Your goals. Our comprehensive plan.

With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.

Oculus NYC

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Mark A. Ruccolo - Profile Photo

    Mark Ruccolo

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AZ
    • CA
    • CO
    • DC
    • DE
    • FL
    • GA
    • IL
    • KS
    • LA
    • MA
    • MI
    • MN
    • MO
    • MT
    • NC
    • NE
    • NM
    • NY
    • OH
    • OK
    • OR
    • PA
    • SD
    • TN
    • TX
    • UT
    • VA
    • WA
    • WI
    • WV
    • WY

    Mark Ruccolo has been with UBS since 1995 and is a Vice President of Wealth Management. He began his career as a Financial Advisor with American Express in 1992. Mark holds the respected CERTIFIED FINANCIAL PLANNER™ (CFP®) designation. He obtained his (CFP®) through a rigorous program of study and training. In addition, Mark holds Series 7, 31, 63, and 65 securities licenses and is licensed in life and health insurance.

    Mark offers a wide array of wealth management services, including financial planning, retirement planning, estate planning and investment planning strategies. Ultimately, the value he brings to his clients is a combination of trust, expertise and understanding of their needs. With all that, Mark helps his clients achieve their financial goals and provides them with peace of mind.

    From 1986 to 1992, Mark served in the United States Navy. He is active in a number of community organizations. Mark also volunteers for American Corporate Partners as a mentor for honorably discharged Military Personel entering the workforce. Mark enjoys snowboarding, camping, cooking, and photography. Mark and his wife Andrea have been married since 1991and have two sons, Sebastian and Theodore. They reside in Highlands Ranch, Colorado.

        • CERTIFIED FINANCIAL PLANNER™
        • Portfolio Manager
        4600 South Ulster Street
        Suite 700
        Denver, CO 80237
        mark.a.ruccolo@ubs.com
        Mark Ruccolo
        4600 South Ulster Street,Denver,CO,80237
      • Shelly Krantz - Profile Photo

        Shelly Krantz

        Senior Client Associate

        • image
        • image
        • image

          Shelly Krantz has extensive experience in financial services, entering the banking industry in 1979 and joining UBS Financial Services Wealth Management in 2006. As a Senior Client Service Associate (CSA), she is invloved in all aspects of new client orientation and client service support. In addition, Shelly is a CSA coach and mentors other CSAs at UBS.

          Shelly is an avid reader and crafter. She especially enjoys making jewelry. On Sunday afternoons, she can often be found creating new gourmet recipes for her family and friends. She has been married to her husband, Michael, since 1980. they have two sons  Ian (29) and Paul (25).

                4600 South Ulster Street
                Suite 700
                Denver, CO 80237
                shelly.krantz@ubs.com
                Shelly Krantz
                4600 South Ulster Street,Denver,CO,80237

              Outlook on interest rates

              Goals-based planning

              UBS Wealth Way

              investments

              Investment Management

              Retirement Couple

              Retirement readiness

              Why does A.I. in space matter?

              Modern Retirement Monthly

              Modern Retirement Monthly

              Traditional or Roth?

              For most families, a balance of Traditional and Roth contributions will provide the best results. However, this doesn’t mean that you should contribute to both types of accounts equally. The UBS Chief Investment Office (CIO) provides an overview of Traditional and Roth 401(k) accounts, highlighting key factors that you should consider when deciding where you will direct your hard-earned savings.

              A leader in wealth management

              Backed by the strength of our parent company, UBS AG

              $5.8+ trn

              UBS Group invested assets
              As of 03/31/2024

              51 countries

              Our global footprint

              Global leader

              UBS is a leading and truly global wealth manager

              Insights