Insight-based advice

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Mountaintop observatory

James "Jim" Klein

Senior Vice President

My experience in financial services began in 1966 and I have been focused on futures investments since 1980, including serving as Chairman of PaineWebber Futures Management Corp., before it was acquired by UBS Financial services. I have managed futures funds, futures pools, fund of funds and individual futures accounts as a licensed Commodity Trading Advisor for decades.


Personal & Community

  • Four Children
  • Four Grandchildren
  • Married 45 years
Registered States:
  • AR
  • AZ
  • CA
  • CO
  • FL
  • ME
  • MI
  • NJ
  • NY
  • OR
  • SD
  • TX
  • WA

Education

  • B.A., University of Arizona
555 California Street
32nd/ 34th /46th Floor
San Francisco, CA 94104

Email Me

Three generations in apple orchard

Turn possibilities into a plan

House View Monthly

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A leading global wealth manager

Texas

Texas flood relief

Support and resources

Our UBS Optimus Foundation in the US is directly supporting emergency response, relief and reconstruction activities in Texas through our partnerships with World Central Kitchen and Team Rubicon. You can support these organizations and pool funds, together with Optimus, to increase their ability to support communities in Texas. In addition, any client donation to one of our Optimus partners will receive a 10% match from UBS.

Learn how you can get involved and make an impact through the UBS Optimus Foundation.

The UBS Optimus Foundation is a global network of separately organized and regulated, tax-exempt, charitable organizations, founded and managed by UBS, that make grants and other financial contributions to implementing partner organizations aligned with their values and objectives.

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UBS Group invested assets
As of 12/31/2024

51 countries

Our global footprint

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UBS is a leading and truly global wealth manager

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