Experience

Rod graduated from Occidental College, Los Angeles with Bachelor of Arts Degree in International Relations with an emphasis in international economics.

Prior to working in the financial services industry, he began his career working overseas with the Arabian American Oil Company (ARAMCO). Rod heads up the Haug Duda Group at UBS, which has over 110 years of cumulative experience, overseeing investment management and the design of strategic portfolios.

He previously served in a similar position at Morgan Stanley where he completed the Investment Management Program at the Wharton School.

Rod lives in Walnut Creek with his wife Allyson. He has two sons, a grandson, and a newly rescued german sheppard puppy and enjoys swimming, playing golf and travelling.

California Insurance License #0A39302 UBS Financial Services, Inc.

Insurance Agency Inc. License UBS#0512985

For over 19 years, Oliver has worked closely with individual clients, families and businesses to manage and preserve their wealth. Prior to joining UBS in 2016, Oliver started his career at Morgan Stanley. He provides customized solutions to address complex financial needs and assists clients in achieving their financial goals with confidence and clarity.

Oliver is a graduate of Saint Mary’s College of CA.

He currently resides in Walnut Creek, CA with his wife and two daughters. Active in his community, Oliver’s involvement includes the De La Salle High School Alumni Board, St. Mary Catholic School Finance Committee and coaching his daughter’s softball team (PHBA). He also enjoys an active lifestyle which includes travel and golf.

UBS Financial Services Insurance Agency Inc. License UBS#0512985. CA Insurance License #0G90817.

Chi began his career at Citi Smith Barney in 1999 as a Corporate Services representative and quickly achieved the Client Service Manager role in 2000. Three years later, Chi moved to Loring Ward Advisor Services as a representative and then a Manager, Advisor Services.  He returned to Citi Smith Barney in 2006 as an Assistant Operations Manager and then became a Complex Service Manager in 2010 under Morgan Stanley Smith Barney.  In 2016, he joined UBS Financial Services as an Assistant Operations Manager and then joined The Haug Duda Group in 2018 as a Registered Client Service Associate. Chi holds a B.S. degree in Hospitality Management from San Francisco State University and graduated Magna Cum Laude. Outside of the office Chi enjoys boating and deep sea fishing. He and his wife live in Oakland, CA.

California Insurance License #0C19457 UBS Financial Services, Inc.

Insurance Agency Inc. License UBS#0512985

Following tenures at firms such as Merrill Lynch and Credit Suisse, I joined UBS Financial Services in 2015 and have over 15 years of extensive experience in the financial industry.  Since joining UBS Financial Services, I have worked with teams specializing in serving both domestic and International (Asia-centric) ultra-high net-worth individuals, entrepreneurs and families.  Currently, as a Sr. Wealth Strategy Associate on The Haug Duda Group, I oversee the team’s daily operations, manage client accounts, assist with portfolio administration and contribute to marketing initiatives.

 I graduated from the University of California, San Diego with a BA in economics.  In my spare time, I enjoy the outdoors, yoga and travelling.  I currently reside in the east bay with my husband and son.

California Insurance License #0H78325 UBS Financial Services, Inc.

Insurance Agency License UBS#0512985