Let's move forward. Together.

Our clients know that we put their best interests first at all times. As your financial advocates, we ask the critical questions to learn all about you, your family, priorities and concerns. At the end of the day, we understand that earning your confidence and trust requires integrity, prudence and accessibility.

Co-workers

James A. Austin III, CFP®, CRPS®

Account Vice President

Financial Advisor

James serves as Financial Advisor of UBS Financial Services, Inc.  As a CERTIFIED FINANCIAL PLANNER™, James helps clients meet their financial goals by running Financial Goal and Retirement Analysis plans and works with them to make sure that plan suits their individual needs. 

James received his Bachelor’s degree at Middle Tennessee State University in Nashville, Tennessee where he majored in Business Administration with a focus in finance. James volunteers with the first impressions team greeting and welcoming guests at City Church in Murfreesboro.

Registered States:
  • AL
  • AR
  • AZ
  • CA
  • CO
  • DE
  • FL
  • GA
  • HI
  • IL
  • IN
  • KS
  • KY
  • LA
  • MA
  • MD
  • MI
  • MO
  • MS
  • NC
  • NJ
  • NV
  • NY
  • OH
  • PA
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA
  • WI

Education

  • BBA Finance, Middle Tennessee State University

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Retirement Plan Consultant
  • Chartered Retirement Plans Specialist

Financial planning
Retirement planning
Retirement Plan consulting
401(k) plan services
Business Owners
Entrepreneurs
Custom portfolios
Asset allocation
6100 Tower Circle
Suite 100
Franklin, TN 37067
  • (615) 721-4914

Email Me

Defining your priorities. Pursuing what matters.

Our experience and structured planning process drives a comprehensive financial plan and customized investment strategies. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles.

Retirement plan sponsors

Retirement plan sponsors

A team approach

A team approach

Advice for business owners and entrepreneurs

Advice for business owners and entrepreneurs

Investors aren't panicking …

UBS Investor Watch

Keeping up with the latest insights can give you great ideas for making the most of your wealth. That's where UBS Investor Watch comes in, bringing you the views of investors around the world. Explore our reports and see how they might help you reach your goals.

Want fresh insights into what matters most to you?

Download the full report

Backed by the strength of UBS

A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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