Financial planning tailored to your goals

• AZ
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Rod graduated from Occidental College, Los Angeles with Bachelor of Arts Degree in International Relations with an emphasis in international economics.

Prior to working in the financial services industry, he began his career working overseas with the Arabian American Oil Company (ARAMCO). Rod heads up the Haug Duda Group at UBS, which has over 110 years of cumulative experience, overseeing investment management and the design of strategic portfolios.

He previously served in a similar position at Morgan Stanley where he completed the Investment Management Program at the Wharton School.

Rod lives in Walnut Creek with his wife Allyson. He has two sons, a grandson, and a newly rescued german sheppard puppy and enjoys swimming, playing golf and travelling.

• AZ
• CA
• CO
• DC
• DE
• FL
• GA
• ID
• IL
• IN
• MA
• MD
• MI
• MO
• MT
• NC
• NE
• NM
• NV
• NY
• OR
• PA
• SC
• TN
• TX
• UT
• VA
• WA
• WI

Oliver's career began as an intern at Morgan Stanley where he remained for 9 years achieving the role of Assoc. Vice President, Financial Advisor. In 2016, Oliver joined UBS Financial Services. He holds the UBS designation of "Wealth Advisor" representing UBS certification to address complex client needs with a comprehensive array of wealth management services. 

Oliver grew up in the Bay Area although was born in Rome, Italy during his parents emigration from Poland. He is a graduate of Saint Mary’s College of CA. In his spare time, Oliver enjoys travel, golf and cross training. Oliver lives in Walnut Creek, CA with his wife and daughters.

• Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2018The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.

• Saint Mary’s College

• Wealth Advisor

I began my career 46 years ago with Dean Witter and joined UBS in 2016..  I have been a member of The Haug Duda Wealth Management Group since 1998, which I have  experienced a variety of roles in the financial Service industry.  My current position is a Senior Client Service Associate, which oversees the team's management of the day to day actions.   My previous positions include, Branch Manager's Assistant, Operations Manager and Client Service Associate.  Among my responsibilities, I specialize in client performance reporting, administrative research, client relationship support, event coordinator, marketing and have extensive knowledge and experience in the financial industry.  I am dedicated to exceeding the needs of our client expectations and  experiences.

In my free time I enjoy traveling, volunteering, baking sourdough bread and cooking for family and friends.  I am a member of the Colombo Club and Lodi Italian Club.  My current volunteer assignment is a Blood Transportation Specialist for the American Red Cross in the Central Valley.  My husband and I currently reside in Pleasant Hill and Lodi and I am a proud Nana to our grandson, Dean.

"Listening to what our clients say – but also reading between the lines – is key to understanding exactly what they hope to achieve and how we can help them get there"

• CA

Chi began his career at Citi Smith Barney in 1999 as a Corporate Services representative and quickly achieved the Client Service Manager role in 2000. Three years later, Chi moved to Loring Ward Advisor Services as a representative and then a Manager, Advisor Services.  He returned to Citi Smith Barney in 2006 as an Assistant Operations Manager and then became a Complex Service Manager in 2010 under Morgan Stanley Smith Barney.  In 2016, he joined UBS Financial Services as an Assistant Operations Manager and then joined The Haug Duda Group in 2018 as a Registered Client Service Associate. Chi holds a B.S. degree in Hospitality Management from San Francisco State University and graduated Magna Cum Laude. Outside of the office Chi enjoys boating and deep sea fishing. He and his wife live in Oakland, CA.

• San Francisco State University, B.S. Hospitality Management, Magna Cum Laude