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$3.9 trillion
In invested assets globally
As of 12/31/2022
By working closely with you to create a fully integrated financial and investment plan, I can help you explore opportunities to grow and protect the wealth you have worked so hard to build. Backed by the extensive resources of UBS, and collaborating with your trusted legal and tax advisors, I am able to offer comprehensive wealth management focused entirely on you, your family and future generations.
My financial planning team and I follow a disciplined approach that helps you set realistic financial goals. We then can match your specific objectives with a highly personalized financial plan and investment strategy.
Senior Vice President–Wealth Management
Portfolio Manager
My background combines nearly 20 years as a Wealth Advisor and Portfolio Manager specializing in theme investing with deep corporate experience that has given me a unique perspective on brands and demographic niches. I have built strong relationships with a wide array of experts, both inside and outside of UBS. This gives me the resources to fully understand the markets and build highly customized investment solutions. In addition, I will work closely with your team of accountants and attorneys, leading the effort to develop one integrated approach.
As a fourth generation Wall Street investor, Jim’s pedigree stretches back to financier Bernard Baruch. He has been a Wealth Advisor and Portfolio Manager for over 16 years (Smith Barney, Morgan Stanley and now UBS). He specializes in multigenerational wealth planning and thematic investing. Prior to his tenure in the financial services industry, Jim had a 20-year career in brand marketing, including his time as a director at Allergan and as a senior portfolio manager at Warner Lambert (now Pfizer), where he specialized in new products marketing, new product launches and brand restages. He received his M.B.A. in marketing and finance, graduating cum laude from NYU Stern School of Business, where he served as Vice Chairman of the Alumni Council, and his B.A. from the University of Pennsylvania.
Education
Credentials
Senior Vice President–Wealth Management
Portfolio Manager
My background combines nearly 20 years as a Wealth Advisor and Portfolio Manager specializing in theme investing with deep corporate experience that has given me a unique perspective on brands and demographic niches. I have built strong relationships with a wide array of experts, both inside and outside of UBS. This gives me the resources to fully understand the markets and build highly customized investment solutions. In addition, I will work closely with your team of accountants and attorneys, leading the effort to develop one integrated approach.
As a fourth generation Wall Street investor, Jim’s pedigree stretches back to financier Bernard Baruch. He has been a Wealth Advisor and Portfolio Manager for over 16 years (Smith Barney, Morgan Stanley and now UBS). He specializes in multigenerational wealth planning and thematic investing. Prior to his tenure in the financial services industry, Jim had a 20-year career in brand marketing, including his time as a director at Allergan and as a senior portfolio manager at Warner Lambert (now Pfizer), where he specialized in new products marketing, new product launches and brand restages. He received his M.B.A. in marketing and finance, graduating cum laude from NYU Stern School of Business, where he served as Vice Chairman of the Alumni Council, and his B.A. from the University of Pennsylvania.
Education
Credentials
For needs that go beyond your own—to help you improve the lives of others
What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.
Learn more at ubs.com/wealthway.
$3.9 trillion
In invested assets globally
As of 12/31/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
