Insight-based advice

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Mountaintop observatory

James "Jim" Klein

Senior Vice President

My experience in financial services began in 1966 and I have been focused on futures investments since 1980, including serving as Chairman of PaineWebber Futures Management Corp., before it was acquired by UBS Financial services. I have managed futures funds, futures pools, fund of funds and individual futures accounts as a licensed Commodity Trading Advisor for decades.


Personal & Community

  • Four Children
  • Four Grandchildren
  • Married 45 years
Registered States:
  • AR
  • AZ
  • CA
  • CO
  • FL
  • ME
  • MI
  • NJ
  • NY
  • OR
  • SD
  • TX
  • WA

Education

  • B.A., University of Arizona
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

Email Me

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Turn possibilities into a plan

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A leading global wealth manager

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Support and resources

The UBS Optimus Foundation has committed up to $1 million in match funding for donations to trusted relief organizations Americares, World Central Kitchen, Team Rubicon and GiveDirectly in support of their efforts on behalf of those affected by the recent wildfires in southern California.

Learn more about how you can get involved and double your impact through the UBS Optimus Foundation.

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As of 06/30/2024

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