A plan for today, tomorrow and generations to come

Chess pieces on a chessboard

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Carole Taylor Profile Photo

    Carole Taylor

    Vice President–Wealth Management

    Financial Advisor

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    • CA
    • CO
    • CT
    • DC
    • FL
    • GA
    • HI
    • ID
    • IL
    • MA
    • ME
    • MI
    • MT
    • NH
    • NY
    • OH
    • OK
    • RI
    • SC
    • VA
    • WA

    Carole Taylor has worked in the financial industry for over 20 years, with the last 18 years working with Charlie Harriman. With Charlie as a mentor Carole has learned that listening to a client's history, hopes, dreams, and aspirations is the most important part of developing an investment strategy. Carole has also acquired her investment style from Charlie and carries on the tradition of proper planning, asset allocation, and buying good quality investments that help clients reach their financial goals.

    Carole graduated from the University of Southern Maine with a Bachelors Degree in Business Management. She also holds Series 7, 63 and 65 securities licenses as well as life, health and annuity insurance licenses. Carole is a Certified Financial Planner and provides her clients with wealth planning strategies that are developed according to their individual needs and goals.

    Carole currently resides in Scarborough. In her spare time Carole enjoys traveling, volunteering with various organizations, the theater, being outdoors, and spending time with her family and friends.

      • University of Southern Maine, Business Management
      • CERTIFIED FINANCIAL PLANNER™
      1 City Center
      7th Floor
      Portland, ME 04101
    • Riley Haddock Profile Photo

      Riley Haddock, CFP® APMA

      Financial Advisor

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      • AZ
      • CA
      • CO
      • CT
      • DC
      • FL
      • GA
      • HI
      • ID
      • IL
      • IN
      • KY
      • MA
      • MD
      • ME
      • MI
      • MT
      • NE
      • NH
      • NJ
      • NM
      • NV
      • NY
      • OH
      • OK
      • OR
      • PA
      • RI
      • SC
      • TX
      • UT
      • VA
      • VT
      • WA

      Riley has been in the industry since the summer of 2010 after graduating with a BS in Accounting from Saint Anselm College where she received a field hockey scholarship and was asked to represent the United States in an international tournament in Barbados. She started her career at Merrill Lynch and joined UBS in 2013. Currently, Riley sits as the co-chair on the Team Associates Advisory Council where she represents her peers on a national level.

      Riley grew up locally in Falmouth. She plays for the Portland Womens Rugby Team and is very involved in local charities, volunteering and participates in races and triathlons throughout the year. She and her black lab, Harvey, live in South Portland.

      She holds her 7, 66, 9, 10, and Insurance licenses.

        • Saint Anselm College, Accounting
        • Chartered Retirement Planning Counselor℠
        • Financial Paraplanner Qualified Professional™
        1 City Center
        10th Floor
        Portland, ME 04101

      The circular economy: What is it?

      Retirement planning

      Retirement planning

      Multigenerational planning

      Multigenerational planning

      Legacy—Wealth for others

      For needs that go beyond your own—to help you improve the lives of others

      What will your legacy be?
      It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

      Learn more at ubs.com/wealthway.

      Backed by the strength of UBS

      A global leader in wealth management

      $2.8 trillion

      In invested assets globally 
      As of 06/30/2022

      51 countries

      Our global footprint

      Global leader

      UBS is a world-leading wealth manager

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