The way forward

Today, tomorrow and for generations to come

Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

Start the conversation

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

James Muckleroy

Senior Vice President–Wealth Management

Accredited Wealth Management Advisor℠
View bio
- AL
- AR
- AZ
- CO
- LA
- MI
- MS
- NH
- OK
- SC
- TN
- TX
- WA
Jim joined UBS in 2008 after having spent the previous 11 years at another major financial services firm. An Accredited Wealth Management Advisor and a Chartered Retirement Planning Counselor, Jim holds a bachelor's degree from the University of Louisiana-Monroe and a master's degree from Stephen F. Austin State University. He also has Series 7, 63 and 65 securities licenses, as well as Texas life insurance and annuity licenses.

Active members of the community and their church, Jim and his wife, Betty, have lived in the Tyler area for more than 40 years. They have two children, Katie and Chris, a daughter-in-law Emily, and three grandchildren, Cole, Caroline, and Olivia. Their family enjoys spending time together raising and riding Tennessee Walking horses, hunting and "living life on the farm."
- University of Louisiana-Monroe, Bachelor's Degree
- Stephen F. Austin State University, Master's Degree
- Accredited Wealth Management Advisor℠
- Chartered Retirement Planning Counselor
- Wealth Advisor
6101 S. Broadway
Suite 510
Tyler, TX 75703

james.muckleroy@ubs.com

James Muckleroy

6101 S. Broadway,Tyler,TX,75703
Katheryn Renee "Katie" Muckleroy, CDFA

Financial Advisor
View bio
- AL
- AR
- AZ
- CO
- LA
- MI
- MS
- NH
- OK
- SC
- TN
- TX
- WA
Katie joined UBS in 2016 after having spent the previous five years at another financial services firm. Katie holds a double major in Finance and Management from Baylor University. She also has her Series 7 and 66 securities licenses as well as Texas life insurance and annuity licenses. In addition to offering financial planning and retirement advice, Katie is also a Certified Divorce Financial Analyst®, which better prepares her to customize client's financial plans to fit all of life's unexpected circumstances.

Katie returned home to Tyler after earning her degree from Baylor and living in the Fort Worth area working at her previous firm. She loves spending time with her nephew and two nieces, Cole, Caroline, and Olivia. She also enjoys spending time training with her dog, Baylor. Katie is a member of the Baylor Women's Network Tyler Chapter, the Junior League of Tyler, and Dayspring Methodist Church.
- Baylor University, Finance and Management
- Certified Divorce Financial Analyst
- Accredited Asset Management Specialist
6101 S. Broadway
Suite 510
Tyler, TX 75703

katheryn.muckleroy@ubs.com

Katheryn Renee "Katie" Muckleroy, CDFA

6101 S. Broadway,Tyler,TX,75703
Candace Polk

Senior Client Associate
View bio
- AK
- AL
- AR
- CA
- CO
- FL
- GA
- IL
- LA
- MI
- MN
- MS
- NC
- NH
- NM
- NY
- OH
- OK
- SC
- SD
- TN
- TX
- UT
- VA
Candace joined UBS Financial in 2014 after spending two years in retail banking. She holds an associate's degree from Tyler Junior College, where she was a proud member of the Apache Belles, and a bachelor's degree from The University of Texas at Tyler. She holds both Series 7 and 66 licenses. Candace is a member of the Catholic Diocese of Tyler, the Apache Belle Alumni Organization, Junior League of Tyler, the Women's Fund of Smith County, and the Tyler Young Professionals Network.
- Tyler Junior College, Associate's Degree
- The University of Texas, Bachelor's Degree
6101 S. Broadway
Suite 510
Tyler, TX 75703

candace.polk@ubs.com

Candace Polk

6101 S. Broadway,Tyler,TX,75703

James Muckleroy

Senior Vice President–Wealth Management

Accredited Wealth Management Advisor℠
View bio
- AL
- AR
- AZ
- CO
- LA
- MI
- MS
- NH
- OK
- SC
- TN
- TX
- WA
Jim joined UBS in 2008 after having spent the previous 11 years at another major financial services firm. An Accredited Wealth Management Advisor and a Chartered Retirement Planning Counselor, Jim holds a bachelor's degree from the University of Louisiana-Monroe and a master's degree from Stephen F. Austin State University. He also has Series 7, 63 and 65 securities licenses, as well as Texas life insurance and annuity licenses.

Active members of the community and their church, Jim and his wife, Betty, have lived in the Tyler area for more than 40 years. They have two children, Katie and Chris, a daughter-in-law Emily, and three grandchildren, Cole, Caroline, and Olivia. Their family enjoys spending time together raising and riding Tennessee Walking horses, hunting and "living life on the farm."
- University of Louisiana-Monroe, Bachelor's Degree
- Stephen F. Austin State University, Master's Degree
- Accredited Wealth Management Advisor℠
- Chartered Retirement Planning Counselor
- Wealth Advisor
6101 S. Broadway
Suite 510
Tyler, TX 75703

james.muckleroy@ubs.com

James Muckleroy

6101 S. Broadway,Tyler,TX,75703
Katheryn Renee "Katie" Muckleroy, CDFA

Financial Advisor
View bio
- AL
- AR
- AZ
- CO
- LA
- MI
- MS
- NH
- OK
- SC
- TN
- TX
- WA
Katie joined UBS in 2016 after having spent the previous five years at another financial services firm. Katie holds a double major in Finance and Management from Baylor University. She also has her Series 7 and 66 securities licenses as well as Texas life insurance and annuity licenses. In addition to offering financial planning and retirement advice, Katie is also a Certified Divorce Financial Analyst®, which better prepares her to customize client's financial plans to fit all of life's unexpected circumstances.

Katie returned home to Tyler after earning her degree from Baylor and living in the Fort Worth area working at her previous firm. She loves spending time with her nephew and two nieces, Cole, Caroline, and Olivia. She also enjoys spending time training with her dog, Baylor. Katie is a member of the Baylor Women's Network Tyler Chapter, the Junior League of Tyler, and Dayspring Methodist Church.
- Baylor University, Finance and Management
- Certified Divorce Financial Analyst
- Accredited Asset Management Specialist
6101 S. Broadway
Suite 510
Tyler, TX 75703

katheryn.muckleroy@ubs.com

Katheryn Renee "Katie" Muckleroy, CDFA

6101 S. Broadway,Tyler,TX,75703
Candace Polk

Senior Client Associate
View bio
- AK
- AL
- AR
- CA
- CO
- FL
- GA
- IL
- LA
- MI
- MN
- MS
- NC
- NH
- NM
- NY
- OH
- OK
- SC
- SD
- TN
- TX
- UT
- VA
Candace joined UBS Financial in 2014 after spending two years in retail banking. She holds an associate's degree from Tyler Junior College, where she was a proud member of the Apache Belles, and a bachelor's degree from The University of Texas at Tyler. She holds both Series 7 and 66 licenses. Candace is a member of the Catholic Diocese of Tyler, the Apache Belle Alumni Organization, Junior League of Tyler, the Women's Fund of Smith County, and the Tyler Young Professionals Network.
- Tyler Junior College, Associate's Degree
- The University of Texas, Bachelor's Degree
6101 S. Broadway
Suite 510
Tyler, TX 75703

candace.polk@ubs.com

Candace Polk

6101 S. Broadway,Tyler,TX,75703

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

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UBS ElectionWatch

Election day is over. Now what?

Election Day is behind us, but questions still remain. How will my portfolio be affected? What can I do now to secure my financial future?

Let’s work together to find the answers you need and the solutions that best suit your plan. Contact us today and learn more about the election’s impact through our comprehensive ElectionWatch coverage.

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^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

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Our global footprint

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UBS is a leading and truly global wealth manager

The way forward

Pursuing your goals together

James Muckleroy

Katheryn Renee "Katie" Muckleroy, CDFA

Candace Polk