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$3.9 trillion
In invested assets globally
As of 12/31/2022
We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.
Senior Vice President–Wealth Management
Financial Advisor
James helps clients create and manage wealth. He has held regulatory, senior management and investment positions at the NASD/NASDAQ, Sallie Mae, Connie Lee, New York Life and Ryan Labs. A Financial Advisor since 1995, he has directed the creation of institutional investments, a fixed income fund and he managed real estate development and financing projects from 2001 through 2009. James is a member of the CFA Institute and the CFA Society of Washington DC. He holds an MBA in Finance from Washington University in St. Louis (Olin) and a BA in Economics from Lake Forest College. James is a volunteer for educational, health and community organizations.
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
James helps clients create and manage wealth. He has held regulatory, senior management and investment positions at the NASD/NASDAQ, Sallie Mae, Connie Lee, New York Life and Ryan Labs. A Financial Advisor since 1995, he has directed the creation of institutional investments, a fixed income fund and he managed real estate development and financing projects from 2001 through 2009. James is a member of the CFA Institute and the CFA Society of Washington DC. He holds an MBA in Finance from Washington University in St. Louis (Olin) and a BA in Economics from Lake Forest College. James is a volunteer for educational, health and community organizations.
Education
Credentials
For needs that go beyond your own—to help you improve the lives of others
What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.
Learn more at ubs.com/wealthway.
$3.9 trillion
In invested assets globally
As of 12/31/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
