Global access. Strategic solutions.

Private Wealth Management

[PWM] Madrid, Spain

Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

Jay Baumgardner, CFA®

Financial Advisor

Jay is a Private Wealth Advisor and Executive Director with UBS. He is a Chartered Financial Analyst® charterholder, and joined the Firm in 2016 after having worked as a portfolio manager and advisor at JPMorgan for seven years.   Previously, he was a Portfolio Manager and Managing Director at Wachovia/Wells Fargo, where he managed client portfolios on a discretionary basis from 2004 to 2008.  From 1999 to 2004, Jay was a Senior Portfolio Manager at U.S. Trust Company, managing client portfolios in both the Los Angeles and Orange County offices. Prior to U.S. Trust, he was a Portfolio Manager and Fund Manager with First American in Nashville, Tennessee, where he managed a highly successful equity-income mutual fund and private client portfolios. He started his financial services career in 1991 with Shearson Lehman Brothers, where he managed both advised and discretionary portfolios. Jay served seven years (1982–1989) as a captain in the U.S. Marine Corps, where he piloted cargo helicopters. He attended Wake Forest University, and earned a business degree from East Tennessee State University and an M.B.A. from Webster University. Jay and his wife, Tricia, live in Laguna Niguel, CA, with their daughter, Kelli, and son, Jack.

Registered States:
  • AL
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • HI
  • IA
  • ID
  • IL
  • IN
  • KS
  • KY
  • MA
  • MD
  • MI
  • MN
  • MS
  • NC
  • NH
  • NJ
  • NV
  • NY
  • OK
  • OR
  • PA
  • RI
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI

Education

  • Business Degree, East Tennessee State University
  • M.B.A, Webster University

Credentials

  • Chartered Financial Analyst®
  • Senior Portfolio Manager
888 San Clemente Drive
Suite 300
Newport Beach, CA 92660
  • (949) 717-3938

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Wealth, from your point of view

Change your community. Change the world.

Change your community. Change the world.

Executive decisions

Executive decisions

Backed by the strength of UBS

A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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