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$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.
First Vice President–Wealth Management
Financial Advisor
As First Vice President – Wealth Management, Jim brings over 40 years of experience in the financial services industry to his clients and takes a holistic approach to wealth management, working with clients to help them pursue their financial goals. During his tenure in the industry, he has developed an extensive knowledge of the financial markets, economic conditions and investment strategies. He started his career in 1972 with Rauscher Pierce, and moved to UBS from Smith Barney in 1999. Jim is one of a small number of UBS Financial Advisors who have earned the designation of Wealth Advisor, the result of a rigorous nine-month program designed to deepen his wealth management skills and insights. Among his areas of specialty are retirement income planning, corporate stock benefits, and dealing with the issues associated with the corporate officer and insider stock ownership.
Originally from Beaumont, TX, Jim graduated from The University of Texas with a Bachelor of Arts degree in economics in 1970. Active in his community Jim is on the boards of several non-profit organizations involved in theatre arts. Additionally, Jim has performed in a number of theatrical productions in the Houston area. He is a two-time past president of the Episcopal High School Dad's Club and continues to work on the organization's golf committee.
Education
Credentials
First Vice President–Wealth Management
Financial Advisor
As First Vice President – Wealth Management, Jim brings over 40 years of experience in the financial services industry to his clients and takes a holistic approach to wealth management, working with clients to help them pursue their financial goals. During his tenure in the industry, he has developed an extensive knowledge of the financial markets, economic conditions and investment strategies. He started his career in 1972 with Rauscher Pierce, and moved to UBS from Smith Barney in 1999. Jim is one of a small number of UBS Financial Advisors who have earned the designation of Wealth Advisor, the result of a rigorous nine-month program designed to deepen his wealth management skills and insights. Among his areas of specialty are retirement income planning, corporate stock benefits, and dealing with the issues associated with the corporate officer and insider stock ownership.
Originally from Beaumont, TX, Jim graduated from The University of Texas with a Bachelor of Arts degree in economics in 1970. Active in his community Jim is on the boards of several non-profit organizations involved in theatre arts. Additionally, Jim has performed in a number of theatrical productions in the Houston area. He is a two-time past president of the Episcopal High School Dad's Club and continues to work on the organization's golf committee.
Education
Credentials
Roaring 20s: The next stage
Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.
A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
