$6.9 trn
UBS Group invested assets
As of 10/29/2025
With the complexity of today's markets and uncertainty about tomorrow's economy, good financial advice is more important than ever. As a team of dedicated Financial Advisors, we're committed to helping you organize your finances around your short term needs, your longer-term goals and what you envision for generations to come. Our knowledgeable perspective, good judgement and broad experience can help you meet your challenges and seize opportunities.
Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.
Rod graduated from Occidental College, Los Angeles with Bachelor of Arts Degree in International Relations with an emphasis in international economics.
Prior to working in the financial services industry, he began his career working overseas with the Arabian American Oil Company (ARAMCO). Rod heads up the Haug Duda Group at UBS, which has over 110 years of cumulative experience, overseeing investment management and the design of strategic portfolios.
He previously served in a similar position at Morgan Stanley where he completed the Investment Management Program at the Wharton School.
Rod lives in Walnut Creek with his wife Allyson. He has two sons, a grandson, and a newly rescued german sheppard puppy and enjoys swimming, playing golf and travelling.
For over 19 years, Oliver has worked closely with individual clients, families and businesses to manage and preserve their wealth. Prior to joining UBS in 2016, Oliver started his career at Morgan Stanley. He provides customized solutions to address complex financial needs and assists clients in achieving their financial goals with confidence and clarity.
Oliver is a graduate of Saint Mary’s College of CA.
He currently resides in Walnut Creek, CA with his wife and two daughters. Active in his community, Oliver’s involvement includes the De La Salle High School Alumni Board, St. Mary Catholic School Finance Committee and coaching his daughter’s softball team (PHBA). He also enjoys an active lifestyle which includes travel and golf.
UBS Financial Services Insurance Agency Inc. License UBS#0512985. CA Insurance License #0G90817.
Chi began his career at Citi Smith Barney in 1999 as a Corporate Services representative and quickly achieved the Client Service Manager role in 2000. Three years later, Chi moved to Loring Ward Advisor Services as a representative and then a Manager, Advisor Services. He returned to Citi Smith Barney in 2006 as an Assistant Operations Manager and then became a Complex Service Manager in 2010 under Morgan Stanley Smith Barney. In 2016, he joined UBS Financial Services as an Assistant Operations Manager and then joined The Haug Duda Group in 2018 as a Registered Client Service Associate. Chi holds a B.S. degree in Hospitality Management from San Francisco State University and graduated Magna Cum Laude. Outside of the office Chi enjoys boating and deep sea fishing. He and his wife live in Oakland, CA.
Following tenures at firms such as Merrill Lynch and Credit Suisse, I joined UBS Financial Services in 2015 and have over 15 years of extensive experience in the financial industry. Since joining UBS Financial Services, I have worked with teams specializing in serving both domestic and International (Asia-centric) ultra-high net-worth individuals, entrepreneurs and families. Currently, as a Sr. Wealth Strategy Associate on The Haug Duda Group, I oversee the team’s daily operations, manage client accounts, assist with portfolio administration and contribute to marketing initiatives.
I graduated from the University of California, San Diego with a BA in economics. In my spare time, I enjoy the outdoors, yoga and travelling. I currently reside in the east bay with my husband and son.

Executive Director
Senior Wealth Strategist

Executive Director
Portfolio Advisory Group Senior Strategist

Wealth Planner – Associate Director
Eddie Maruggi is passionate about helping clients design comprehensive financial plans that model their full financial picture and align with the lifestyle they aspire to achieve. By leveraging advanced planning strategies and personalized analysis, Eddie works closely with clients to create actionable paths toward their long-term goals.
Before joining UBS as a Wealth Planner, Eddie spent four years at Merrill Lynch as a Financial Solutions Advisor, where he guided clients through investment strategies and holistic planning. He holds his Series 7 and Series 66 licenses.
Eddie graduated from Saint Louis University with a degree in Finance. Prior to his career in wealth management, he served as a Video Coordinator and Statistician for Saint Louis University’s Men’s Basketball Team, combining analytical skills with a passion for teamwork.
Outside of work, Eddie enjoys giving back to the community through volunteer work with Arizonans for Children and National Youth Sports, mentoring children in foster care and coaching youth basketball teams.

Head, Structured Solutions Consultant

NMLS #947868
Senior Wealth Management Banker, UBS Bank USA
Current role and areas of expertise
Kevin joined UBS Bank USA in 2016 and he is currently a Senior Wealth Management Banker covering Northern California, Nevada, Arizona, New Mexico, Idaho and Montana markets.
Kevin has an extensive background in relationship banking. He is focused on providing Financial Advisors and their clients a variety of cash management resources along with banking solutions that may complement their overall wealth management objectives.
Professional history
Kevin began his career in financial services in 1999. Prior to joining UBS, he was a Regional Manager with a top national broker/dealer, wholesaler, and direct lender. Throughout his career Kevin has advised Financial Advisors, Registered Investment Advisors, mortgage brokerage firms, and clients on liability management solutions throughout Northern California and the western U.S.
Education and personal information
In Kevin’s role as a Senior Wealth Management Banker his NMLS # is 555636. He holds his Series 7 and 66 securities licenses. He also holds a Communications and Business degree from The University of Arizona.
Outside of the office, Kevin enjoys mountain biking, skiing, golf, watching his son’s sports, and spending time with his family and friends.
Senior Wealth Management Bankers are employees of UBS Bank USA. UBS Bank USA is a subsidiary of UBS Group AG. UBS Bank USA, Member FDIC, NMLS No. 947868. Equal Housing Lender.
Rod graduated from Occidental College, Los Angeles with Bachelor of Arts Degree in International Relations with an emphasis in international economics.
Prior to working in the financial services industry, he began his career working overseas with the Arabian American Oil Company (ARAMCO). Rod heads up the Haug Duda Group at UBS, which has over 110 years of cumulative experience, overseeing investment management and the design of strategic portfolios.
He previously served in a similar position at Morgan Stanley where he completed the Investment Management Program at the Wharton School.
Rod lives in Walnut Creek with his wife Allyson. He has two sons, a grandson, and a newly rescued german sheppard puppy and enjoys swimming, playing golf and travelling.
For over 19 years, Oliver has worked closely with individual clients, families and businesses to manage and preserve their wealth. Prior to joining UBS in 2016, Oliver started his career at Morgan Stanley. He provides customized solutions to address complex financial needs and assists clients in achieving their financial goals with confidence and clarity.
Oliver is a graduate of Saint Mary’s College of CA.
He currently resides in Walnut Creek, CA with his wife and two daughters. Active in his community, Oliver’s involvement includes the De La Salle High School Alumni Board, St. Mary Catholic School Finance Committee and coaching his daughter’s softball team (PHBA). He also enjoys an active lifestyle which includes travel and golf.
UBS Financial Services Insurance Agency Inc. License UBS#0512985. CA Insurance License #0G90817.
Chi began his career at Citi Smith Barney in 1999 as a Corporate Services representative and quickly achieved the Client Service Manager role in 2000. Three years later, Chi moved to Loring Ward Advisor Services as a representative and then a Manager, Advisor Services. He returned to Citi Smith Barney in 2006 as an Assistant Operations Manager and then became a Complex Service Manager in 2010 under Morgan Stanley Smith Barney. In 2016, he joined UBS Financial Services as an Assistant Operations Manager and then joined The Haug Duda Group in 2018 as a Registered Client Service Associate. Chi holds a B.S. degree in Hospitality Management from San Francisco State University and graduated Magna Cum Laude. Outside of the office Chi enjoys boating and deep sea fishing. He and his wife live in Oakland, CA.
Following tenures at firms such as Merrill Lynch and Credit Suisse, I joined UBS Financial Services in 2015 and have over 15 years of extensive experience in the financial industry. Since joining UBS Financial Services, I have worked with teams specializing in serving both domestic and International (Asia-centric) ultra-high net-worth individuals, entrepreneurs and families. Currently, as a Sr. Wealth Strategy Associate on The Haug Duda Group, I oversee the team’s daily operations, manage client accounts, assist with portfolio administration and contribute to marketing initiatives.
I graduated from the University of California, San Diego with a BA in economics. In my spare time, I enjoy the outdoors, yoga and travelling. I currently reside in the east bay with my husband and son.

Executive Director
Senior Wealth Strategist

Executive Director
Portfolio Advisory Group Senior Strategist

Wealth Planner – Associate Director
Eddie Maruggi is passionate about helping clients design comprehensive financial plans that model their full financial picture and align with the lifestyle they aspire to achieve. By leveraging advanced planning strategies and personalized analysis, Eddie works closely with clients to create actionable paths toward their long-term goals.
Before joining UBS as a Wealth Planner, Eddie spent four years at Merrill Lynch as a Financial Solutions Advisor, where he guided clients through investment strategies and holistic planning. He holds his Series 7 and Series 66 licenses.
Eddie graduated from Saint Louis University with a degree in Finance. Prior to his career in wealth management, he served as a Video Coordinator and Statistician for Saint Louis University’s Men’s Basketball Team, combining analytical skills with a passion for teamwork.
Outside of work, Eddie enjoys giving back to the community through volunteer work with Arizonans for Children and National Youth Sports, mentoring children in foster care and coaching youth basketball teams.

Head, Structured Solutions Consultant

NMLS #947868
Senior Wealth Management Banker, UBS Bank USA
Current role and areas of expertise
Kevin joined UBS Bank USA in 2016 and he is currently a Senior Wealth Management Banker covering Northern California, Nevada, Arizona, New Mexico, Idaho and Montana markets.
Kevin has an extensive background in relationship banking. He is focused on providing Financial Advisors and their clients a variety of cash management resources along with banking solutions that may complement their overall wealth management objectives.
Professional history
Kevin began his career in financial services in 1999. Prior to joining UBS, he was a Regional Manager with a top national broker/dealer, wholesaler, and direct lender. Throughout his career Kevin has advised Financial Advisors, Registered Investment Advisors, mortgage brokerage firms, and clients on liability management solutions throughout Northern California and the western U.S.
Education and personal information
In Kevin’s role as a Senior Wealth Management Banker his NMLS # is 555636. He holds his Series 7 and 66 securities licenses. He also holds a Communications and Business degree from The University of Arizona.
Outside of the office, Kevin enjoys mountain biking, skiing, golf, watching his son’s sports, and spending time with his family and friends.
Senior Wealth Management Bankers are employees of UBS Bank USA. UBS Bank USA is a subsidiary of UBS Group AG. UBS Bank USA, Member FDIC, NMLS No. 947868. Equal Housing Lender.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Working with diverse clients with specific needs, our team sees it as our top responsibility to understand each aspect of your unique and often complicated financial life.
What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.
Leslie Falconio, Head of Taxable Fixed Income Strategy CIO Americas, Jason Draho, Head of Asset Allocation, CIO Americas, and Shane Lieberman, Senior Advisor, Governmental Affairs US discussed the US Government shutdown and how investors can best position themselves for the remainder of 2025.
October 01, 2025
For more than 160 years, UBS has proven its strength and guided clients through a wide range of market opportunities and financial challenges. Time and again, we’ve been tested and proven resilient, and our clients continue to put their trust in us and our wealth management expertise to help them achieve their goals. Today, UBS is stronger than ever.
Understanding your life, your wealth and what you want to accomplish.
We ask the questions and find the answers that can help you explore and pursue your financial goals in the short term, long term or whatever your terms may be.
Let's talk about how we can help you plan for the life you want
Our approach incorporates Liquidity. Longevity. Legacy. strategies to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.
$6.9 trn
UBS Group invested assets
As of 10/29/2025
Global leader
UBS is a leading and truly global wealth manager
#1
for High Net-Worth clients
Euromoney Private Banking and Wealth Management Survey (peer review), 2015-2022
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