Insight-based advice

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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James "Jim" Klein

Senior Vice President

My experience in financial services began in 1966 and I have been focused on futures investments since 1980, including serving as Chairman of PaineWebber Futures Management Corp., before it was acquired by UBS Financial services. I have managed futures funds, futures pools, fund of funds and individual futures accounts as a licensed Commodity Trading Advisor for decades.


Personal & Community

  • Four Children
  • Four Grandchildren
  • Married 45 years
Registered States:
  • AR
  • AZ
  • CA
  • CO
  • FL
  • MD
  • ME
  • MI
  • NJ
  • NY
  • OR
  • SD
  • TX
  • UT
  • WA

Education

  • B.A., University of Arizona
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104
  • (415) 576-2988

Email Me

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ElectionWatch 2024

24 questions for the '24 US election

Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

Download the report

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