Experience. Advice. Collaboration.

Planning for your family’s entire financial needs

intergen

The proof is in our numbers

345

Collective years of experience

12 person

seasoned team

1.6 billion

Assets under management


Our Story

Educational Based Advice

  • Shaun

    Shaun P. Nicholson, CFP

    Managing Director–Wealth Management

    CERTIFIED FINANCIAL PLANNER®

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    • AL
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • ME
    • MI
    • MO
    • MT
    • NC
    • NY
    • OH
    • PA
    • RI
    • SC
    • TN
    • TX
    • VA
    • WA
    • WV

    Shaun looks at his work as if he is a family member trying to care for their finances from the beginning of family planning to the end of life.

    He values trust, hard work and really caring about his clients. As a trusted advisor who has seen circumstances from a long-term perspective, Shaun knows that some of his best work occurs when markets are in turmoil or when clients’ lives are difficult.  

    Passionate about the Dayton arts community, Shaun serves on The Miriam Rosenthal Foundation Board and is a former board member at WDPR. He is on the Development Committee for the Dayton Foundation and serves as the Education Chair for the Greene County Community Foundation. He and his wife Susan have two daughters and make their home in Beavercreek. Outside the office, he cycles, fits in some tennis and golf and is the drummer for his church praise band.

    • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • Bowling Green University, B.A.
    • The Ohio State University, M.A.
    • CERTIFIED FINANCIAL PLANNER®
    Securities-backed lending
    Financial planning
    Philanthropy
    Legacy planning
    Long-term care planning
    Estate planning strategies
    Custom portfolios
    Entrepreneurs
    Progress Park Tower
    3601 Rigby Road, Suite 500
    Miamisburg, OH 45342
    shaun.nicholson@ubs.com
    Shaun P. Nicholson, CFP
    Progress Park Tower,Miamisburg,OH,45342
  • Timothy

    Timothy W. Van Simaeys, AAMS

    Executive Director

    Accredited Asset Management Specialist

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    • AL
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MI
    • MO
    • MT
    • NC
    • NV
    • NY
    • OH
    • PA
    • RI
    • SC
    • TN
    • TX
    • VA
    • WA
    • WV

    Tim finds joy and fulfillment when serving others. Throughout his life, Tim has applied a servant leadership philosophy to both his personal and professional life.

    He began his career in financial services as a senior in high school in 1987 and joined UBS in 2004. For much of his time at UBS, Tim served as both a Financial Advisor for his clients and as a Branch Manager for the firm. In 2018, Tim relinquished his branch management responsibilities to focus exclusively on serving the needs of his clients and providing leadership, encouragement and support to his partners.

    In addition to his work experience, Tim earned a Bachelor of Science in Organizational Management from Spring Arbor University. He also earned the Accredited Asset Management Specialist designation from the College for Financial Planning and successfully completed the UBS Wealth Management Executive Education Program.

    Having grown up in a Navy family, Tim is proud to volunteer as a mentor for American Corporate Partners. In this role, Tim partners with active duty service members nearing retirement. He forms a mentoring relationship with them to help them transition successfully in to civilian life.  Tim also serves as a "Big Brother" for Big Brothers Big Sisters Miami Valley. He provides friendship and role modeling to make a positive and lasting impact on his life. 

    Tim enjoys fly fishing, pheasant hunting and spending time on his boat. He is also passionate about fine wine and cooking and loves sharing these passions with his clients and friends.

    • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • Spring Arbor University, B.S. Organizational Management
    • Accredited Asset Management Specialist
    Lending services
    Financial planning
    Exit planning
    Custom portfolios
    Alternative investments
    Structured products
    Multi-generational families
    Business owners
    3601 Rigby Road
    Miamisburg, OH 45342
    timothy.vansimaeys@ubs.com
    Timothy W. Van Simaeys, AAMS
    3601 Rigby Road,Miamisburg,OH,45342
  • daniel

    Daniel P. Christie

    Senior Vice President–Wealth Management

    Financial Advisor

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    • AL
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • IL
    • IN
    • KY
    • MA
    • MD
    • MI
    • MO
    • MT
    • NC
    • NM
    • NY
    • OH
    • OR
    • PA
    • RI
    • SC
    • TN
    • TX
    • VA
    • WA
    • WV

    What excites Dan most about his profession, is the opportunity to build and maintain long-term relationships with clients. He focuses on understanding the clients hopes and fears and then helps them achieve their financial goals.

    Dan started his career in the financial services industry as a financial advisor with Merrill Lynch in 1991. Years later, he moved to Key Investments, whose name changed to McDonald Investments, this was then acquired by UBS in 2007.

    Having attended the University of Dayton on a Basketball scholarship, Dan received the Scholar Athlete award for two consecutive years. He earned his bachelor's degree in engineering and went on to receive a master’s degree in business administration.

    Being passionate about basketball, Dan spent many years coaching and developing young players in the Dayton area. He and his wife, Margie, enjoy spending time with family, playing golf, hiking and skiing at their second home in Snowshoe, West Virginia.  Their main residence is in Miamisburg and they have three daughters and one son.

    • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

    • University of Dayton, B.S. Mechanical Engineering Technology
    • University of Dayton, M.B.A. Master of Business Administration
      Securities-backed lending
      Financial planning
      Retirement planning
      Investing
      Asset allocation
      Structured products
      3601 Rigby Road
      Suite 500
      Miamisburg, OH 45342
      daniel.christie@ubs.com,cora-s.nicholson@ubs.com
      Daniel P. Christie
      3601 Rigby Road,Miamisburg,OH,45342
    • david

      David F. Prevo

      Senior Vice President–Wealth Management

      Portfolio Manager

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      • AL
      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • ID
      • IL
      • IN
      • KY
      • MA
      • MD
      • MI
      • MO
      • MS
      • MT
      • NC
      • NJ
      • NM
      • NV
      • NY
      • OH
      • PA
      • RI
      • SC
      • TN
      • TX
      • UT
      • VA
      • WA
      • WV

      Dave strives to establish long-term relationships with his clients to help them achieve continuity in asset allocation, portfolio management and financial planning.

      He began his wealth management career in 1982 at EF Hutton which was later acquired by Lehman Brothers and then Smith Barney. In 2006, he joined UBS and is now a Senior Vice President.

      Dave earned his bachelor’s degree from the University of Dayton and holds the Portfolio Manager designation from UBS. Earning this designation requires an advanced investment management skill set and allows him to manage portfolios on a discretionary basis for clients who empower him to do so.

      As a longtime resident of Centerville, Dave enjoys golfing as a member of Sugar Valley Golf Club, downhill skiing and fishing the lakes of Upstate New York where he grew up and travels often to see family. He has been married to his wife Linda for 37 years and they have two children, Caelen and Alex.

      • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

      • University of Dayton, B.S. Business
      • Portfolio Manager
      Lending services
      Financial planning
      Long-term care planning
      Retirement planning
      Estate planning strategies
      Custom portfolios
      Asset allocation
      3601 Rigby Road
      Miamisburg, OH 45342
      david.prevo@ubs.com
      David F. Prevo
      3601 Rigby Road,Miamisburg,OH,45342
    • james

      James A. Hyland, CRPC, CRPS

      First Vice President–Wealth Management

      Chartered Retirement Planning Counselor

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      • AL
      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • IL
      • IN
      • KY
      • MA
      • MI
      • MO
      • MT
      • NC
      • NY
      • OH
      • PA
      • RI
      • SC
      • TN
      • TX
      • VA
      • WA
      • WV

      Jim takes pride in truly understanding his clients. Together they chart a path that lead the clients to accomplish their most desirable ambitions.

      Having worked in the industry for over 30 years, he has in depth knowledge of the markets and knows how to ask the correct questions to get the best possible outcomes for clients. Throughout his career, Jim has been well-known for being very loyal to his clients as well as aiding in their success now and for future generations to come.

      As a graduate of The Ohio State University and Jim has a strong loyalty to the Buckeyes. He also supports the University of Dayton, attending a majority of their basketball games.

      Jim resides in Centerville with his wife Sheila and has two children, Tyler and Jessica. Together they enjoy traveling, golfing, and skiing. He has supported and volunteered to many local charities over the years.

      • Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

      • The Ohio State University, B.A. Business Management & Communications
      • Chartered Retirement Planning Counselor
      • Chartered Retirement Plans Specialist℠
      Cash management
      Financial planning
      Retirement planning
      Investing
      Custom portfolios
      Asset allocation
      401(k) plan services
      Multi-generational families
      3601 Rigby Road
      Miamisburg, OH 45342
      james.hyland@ubs.com
      James A. Hyland, CRPC, CRPS
      3601 Rigby Road,Miamisburg,OH,45342
    • brandy

      Brandy R. Risheill, CFP, CDFA

      Financial Advisor

      Certified Divorce Financial Analyst

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      • AL
      • AZ
      • CA
      • CO
      • CT
      • DE
      • FL
      • GA
      • IL
      • IN
      • KY
      • MA
      • ME
      • MI
      • MO
      • MT
      • NC
      • NJ
      • NY
      • OH
      • PA
      • RI
      • SC
      • TN
      • TX
      • VA
      • WA
      • WV

      Brandy excels in the art of financial planning, where she meticulously crafts strategies that empower her clients to envision and help achieve their future aspirations. She firmly believes that trust is the cornerstone of any successful advisory relationship, built through unwavering commitment and transparent communication. Brandy takes great pride in being an integral part of her clients’ financial journeys, and she derives immense satisfaction from educating families on the financial options available to help them reach their goals.

      Her distinguished career in the financial industry began with a serendipitous response to a traditional newspaper advertisement for UBS. Today, Brandy is a CERTIFIED FINANCIAL PLANNER™ and has further augmented her expertise by becoming a CERTIFIED DIVORCE FINANCIAL ANALYST®. This advanced certification enables her to provide nuanced financial guidance to clients and their legal teams during the complexities of the divorce process.

      Brandy resides in Dayton with her husband and two daughters, Willow and Tessa. Outside of her professional endeavors, she cherishes spending time with her family, actively participates in her church community, and enjoys supporting her daughters’ cheerleading activities.

        • Urbana University, B.S. Business
        • Certified Divorce Financial Analyst
        • CERTIFIED FINANCIAL PLANNER®
        Financial planning
        Education planning
        Retirement planning
        Investing
        Multi-generational families
        Women investors
        3601 Rigby Road
        Miamisburg, OH 45342
        brandy.risheill@ubs.com
        Brandy R. Risheill, CFP, CDFA
        3601 Rigby Road,Miamisburg,OH,45342
      • Josh

        Joshua D. Pfeiffer, CFP, CEPA

        Wealth Management Associate

        CERTIFIED FINANCIAL PLANNER®

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        • AL
        • AZ
        • CO
        • FL
        • HI
        • KS
        • MI
        • NC
        • OH
        • TN

        Josh’s success is driven by a robust work ethic and a keen interest in innovative ideas. He is dedicated to building a reputation as an honest and driven professional, believing that exploring new perspectives is crucial for offering the best solutions to clients.

        Since joining UBS, Josh has steadily advanced within the company. Currently, as a Wealth Management Associate, he collaborates with the team’s Financial Advisors to develop comprehensive financial plans and conduct individualized investment research. He holds certifications as a Certified Financial Planner and a Certified Exit Planning Advisor, underscoring his commitment to professional excellence.

        Born and raised in Waynesville, Josh now resides in Miamisburg with his fiancée. In his free time, he enjoys golfing, baseball and skiing.

          • Wright State University, B.S. Financial Services
          • CERTIFIED FINANCIAL PLANNER®
          • Certified Exit Planning Advisor
          Financial planning
          Retirement planning
          Investing
          Custom portfolios
          Professional athletes
          Multi-generational families
          3601 Rigby Road
          Miamisburg, OH 45342
          joshua.pfeiffer@ubs.com
          Joshua D. Pfeiffer, CFP, CEPA
          3601 Rigby Road,Miamisburg,OH,45342
        • Cora

          Cora S. Nicholson

          Client Associate

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            Cora is a seasoned marketing specialist with over 15 years of experience in customer service and sales. She excels in building long-lasting relationships and ensuring that every client query is addressed promptly. In her current role, Cora is responsible for managing events, planning marketing strategies, and identifying business opportunities for her team.

            Inspired by her father’s dedication to helping people achieve financial security, Cora joined UBS in 2017. She began her career as a Client Service Associate and has since advanced to the position of Team Events Specialist. Cora holds a Bachelor’s degree from Wright State University and a certification in Graphic Design and Digital Media.

            Residing in Springboro, Cora enjoys outdoor activities such as photography, fly fishing, kayaking, skiing, and gardening. She is also a passionate advocate for animal adoption through local shelters.

              • Wright State University, B.F.A., Bachelor of Fine Arts
                3601 Rigby Road
                Miamisburg, OH 45342
                cora-s.nicholson@ubs.com
                Cora S. Nicholson
                3601 Rigby Road,Miamisburg,OH,45342
              • cassandra

                Cassandra Nelson

                Senior Client Associate

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                • CA
                • MI
                • OH

                Cassandra strives to deliver the best service experience by providing personal and professional attention to our clients. She values honesty and treating everyone with the utmost respect. One of her main roles is to provide the execution of many of the team's trading functions.

                She began her financial services career in 1989, where she was working for Dean Witter Reynolds as a receptionist then became a cashier. In 1994, she joined McDonald Investments, who was later acquired by UBS. Fast forward to today, Cassandra celebrates working with her team at UBS for over 28 years.

                Cassandra lives with her son, Robert, in Dayton. She enjoys gardening, volunteering at her place of worship and spending time with family and friends.

                      3601 Rigby Road
                      Miamisburg, OH 45342
                      cassandra.nelson@ubs.com
                      Cassandra Nelson
                      3601 Rigby Road,Miamisburg,OH,45342
                    • Amanda

                      Amanda M. Priaulx

                      Senior Client Associate

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                      • OH

                      Amanda feels most rewarded when she sees a family’s financial plan has given them real peace of mind. She enjoys taking the time to get to know clients at a deeper level, not only to help them in their time of need, but to learn how she can help them with their future goals.  

                      With over 20 years of client relationship management at UBS, Amanda brings extensive experience in working with individuals through partnering with the advisor to bring thoughtful strategies to help them feel more comfortable. The knowledge she brings to our team extends from working with branch management, to understanding operations and most recently being a primary customer service associate for another large team.

                      Amanda and her husband, Josh, reside in Tipp City with their children Anderson and Adeline and their beloved French Bulldogs, Charlie and Frank. 

                      In her free time, Amanda loves a good podcast, traveling with her family and friends, as well as entertaining friends on the weekends and attending her children’s extra curricular activities.  

                        • Wright State University, B.S.
                          3601 Rigby Road
                          Miamisburg, OH 45342
                          amanda.priaulx@ubs.com
                          Amanda M. Priaulx
                          3601 Rigby Road,Miamisburg,OH,45342
                        • Tullia

                          Tullia D. Schreier

                          Client Associate

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                            Tullia enjoys providing exceptional service to our clients. She handles our daily operational and administrative service. She truly values the relationships she has formed over the years with clients and colleagues.

                            She began her career with AXA Advisors in 1989 as a District Manager's Administrative Assistant in Irvine, California.  In 1996, Tullia moved to Dayton, Ohio and she was then rehired by AXA in 1997 taking on the same job title. After 25 years of service with AXA, Tullia joined UBS as a Client Service Associate in December 2013 where she continues to thrive.

                            Tullia lives in Brookville with her husband Steve. She enjoys, cooking, gardening and entertaining friends at their home. She and Steve like long motorcycle rides, traveling, going to concerts and museums. Tullia’s greatest joy is spending time with her son, daughter, son-in-law, and three grandchildren.

                                  3601 Rigby Road
                                  Miamisburg, OH 45342
                                  tullia.schreier@ubs.com
                                  Tullia D. Schreier
                                  3601 Rigby Road,Miamisburg,OH,45342
                                • Chloe

                                  Chloe E. Mann

                                  Client Associate

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                                    Chloe is known for her infectious smile and positive attitude. She believes in being a team player and is always ready to take on whatever life throws her way. While in high school, she would help her mom stuff envelopes in the office and grew to love the way we help ease the minds of clients in helping them be able to achieve their goals.

                                    She took an internship on our team in 2022 and has become a valued team member since then. She studied at the University of Dayton receiving her bachelor’s degree in Finance and Business Administration with a minor in Marketing. She currently holds her SIE certification and is studying to become fully licensed.

                                    When she’s not studying, Chloe enjoys spending time with family and friends, traveling and coaching dance.

                                      • University of Dayton, B.S. Business Administration & Finance
                                        3601 Rigby Road
                                        Miamisburg, OH 45342
                                        chloe.mann@ubs.com
                                        Chloe E. Mann
                                        3601 Rigby Road,Miamisburg,OH,45342

                                      Our Approach

                                      By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

                                      Family
                                      Woman with architectural plans

                                      A plan to simplify your financial life

                                      Helping women take charge

                                      Three generations on beach

                                      From success to succession

                                      Family on back porch

                                      Wealth transfer across generations

                                      Talking about future financial responsibility can be an emotional and challenging topic for families. Whether you’re discussing an inheritance, insurance, a business transition or wealth transfer, an open, honest discussion among family members makes the process more rewarding for everyone. Let us show you how.

                                      A leader in wealth management

                                      Backed by the strength of our parent company, UBS AG

                                      $5.9+ trn

                                      UBS Group invested assets
                                      As of 06/30/2024

                                      #1

                                      for High Net-Worth clients

                                      Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022

                                      Global leader

                                      UBS is a leading and truly global wealth manager