Experience. Advice. Collaboration.

Planning for your family’s entire financial needs

intergen

The proof is in our numbers

13 person

seasoned team

1.2 billion

Assets under management


Lunch & Learn

Date.February 01 2023

UBS Financial Services Inc., 3601 Rigby Road Suite 500 Miamisburg, OH 45342

  • James A. Bergeron, J.D., Managing Director of Advisor Education
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By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Three generations in front yard

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Shaun

    Shaun P. Nicholson, CFP®

    Managing Director–Wealth Management

    Financial Advisor

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    • AL
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • HI
    • IL
    • IN
    • KY
    • MA
    • MD
    • ME
    • MI
    • MO
    • MT
    • NC
    • NY
    • OH
    • PA
    • RI
    • SC
    • SD
    • TN
    • TX
    • VA
    • WA
    • WV

    Shaun looks at his work as if he is a family member trying to care for their finances from the beginning of family planning to the end of life.

    He values trust, hard work and really caring about his clients. As a trusted advisor who has seen circumstances from a long-term perspective, Shaun knows that some of his best work occurs when markets are in turmoil or when clients’ lives are difficult.  

    Passionate about the Dayton arts community, Shaun serves on The Miriam Rosenthal Foundation Board and is a former board member at WDPR. He is on the Development Committee for the Dayton Foundation and serves as the Education Chair for the Greene County Community Foundation. He and his wife Susan have two daughters and make their home in Beavercreek. Outside the office, he cycles, fits in some tennis and golf and is the drummer for his church praise band.

      • Bowling Green University, B.A.
      • The Ohio State University, M.A.
      • CERTIFIED FINANCIAL PLANNER™
      Securities-backed lending
      Financial planning
      Philanthropy
      Legacy planning
      Long-term care planning
      Estate planning strategies
      Custom portfolios
      Entrepreneurs
      Progress Park Tower
      3601 Rigby Road, Suite 500
      Miamisburg, OH 45342
    • Timothy

      Timothy W. Van Simaeys, AAMS®

      Executive Director

      Accredited Asset Management Specialist℠

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      • AL
      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • IL
      • IN
      • KY
      • MA
      • MI
      • MO
      • MT
      • NC
      • NV
      • NY
      • OH
      • PA
      • RI
      • SC
      • TN
      • TX
      • VA
      • WA
      • WV

      Tim finds joy and fulfillment when serving others. Throughout his life, Tim has applied a servant leadership philosophy to both his personal and professional life.

      He began his career in financial services as a senior in high school in 1987 and joined UBS in 2004. For much of his time at UBS, Tim served as both a Financial Advisor for his clients and as a Branch Manager for the firm. In 2018, Tim relinquished his branch management responsibilities to focus exclusively on serving the needs of his clients and providing leadership, encouragement and support to his partners.

      In addition to his work experience, Tim earned a Bachelor of Science in Organizational Management from Spring Arbor University. He also earned the Accredited Asset Management Specialist designation from the College for Financial Planning and successfully completed the UBS Wealth Management Executive Education Program.

      Having grown up in a Navy family, Tim is proud to volunteer as a mentor for American Corporate Partners. In this role, Tim partners with active duty service members nearing retirement. He forms a mentoring relationship with them to help them transition successfully in to civilian life.  Tim also serves as a "Big Brother" for Big Brothers Big Sisters Miami Valley. He provides friendship and role modeling to make a positive and lasting impact on his life. 

      Tim enjoys fly fishing, pheasant hunting and spending time on his boat. He is also passionate about fine wine and cooking and loves sharing these passions with his clients and friends. Tim and his wife Karen live in Waynesville and have two children and a grandson.

        • Spring Arbor University, B.S. Organizational Management
        • Accredited Asset Management Specialist℠
        Lending services
        Financial planning
        Exit planning
        Custom portfolios
        Alternative investments
        Structured products
        Multi-generational families
        Business owners
        3601 Rigby Road
        Miamisburg, OH 45342
      • daniel

        Daniel P. Christie

        Senior Vice President–Wealth Management

        Financial Advisor

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        • AL
        • AZ
        • CA
        • CO
        • CT
        • DE
        • FL
        • GA
        • ID
        • IL
        • IN
        • KY
        • MA
        • MD
        • MI
        • MO
        • MT
        • NC
        • NM
        • NY
        • OH
        • PA
        • RI
        • SC
        • TN
        • TX
        • UT
        • VA
        • WA
        • WI
        • WV

        What excites Dan most about his profession, is the opportunity to build and maintain long-term relationships with clients. He focuses on understanding the clients hopes and fears and then helps them achieve their financial goals.

        Dan started his career in the financial services industry as a financial advisor with Merrill Lynch in 1991. Years later, he moved to Key Investments, whose name changed to McDonald Investments, this was then acquired by UBS in 2007.

        Having attended the University of Dayton on a Basketball scholarship, Dan received the Scholar Athlete award for two consecutive years. He earned his bachelor's degree in engineering and went on to receive a master’s degree in business administration.

        Being passionate about basketball, Dan spent many years coaching and developing young players in the Dayton area. He and his wife, Margie, enjoy spending time with family, playing golf, hiking and skiing at their second home in Snowshoe, West Virginia.  Their main residence is in Miamisburg and they have three daughters and one son.

          • University of Dayton, B.S. Mechanical Engineering Technology
          • University of Dayton, M.B.A. Master of Business Administration
            Securities-backed lending
            Financial planning
            Retirement planning
            Investing
            Asset allocation
            Structured products
            3601 Rigby Road
            Miamisburg, OH 45342
          • david

            David F. Prevo

            Senior Vice President–Wealth Management

            Financial Advisor

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            • AL
            • AZ
            • CA
            • CO
            • CT
            • DE
            • FL
            • GA
            • ID
            • IL
            • IN
            • KY
            • MA
            • MD
            • MI
            • MO
            • MS
            • MT
            • NC
            • NH
            • NJ
            • NM
            • NV
            • NY
            • OH
            • PA
            • RI
            • SC
            • TN
            • TX
            • UT
            • VA
            • WA
            • WV

            Dave strives to establish long-term relationships with his clients to help them achieve continuity in asset allocation, portfolio management and financial planning.

            He began his wealth management career in 1982 at EF Hutton which was later acquired by Lehman Brothers and then Smith Barney. In 2006, he joined UBS and is now a Senior Vice President.

            Dave earned his bachelor’s degree from the University of Dayton and holds the Portfolio Manager designation from UBS. Earning this designation requires an advanced investment management skill set and allows him to manage portfolios on a discretionary basis for clients who empower him to do so.

            As a longtime resident of Centerville, Dave enjoys golfing as a member of Sugar Valley Golf Club, downhill skiing and fishing the lakes of Upstate New York where he grew up and travels often to see family. He has been married to his wife Linda for 37 years and they have two children, Caelen and Alex.

              • University of Dayton, B.S. Business
              • Portfolio Manager
              Lending services
              Financial planning
              Long-term care planning
              Retirement planning
              Estate planning strategies
              Custom portfolios
              Asset allocation
              3601 Rigby Road
              Miamisburg, OH 45342
            • james

              James A. Hyland, CRPC®, CRPS®

              First Vice President–Wealth Management

              Financial Advisor

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              • AL
              • AZ
              • CA
              • CO
              • CT
              • DE
              • FL
              • GA
              • ID
              • IL
              • IN
              • KY
              • MA
              • MI
              • MO
              • MT
              • NC
              • NY
              • OH
              • PA
              • RI
              • SC
              • TN
              • TX
              • VA
              • WA
              • WV

              Jim takes pride in truly understanding his clients. Together they chart a path that lead the clients to accomplish their most desirable ambitions.

              Having worked in the industry for over 30 years, he has in depth knowledge of the markets and knows how to ask the correct questions to get the best possible outcomes for clients. Throughout his career, Jim has been well-known for being very loyal to his clients as well as aiding in their success now and for future generations to come.

              As a graduate of The Ohio State University and Jim has a strong loyalty to the Buckeyes. He also supports the University of Dayton, attending a majority of their basketball games.

              Jim resides in Centerville with his wife Sheila and has two children, Tyler and Jessica. Together they enjoy traveling, golfing, and skiing. He has supported and volunteered to many local charities over the years.

                • The Ohio State University, B.A. Business Management & Communications
                • Chartered Retirement Planning Counselor℠
                • Chartered Retirement Plans Specialist℠
                Cash management
                Financial planning
                Retirement planning
                Investing
                Custom portfolios
                Asset allocation
                401(k) plan services
                Multi-generational families
                3601 Rigby Road
                Miamisburg, OH 45342
              • brandy

                Brandy R. Risheill, CFP®, CDFA®

                Financial Advisor

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                • AL
                • AZ
                • CA
                • CO
                • FL
                • GA
                • IL
                • IN
                • KY
                • MA
                • MD
                • ME
                • MI
                • MT
                • NC
                • NY
                • OH
                • SC
                • TN
                • TX
                • VA
                • WA

                Brandy believes she is doing her best work when she is creating a financial plan for her clients and helping them envision what they want their future to look like.

                To her, it’s all about earning trust and doing what you say you are going to do. She values being part of the journey each client is taking and especially enjoys educating families on options that can help achieve their goals.

                Her financial industry career with UBS started with answering a good, old fashioned newspaper ad. Now, a CERTIFIED FINANCIAL PLANNER™ professional, she recently added to her skills by becoming a Certified Divorce Financial Analyst® professional, allowing her to help clients and their attorneys during the divorce process.

                Brandy currently resides in Dayton with her husband and two daughters, Willow and Tessa. She enjoys spending time with family, being an active member at their church and going to dance and cheer practices with her girls.

                  • Urbana University, B.S. Business
                  • Certified Divorce Financial Analyst
                  • CERTIFIED FINANCIAL PLANNER™
                  Financial planning
                  Education planning
                  Retirement planning
                  Investing
                  Multi-generational families
                  Women investors
                  3601 Rigby Road
                  Miamisburg, OH 45342

                Insights

                A focus on personalized access and service

                Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.

                A team approach

                A team approach

                Multigenerational families

                Multigenerational families

                Retirement Couple

                Retirement readiness

                Backed by the strength of UBS

                A global leader in wealth management

                $2.8 trillion

                In invested assets globally 
                As of 06/30/2022

                Global leader

                UBS is a world-leading wealth manager

                #1

                Serving the next generation

                Euromoney Private Banking and Wealth Management Survey, 2020-2022