Experience

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David is a Managing Director in UBS’s Private Wealth Management division where he focuses on investment management in the context of tax, trust and estate planning strategies. Prior to joining UBS, David was a managing director at Merrill Lynch and previously worked at J.P. Morgan Trust Company. David graduated summa cum laude with a B.S. in economics from the Wharton School at the University of Pennsylvania. He earned his M.B.A. from Harvard Business School in 1996. David has also earned his Certified Public Accountant (CPA)¹ designation. He has been recognized as an industry-leading advisor listed on Barron’s Top 100 Financial Advisors.

David is an avid runner who has completed several marathons including Boston, New York and Philadelphia, as well as ultra-marathons. He and his wife have four children and reside in Boston.

^{1 David does not perform the CPA function at UBS.}

• Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
• Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Peter is a Managing Director in UBS’s Private Wealth Management division where he advises a select group of ultra-high net worth families, foundations and endowments. Prior to joining UBS, Peter was a managing director in the Private Wealth Management group at Morgan Stanley. Previously, he worked for Prudential Investment Corp in their Leveraged Buyout group. Peter received an M.B.A. in finance from the Wharton School at the University of Pennsylvania in 1995 and an A.B. in economics from Harvard College in 1990. Peter is a founding member of the Rye Fund for Education. He and his wife have two children and reside in Greenwich, CT.

• Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
• Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
• Forbes America's Top Wealth Advisors, 2020The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Wayne is a Managing Director in UBS’s Private Wealth Management division where he works closely with UBS hedge fund coverage groups and the investment bank. Before joining UBS, Wayne was a managing director at Merrill Lynch and Woodbine, a global macro hedge fund. Prior to his career in finance, Wayne’s background was in law, journalism and African wildlife conservation. He has published several award winning papers on topics that include environmental economics and political aff airs for research institutions in the US and Africa. Wayne graduated with honors from the University of Texas at Austin and subsequently earned his J.D. in 1994 at Northwestern University School of Law, where he was elected student government president. Wayne is a member of the Trilateral Commission and the Explorers Club. He and his wife have three children and reside in Palm Beach, FL.

• Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
• Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Alex is a Managing Director in UBS’s Private Wealth Management division where he advises a select group of ultra-high net worth families, foundations and endowments. Prior to joining UBS, Alex was a managing director in the Private Wealth Management group at Morgan Stanley. Alex competed in the 1988 Olympics in Calgary and was a member of the US Ski Team from 1982 – 1992. He received an M.B.A. in fi nance from the Wharton School at the University of Pennsylvania in 1995 and a B.A., cum laude, from the University of Rochester in 1992. Alex is the board chairman of the George Eastman House Investment Committee, a US Ski Team Ambassador and supporter of the American Cancer Society and Nature Conservancy. He and his wife have three children and reside in New York.

• Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
• Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
• Forbes America's Top Wealth Advisors, 2020The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Advisors, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Craig is a Managing Director in UBS’s Private Wealth Management division where he advises large family offices and focuses on idea generation and implementation in clients’ discretionary portfolios. Craig has extensive capital markets and trading experience. Previously, he was cofounder and portfolio manager at Beresin Loshak Asset Management, a global macro hedge fund. Craig was a Director at Barclays in their Wealth Management division where he covered family offices and institutions. He was a Senior Vice President at Lehman Brothers Private Investment Management and was responsible for servicing family offices and hedge funds. Craig graduated with a B.S. in economics from the Wharton School at the University of Pennsylvania in 1990. He earned his M.B.A. from Duke University’s Fuqua School of Business in 1999 where he was awarded the Asa T. Spaulding, Sr. Award for Leadership. Craig is the chairman of The Concept Group, an investment forum of fund managers founded in 1966. He is the author of the illustrated children’s books Michael Mickelstick Saves The Day, Michael Mickelstick’s Worst Birthday Ever? and Michael Mickelstick Lends a Hand. He resides in New York with his wife and two children.

• Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

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Andy is a Senior Vice President in UBS’s Private Wealth Management division. He joined UBS in 2017 after five years as the managing director of Finance and Operations at The Heller Group, a leading global art advisory fi rm. Prior to his time at The Heller Group, Andy spent nine years at Exis Capital, a global macro hedge fund, initially as a portfolio manager and then the last seven years as chief operating officer. He previously spent three years combined at Amgis Global Advisors, a long-short equity hedge fund, and Sigma Capital, a multi-strategy subsidiary of SAC Capital. Andy graduated with a B.S. in finance from the AB Freeman School of Business at Tulane University. Andy is a trustee of the Park Avenue Synagogue in New York City and the assistant treasurer of the Brown University/RISD Hillel Executive board. He serves on the board of PortfolioScience, a risk analytics and risk management soft ware company. He is a former board member of the Thomson Reuters Customer Advisory Board and of the Cheval Blanc Club Owners Association, an LVMH property in St. Barth’s. He recently co-executive produced the Martin Scorsese documentary on the Grateful Dead, Long Strange Trip. Andy and his family live New York City.

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Sean is a Senior Registered Client Service Associate in UBS’s Private Wealth Management division where he focuses on business operations and client service requests. Prior to UBS, Sean was a Client Associate in Merrill Lynch’s Private Banking and Investment Group. Sean graduated with a B.A. in Computer Science from The College of Mount Saint Vincent and was inducted into their Athletics Hall of Fame in 2017. Sean is an active NCAA Division I basketball official and resides in New Jersey with his family.

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James is a Director in UBS’s Private Wealth Management division, where he is focuses on asset allocation, investment strategy and management of client portfolios. Prior to UBS, Jamie was an investment analyst in Merrill Lynch’s Private Banking and Investment Group. He graduated from the University of Massachusetts at Amherst with a B.B.A in Finance. Jamie is also a CFA charter holder and a member of CFA Society New York.

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Bill is an Associate Director in UBS’s Private Wealth Management division where he focuses on providing customized portfolio solutions and investment advice. Prior to UBS, Bill was a Portfolio Manager Associate at U.S. Trust Private Wealth Management. He earned a B.A. from St. Lawrence University. Bill is a supporter of the Alzheimer’s Association and the Lustgarten Foundation to cure Pancreatic Cancer. He currently resides in Darien, CT with his wife and two children.

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Liddy is a Senior Wealth Strategy Associate in UBS’s Private Wealth Management division where she focuses on financial planning and client relations. Liddy joined UBS from Barclays Wealth where she worked as an Investment Representative. She began her career at Lehman Brothers as an Investment Analyst in the Private Investment Management group. She received a B.A., cum laude, from Tufts University with a concentration in quantitative economics. She and her husband have one child and reside in West Palm Beach.

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Erinn is a Senior Wealth Strategy Associate in UBS’s Private Wealth Management division where she focuses on client relationship management, estate planning, philanthropy, and lending. Prior to joining UBS, Erinn worked at Sofi as a Director of Client Relations & Business Development. Before that, Erinn was a Major Gift Fundraiser at Georgetown University. She received a B.A. in Communication from The Pennsylvania State University. Erinn is a supporter of animal rescue organizations and volunteers for Animal Lighthouse Rescue. She and her husband have a daughter and reside in New York City with their dog.

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Kevin is a Senior Wealth Strategy Associate in UBS’s Private Wealth Management division where he focuses on portfolio management and implementation. Prior to UBS, Kevin worked at Vanguard in Charlotte, NC before joining Merrill Lynch’s Private Banking and Investment Group. Kevin is a CFA charter holder and passed all three levels of the CFA on his first attempt. Kevin received a B.A. in Finance, magna cum laude, from Virginia Tech.

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Tyler is a Senior Wealth Strategy Associate in UBS’s Private Wealth Management division where he focuses on performance reporting, asset allocation and manager research. Prior to joining UBS, he was an operations manager at Informa Investment Solutions. He earned a B.B.A. from Pace University and holds the CIPM designation. Tyler supports the Grace Smith House and Sloane Kettering Hospital and resides in New York with his wife and two daughters.

Olivia is a Client Service Associate in UBS’s Private Wealth Management division where she focuses on client service, operations, and administration. Prior to joining UBS, Olivia worked on the Solutions and Controls Team in Prime Brokerage at Morgan Stanley. Before that, Olivia worked as a First Grade Co-Teacher at Greenwich Country Day. She received a B.A., cum laude, from St. Lawrence University where she majored in Economics and English. In her free time, Olivia enjoys skiing, hiking, and spending time in the Adirondacks with her family and dog. Olivia currently resides in New York City.

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Justin is a Client Service Associate in UBS’s Private Wealth Management division where he focuses on operations, onboarding, and reporting. Justin earned a B.B.A from the McCombs School of Business at the University of Texas at Austin where he majored in Finance. Justin is an avid sports fan and resides in New York City.

Teresa is a Client Associate in UBS’s Private Wealth Management division where she focuses on operations, client service, and administration.  Prior to joining UBS, Teresa spent ten years at Morgan Stanley as a Senior Client Sales Associate in Private Wealth Management (PWM) specializing in the trading of equities, options, and restricted stock.  Before that, Teresa was with Bear Stearns in PWM and assisted in the Office of the President.  She received her B.A. in Economics with a minor in math, physics, and Italian from Villanova University.  She is a member of the Omicron Delta Epsilon Honor Society.  Teresa plays tennis, paddle, golf and pickleball.  She is on the board of McNulty Institute for Women’s Leadership at Villanova University and divides her time between Connecticut and New York City with her husband, daughter, and golden retriever.