Executive wealth management

Create your personal financial plan

You're an executive juggling multiple priories to help your company succeed. But what about your own financial future? Our team never underestimates the importance of financial planning when it comes to helping you make important decisions about your wealth. We view this as a business plan for your personal life, to help you measure success and inform your financial decision-making today, tomorrow and for future generations.


Joshua Basen, CIMA®, CRPC®

Senior Vice President–Wealth Management

I've spent more than fifteen years carefully crafting financial blueprints, gauging progress and measuring results for high net worth individuals, families and institutions.

I earned a Bachelor of Science in Finance with a minor in Entrepreneurship from Miami University in Oxford, Ohio. I also obtained the CIMA® designation from the Investments & Wealth Institute™, through the Yale School of Management. Before becoming a financial advisor with UBS, I worked as an Investment Manager Research Analyst with McDonald Investments in Cleveland, Ohio.

I am married to my high school sweetheart, Kathleen. Together we spend most of our free time experiencing the world through the eyes of our two children, Abby and Jacob.

As an avid runner, I try to complete my workout before sunrise each day. I enjoy competing in races of all distances, from one mile fun runs with my daughter to ultra-marathons through the mountains on my own.

When I am not working to improve my craft, exploring the world with our kids, or exercising; I can often be found obsessing over the Browns Super Bowl odds, the Cavs personnel decisions, or the Guardians pitching rotation. Born and raised in Northeast Ohio, I am a lifelong, diehard Cleveland sports fan.

Registered States:
  • CA
  • DC
  • FL
  • GA
  • IL
  • IN
  • KS
  • MI
  • MN
  • MO
  • NC
  • NJ
  • NV
  • NY
  • OH
  • OR
  • TN

Recognized as an industry leader:

  • Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2018The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
  • Forbes Best-in-State Wealth Advisors, 2019The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
  • Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019, 2022The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures


  • B.S. Finance & Entrepreneurship, Miami University


  • Certified Investment Management Analyst®
  • Chartered Retirement Planning Counselor
  • Portfolio Manager

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Your goals are the starting point
Retirement planning
Estate planning strategies
Lending services
Financial planning
Education planning
Legacy planning
Custom portfolios
2055 Crocker Road
Suite 201
Westlake, OH 44145
  • (440) 414-2759

Email Me

Defining your priorities. Pursuing what matters.

Our experience and structured planning process drives a comprehensive financial plan and customized investment strategies. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles.

Our Philosophy

Our Philosophy

Our Process

Our Process

Who we work with

Who we work with

Pumpkin patch

Success to succession

Enabling the transfer of all you hold valuable

What defines family success? A business, property, or is it more elusive: traditions, values, ethics? And how will you pass it on to the next generation with forethought, clear goals and careful execution?

Too often, before sharing assets, we neglect the actual communication of wishes, plans and expectations. Let’s change that.

A leader in wealth management

Backed by the strength of our parent company, UBS AG

Global leader

UBS is a leading and truly global wealth manager

$5.8+ trn

UBS Group invested assets
As of 03/31/2024