Email Me
$2.8 trillion
In invested assets globally
As of 06/30/2022
As Institutional Consultants, we take the time to fully understand your organization, leadership, employees and culture. With our comprehensive platform of industry-leading corporate services and solutions, we provide a proven process that can help deliver a customized benefits plan. Talk to us about how our experience, resources and industry longevity can contribute to your company’s success today and in the future.
Senior Vice President–Investments
I have more than 30 years of experience in the financial services industry. Prior to joining the firm in 1994, I was a financial consultant with the Chicago office of Smith Barney. As a UBS Financial Advisor, I regularly consult with my clients that include associations, corporations, municipalities, high-net worth individuals, foundations and endowments, enabling them to appropriately position their investment portfolios. I believe that diversification and asset allocation aligned to a client's profile, time horizon and risk tolerance are critical to investment success.
As a graduate of the University of Notre Dame with a B.B.A. in finance, I hold licenses in Series 3, 7, 8, 63 and 65, as well as life and health insurance. I have also earned the Certified Financial Planner™ (CFP®), Certified Investment Manager AnalystSM (CIMA®), and Accredited Investment Fiduciary® (AIF) designations. A past member of the NASD Board of Arbitrators, I am active in the Investment Management Consultants Association (IMCA) and the Financial Planning Association® (FPA).
Education
Credentials
Senior Vice President–Investments
I have more than 30 years of experience in the financial services industry. Prior to joining the firm in 1994, I was a financial consultant with the Chicago office of Smith Barney. As a UBS Financial Advisor, I regularly consult with my clients that include associations, corporations, municipalities, high-net worth individuals, foundations and endowments, enabling them to appropriately position their investment portfolios. I believe that diversification and asset allocation aligned to a client's profile, time horizon and risk tolerance are critical to investment success.
As a graduate of the University of Notre Dame with a B.B.A. in finance, I hold licenses in Series 3, 7, 8, 63 and 65, as well as life and health insurance. I have also earned the Certified Financial Planner™ (CFP®), Certified Investment Manager AnalystSM (CIMA®), and Accredited Investment Fiduciary® (AIF) designations. A past member of the NASD Board of Arbitrators, I am active in the Investment Management Consultants Association (IMCA) and the Financial Planning Association® (FPA).
Education
Credentials
For needs that go beyond your own—to help you improve the lives of others
What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.
Learn more at ubs.com/wealthway.
$2.8 trillion
In invested assets globally
As of 06/30/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
