Lasting relationships. For all that matters

We make a real impact in the lives of our clients by guiding them through major life events and helping them preserve and pass on their wealth. Our customized approach focuses on thoughtful financial planning and wealth management that looks beyond your investments and encompasses all aspects of your financial life.

Young family at the beach

James Fredrick Palumbo, CEPA and CRPC

Senior Vice President–Wealth Management

Financial Advisor

James helps clients create and manage wealth. He has held regulatory, senior management and investment positions at the NASD/NASDAQ, Sallie Mae, Connie Lee, New York Life and Ryan Labs. A Financial Advisor since 1995, he has directed the creation of institutional investments, a fixed income fund and he managed real estate development and financing projects from 2001 through 2009. James is a member of the CFA Institute and the CFA Society of Washington DC. He holds an MBA in Finance from Washington University in St. Louis (Olin) and a BA in Economics from Lake Forest College. James is a volunteer for educational, health and community organizations.

Registered States:
  • AZ
  • CA
  • CO
  • CT
  • DC
  • FL
  • GA
  • IL
  • IN
  • MA
  • MD
  • MO
  • NC
  • NM
  • NY
  • OH
  • PA
  • SC
  • VA


  • M.B.A. Finance, Washington University in St. Louis


  • Chartered Retirement Planning Counselor
  • Portfolio Manager
  • Certified Exit Planning Advisor
1800 Tysons Blvd
5th Floor, Suite 550
Mclean, VA 22102
  • (703) 734-8496

Email Me

Focus on liquidity management

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UBS and Credit Suisse—stronger than ever

Managing wealth is our craft

We’re committed to understanding what wealth means for you.

At UBS, excellence comes from nurturing the best of our heritage, mastering the details and delivering the expertise you need to turn your financial vision into a reality. The result? Financial advice that is finely crafted for what matters most to you.

Backed by the strength of UBS

A global leader in wealth management

$5+ trillion

In invested assets globally 
As of 11/07/2023

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager