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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
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Senior Vice President–Investments
I have more than 30 years of experience in the financial services industry. Prior to joining the firm in 1994, I was a financial consultant with the Chicago office of Smith Barney. As a UBS Financial Advisor, I regularly consult with my clients that include associations, corporations, municipalities, high-net worth individuals, foundations and endowments, enabling them to appropriately position their investment portfolios. I believe that diversification and asset allocation aligned to a client's profile, time horizon and risk tolerance are critical to investment success.
As a graduate of the University of Notre Dame with a B.B.A. in finance, I hold licenses in Series 3, 7, 8, 63 and 65, as well as life and health insurance. I have also earned the Certified Financial Planner™ (CFP®), Certified Investment Manager AnalystSM (CIMA®), and Accredited Investment Fiduciary® (AIF) designations. A past member of the NASD Board of Arbitrators, I am active in the Investment Management Consultants Association (IMCA) and the Financial Planning Association® (FPA).
Education
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Senior Vice President–Investments
I have more than 30 years of experience in the financial services industry. Prior to joining the firm in 1994, I was a financial consultant with the Chicago office of Smith Barney. As a UBS Financial Advisor, I regularly consult with my clients that include associations, corporations, municipalities, high-net worth individuals, foundations and endowments, enabling them to appropriately position their investment portfolios. I believe that diversification and asset allocation aligned to a client's profile, time horizon and risk tolerance are critical to investment success.
As a graduate of the University of Notre Dame with a B.B.A. in finance, I hold licenses in Series 3, 7, 8, 63 and 65, as well as life and health insurance. I have also earned the Certified Financial Planner™ (CFP®), Certified Investment Manager AnalystSM (CIMA®), and Accredited Investment Fiduciary® (AIF) designations. A past member of the NASD Board of Arbitrators, I am active in the Investment Management Consultants Association (IMCA) and the Financial Planning Association® (FPA).
Education
Credentials
Election day is over. Now what?
Election Day is behind us, but questions still remain. How will my portfolio be affected? What can I do now to secure my financial future?
Let’s work together to find the answers you need and the solutions that best suit your plan. Contact us today and learn more about the election’s impact through our comprehensive ElectionWatch coverage.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
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