Experience. Advice. Collaboration.

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Shaun looks at his work as if he is a family member trying to care for their finances from the beginning of family planning to the end of life.

He values trust, hard work and really caring about his clients. As a trusted advisor who has seen circumstances from a long-term perspective, Shaun knows that some of his best work occurs when markets are in turmoil or when clients’ lives are difficult.  

Passionate about the Dayton arts community, Shaun serves on The Miriam Rosenthal Foundation Board and is a former board member at WDPR. He is on the Development Committee for the Dayton Foundation and serves as the Education Chair for the Greene County Community Foundation. He and his wife Susan have two daughters and make their home in Beavercreek. Outside the office, he cycles, fits in some tennis and golf and is the drummer for his church praise band.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Bowling Green University, B.A.
• The Ohio State University, M.A.

• CERTIFIED FINANCIAL PLANNER®

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Tim finds joy and fulfillment when serving others. Throughout his life, Tim has applied a servant leadership philosophy to both his personal and professional life.

He began his career in financial services as a senior in high school in 1987 and joined UBS in 2004. For much of his time at UBS, Tim served as both a Financial Advisor for his clients and as a Branch Manager for the firm. In 2018, Tim relinquished his branch management responsibilities to focus exclusively on serving the needs of his clients and providing leadership, encouragement and support to his partners.

In addition to his work experience, Tim earned a Bachelor of Science in Organizational Management from Spring Arbor University. He also earned the Accredited Asset Management Specialist designation from the College for Financial Planning and successfully completed the UBS Wealth Management Executive Education Program.

Having grown up in a Navy family, Tim is proud to volunteer as a mentor for American Corporate Partners. In this role, Tim partners with active duty service members nearing retirement. He forms a mentoring relationship with them to help them transition successfully in to civilian life.  Tim also serves as a "Big Brother" for Big Brothers Big Sisters Miami Valley. He provides friendship and role modeling to make a positive and lasting impact on his life. 

Tim enjoys fly fishing, pheasant hunting and spending time on his boat. He is also passionate about fine wine and cooking and loves sharing these passions with his clients and friends.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Spring Arbor University, B.S. Organizational Management

• Accredited Asset Management Specialist

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What excites Dan most about his profession, is the opportunity to build and maintain long-term relationships with clients. He focuses on understanding the clients hopes and fears and then helps them achieve their financial goals.

Dan started his career in the financial services industry as a financial advisor with Merrill Lynch in 1991. Years later, he moved to Key Investments, whose name changed to McDonald Investments, this was then acquired by UBS in 2007.

Having attended the University of Dayton on a Basketball scholarship, Dan received the Scholar Athlete award for two consecutive years. He earned his bachelor's degree in engineering and went on to receive a master’s degree in business administration.

Being passionate about basketball, Dan spent many years coaching and developing young players in the Dayton area. He and his wife, Margie, enjoy spending time with family, playing golf, hiking and skiing at their second home in Snowshoe, West Virginia.  Their main residence is in Miamisburg and they have three daughters and one son.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• University of Dayton, B.S. Mechanical Engineering Technology
• University of Dayton, M.B.A. Master of Business Administration

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Dave strives to establish long-term relationships with his clients to help them achieve continuity in asset allocation, portfolio management and financial planning.

He began his wealth management career in 1982 at EF Hutton which was later acquired by Lehman Brothers and then Smith Barney. In 2006, he joined UBS and is now a Senior Vice President.

Dave earned his bachelor’s degree from the University of Dayton and holds the Portfolio Manager designation from UBS. Earning this designation requires an advanced investment management skill set and allows him to manage portfolios on a discretionary basis for clients who empower him to do so.

As a longtime resident of Centerville, Dave enjoys golfing as a member of Sugar Valley Golf Club, downhill skiing and fishing the lakes of Upstate New York where he grew up and travels often to see family. He has been married to his wife Linda for 37 years and they have two children, Caelen and Alex.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• University of Dayton, B.S. Business

• Portfolio Manager

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Jim takes pride in truly understanding his clients. Together they chart a path that lead the clients to accomplish their most desirable ambitions.

Having worked in the industry for over 30 years, he has in depth knowledge of the markets and knows how to ask the correct questions to get the best possible outcomes for clients. Throughout his career, Jim has been well-known for being very loyal to his clients as well as aiding in their success now and for future generations to come.

As a graduate of The Ohio State University and Jim has a strong loyalty to the Buckeyes. He also supports the University of Dayton, attending a majority of their basketball games.

Jim resides in Centerville with his wife Sheila and has two children, Tyler and Jessica. Together they enjoy traveling, golfing, and skiing. He has supported and volunteered to many local charities over the years.

• Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• The Ohio State University, B.A. Business Management & Communications

• Chartered Retirement Planning Counselor
• Chartered Retirement Plans Specialist℠

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Brandy excels in the art of financial planning, where she meticulously crafts strategies that empower her clients to envision and help achieve their future aspirations. She firmly believes that trust is the cornerstone of any successful advisory relationship, built through unwavering commitment and transparent communication. Brandy takes great pride in being an integral part of her clients’ financial journeys, and she derives immense satisfaction from educating families on the financial options available to help them reach their goals.

Her distinguished career in the financial industry began with a serendipitous response to a traditional newspaper advertisement for UBS. Today, Brandy is a CERTIFIED FINANCIAL PLANNER™ and has further augmented her expertise by becoming a CERTIFIED DIVORCE FINANCIAL ANALYST®. This advanced certification enables her to provide nuanced financial guidance to clients and their legal teams during the complexities of the divorce process.

Brandy resides in Dayton with her husband and two daughters, Willow and Tessa. Outside of her professional endeavors, she cherishes spending time with her family, actively participates in her church community, and enjoys supporting her daughters’ cheerleading activities.

• Urbana University, B.S. Business

• Certified Divorce Financial Analyst
• CERTIFIED FINANCIAL PLANNER®

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Curiosity is a core value for Josh, driving him to continuously learn and seek innovative solutions to the challenges clients may encounter. His best work happens when he truly gets to know our team's clients and their families, understanding all aspects of their lives to provide tailored assistance. With a focus on providing clarity and guidance through the complexities of retirement and financial planning, he is committed to helping clients navigate these often daunting topics.

As a Senior Wealth Strategy Associate, Josh meets with clients to build comprehensive financial plans, help design investment portfolios, and assist individuals in managing their financial lives as they prepare for or continue through retirement. His passion for this field was sparked during his teenage years when his father battled cancer, and their family faced financial uncertainty. Experiencing the challenges of not having a financial plan, and the fear it brought to his family, Josh dedicated himself to ensuring others never have to endure the same hardships. He finds immense satisfaction in helping people achieve financial security.

Josh is eager to work with individuals who need help mapping out their financial futures, whether they are young professionals or older adults with families. His goal is to ensure their loved ones are well cared for, even when they are no longer able to manage the family finances. Collaborating closely with his team of advisors allows Josh to leverage their expertise and continue growing in his role.

On a personal note, Josh loves traveling to Mexico to visit his wife's family and immerse himself in a culture vastly different from his upbringing in Dayton, Ohio. Additionally, he enjoys playing golf, baseball and skiing in his free time.

• Wright State University, B.S. Financial Services

• CERTIFIED FINANCIAL PLANNER®
• Certified Exit Planning Advisor

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Amanda feels most rewarded when she sees a family’s financial plan has given them real peace of mind. She enjoys taking the time to get to know clients at a deeper level, not only to help them in their time of need, but to learn how she can help them with their future goals.  

With over 20 years of client relationship management at UBS, Amanda brings extensive experience in working with individuals through partnering with the advisor to bring thoughtful strategies to help them feel more comfortable. The knowledge she brings to our team extends from working with branch management, to understanding operations and most recently being a primary customer service associate for another large team.

Amanda and her husband, Josh, reside in Tipp City with their children Anderson and Adeline and their beloved French Bulldogs, Charlie and Frank. 

In her free time, Amanda loves a good podcast, traveling with her family and friends, as well as entertaining friends on the weekends and attending her children’s extra curricular activities.  

• Wright State University, B.S.

Cora is a seasoned marketing specialist with over 15 years of experience in customer service and sales. She excels in building long-lasting relationships and ensuring that every client query is addressed promptly. In her current role, Cora is responsible for managing events, planning marketing strategies, and identifying business opportunities for her team.

Inspired by her father’s dedication to helping people achieve financial security, Cora joined UBS in 2017. She began her career as a Client Service Associate and has since advanced to the position of Team Events Specialist. Cora holds a Bachelor’s degree from Wright State University and a certification in Graphic Design and Digital Media.

Residing in Springboro, Cora enjoys outdoor activities such as photography, fly fishing, kayaking, skiing, and gardening. She is also a passionate advocate for animal adoption through local shelters.

• Wright State University, B.F.A., Bachelor of Fine Arts

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Cassandra strives to deliver the best service experience by providing personal and professional attention to our clients. She values honesty and treating everyone with the utmost respect. One of her main roles is to provide the execution of many of the team's trading functions.

She began her financial services career in 1989, where she was working for Dean Witter Reynolds as a receptionist then became a cashier. In 1994, she joined McDonald Investments, who was later acquired by UBS. Fast forward to today, Cassandra celebrates working with her team at UBS for over 28 years.

Cassandra lives with her son, Robert, in Dayton. She enjoys gardening, volunteering at her place of worship and spending time with family and friends.

Tullia enjoys providing exceptional service to our clients. She handles our daily operational and administrative service. She truly values the relationships she has formed over the years with clients and colleagues.

She began her career with AXA Advisors in 1989 as a District Manager's Administrative Assistant in Irvine, California.  In 1996, Tullia moved to Dayton, Ohio and she was then rehired by AXA in 1997 taking on the same job title. After 25 years of service with AXA, Tullia joined UBS as a Client Service Associate in December 2013 where she continues to thrive.

Tullia lives in Brookville with her husband Steve. She enjoys, cooking, gardening and entertaining friends at their home. She and Steve like long motorcycle rides, traveling, going to concerts and museums. Tullia’s greatest joy is spending time with her son, daughter, son-in-law, and three grandchildren.

Chloe is known for her infectious smile and positive attitude. She believes in being a team player and is always ready to take on whatever life throws her way. While in high school, she would help her mom stuff envelopes in the office and grew to love the way we help ease the minds of clients in helping them be able to achieve their goals.

She took an internship on our team in 2022 and has become a valued team member since then. She studied at the University of Dayton receiving her bachelor’s degree in Finance and Business Administration with a minor in Marketing. She currently holds her SIE certification and is studying to become fully licensed.

When she’s not studying, Chloe enjoys spending time with family and friends, traveling and coaching dance.

• University of Dayton, B.S. Business Administration & Finance