distribution efforts of a team of InternalConsultants.

                  Education

                  Mike received his BA from Villanova University (US).

                  Mike holds FINRA Series 7 and 66 Licenses and is a Series 24 General Securities Principal.

                  Years of investment industry experience: 20

                • Caitlain McDonald

                  Authorized Officer

                  Wealth Planning Specialist

                  Caitlain is a Wealth Planning Specialist for the East Division. She is responsible for providing Financial Advisors and their clients with objective advice on plan design, strategies and implementation. Through a comprehensive financial plan, Caitlain offers guidance to clients on topics such as retirement planning, higher education planning, insurance, long-term care, annuities, trust services, philanthropy and estate planning strategies.

                  Prior to her current role, Caitlain was a member of the Graduate Talent Program, a two-year rotational program that exposes college graduates to the different business areas within UBS Wealth Management Americas.

                  Caitlain graduated from Boston College, where she received a B.S. in Finance and Management & Leadership. Caitlain holds her Series 7 and Series 66 licenses with FINRA and is a CERTIFIED FINANCIAL PLANNER™ professional. Caitlain lives in New York City and enjoys time at the beach, running, sudoku puzzles, and spending time with family and friends.

                Connecting you to the deep resources of UBS

                By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

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                A way forward

                Goals-based planning

                Goals-based planning

                UBS Wealth Way

                UBS Wealth Way

                How can you be more certain in an uncertain market?

                Let's put your plan in place, for today, tomorrow and for generations to come

                You don't have to let market volatility get in the way of your long-term goals. Through the plan we create together, we can help you pursue what matters most.

                Backed by the strength of UBS

                A global leader in wealth management

                $2.8 trillion

                In invested assets globally 
                As of 06/30/2022

                51 countries

                Our global footprint

                Global leader

                UBS is a world-leading wealth manager