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$7 trn
UBS Group invested assets
As of 12/31/2025
Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.
Senior Vice President–Wealth Management
Financial Advisor
Jim has over 25 years experience in finance and portfolio management. In 1994, he earned the prestigious Chartered Financial Analyst designation and subsequently served on the CFA Institute's Board of Governors (2003-2006). He received his BA - Business Administration and MBA from California State University, Northridge. Additionally, he served as co-director for the USC/CFALA CFA review program for 5 years where he taught classes in ethics and professional conduct, financial statement analysis and equity security analysis. Jim is also a past-President of the CFA Society of Los Angeles.
California Insurance License #0B75698
Personal & Community
Education
Credentials
Our advice is comprehensive. We help diverse clients in a broad range of areas, including:
Lets connect
Senior Vice President–Wealth Management
Financial Advisor
Jim has over 25 years experience in finance and portfolio management. In 1994, he earned the prestigious Chartered Financial Analyst designation and subsequently served on the CFA Institute's Board of Governors (2003-2006). He received his BA - Business Administration and MBA from California State University, Northridge. Additionally, he served as co-director for the USC/CFALA CFA review program for 5 years where he taught classes in ethics and professional conduct, financial statement analysis and equity security analysis. Jim is also a past-President of the CFA Society of Los Angeles.
California Insurance License #0B75698
Personal & Community
Education
Credentials
Our advice is comprehensive. We help diverse clients in a broad range of areas, including:
Lets connect
And this is your time to define success on your terms.
Money isn’t just changing hands, it’s changing meaning. This is your new era of wealth, with real opportunities to pursue your ambitions based on your values.
When it comes to building your legacy, we don’t prescribe a single path. We seek to understand yours. Because the best wealth strategy starts with you.
$7 trn
UBS Group invested assets
As of 12/31/2025
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
