Experience. Advice. Collaboration.

Planning for your family’s entire financial needs

The Halbfinger Group provides the individualized attention of a boutique team backed by the strength and stability of UBS, one of the largest wealth management firms around the globe. We provide seamless integration across all aspects of your financial world.

We combine financial planning with investment management and deliver it with the highest standard of personalized service. We are committed to engaging each generation of your family, offering thoughtful advice and education to help meet your goals.

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Our clients and commitment

Working with a range of clients and their complex financial lives enables us to anticipate and address whatever challenges you may be facing. We help provide you and your family with what is most relevant to your wealth and goals based on our experience and insights.

Comprehensive planning for significant wealth

Helping women take charge

Estate planning strategies

Dividing wealth across generations

Delivering opportunity through collaboration

UBS Private Wealth Management
Specialized centers of excellence provide you and your family with the expertise that is most relevant to your wealth and goals. Their insights focus on broad themes and trends as well as successful tactical ideas and strategies.

Portfolio Advisory Group

Specialists intensely focused on constructing customized investment portfolios to help address your specific needs. The team’s hallmarks include sophisticated quantitative analysis, research-driven asset allocation and tailored portfolio construction advice.

Advanced Planning

The Advanced Planning Group consists of former practicing estate planning and tax attorneys who provide comprehensive planning and sophisticated advice and education to UHNW UBS clients. The team also serves as a think tank for the firm, providing thought leadership insight and creating robust intellectual capital on estate planning, tax, and related topics of interest to UHNW families.

Family Advisory & Philanthropy Services

Advice and solutions to help families flourish for generations, including intentional communication and decision-making, intergenerational wealth transitions, family governance, philanthropic legacies and more. The independent UBS Optimus Foundation funds high-impact programs in health, education, child protection and the environment.

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Trends and perspectives

Personal planning for start-up founders

As they say, “failing to plan is planning to fail.” Learn how planning for the personal side of a liquidity event, both before and after the transaction, you can help mitigate risks.

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Share it well

Discussing and dividing wealth across generations

Even though high net worth investors have made strides over the last eight years with estate planning, they worry about the financial and familial discord that can accompany wealth transfer.

Your primary source for financial advice

We are here to provide quality strategies customized to your needs. We concentrate on developing long-term relationships through a commitment to quality client service. You can rely on our personalized advice, first-class solutions, and extensive wealth management experience.

Douglas Summer

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
What he does
When evaluating the various investment and wealth management options The Halbfinger Group proposes, Doug usually asks, “What is the strategy? How will these actions add value to the client?” This focus on strategy represents a major part of the detailed planning and analysis Doug does for high net worth clients. He takes apart portfolios to see what’s working, what’s not, and what is the risk versus the client’s goals and expectations.

Who he serves
High-net-worth, highly compensated professionals and business owners who seek integrated wealth management. He also works with multiple generations of affluent client families interested in preserving and passing on their wealth. In addition, Doug offers investment guidance to prominent foundations and charitable institutions.

How he works
Doug focuses on developing client relationships and works with individuals, families and business owners in offering clients a highly consultative approach with tailored solutions bridging investments, liability management, insurance reviews, long-term care and financial planning capabilities. This consultative approach has helped when working with multiple generations of affluent families interested in preserving and passing on their wealth to the next generation and to charitable institutions. He also takes a long view in building relationships, knowing the value of consistent, disciplined stewardship over time.

Outside the office
Doug works closely with American Corporate Partners (ACP) which is a nonprofit organization dedicated to assisting veterans in their transition from the armed forces to the civilian workforce. Doug is a former executive committee board member and Treasurer of the JCC of Harrison where he played an active role in fundraising and continues to serve on the finance committee.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Management Teams, 2020The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2025UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Syracuse University, B.S. Consumer Studies
- Private Wealth Advisor
- New York State Life Insurance and Health Insurance licenses
- FINRA Series 3, 7, 9, 10, 24, 63, 66 licenses
299 Park Avenue
New York, NY 10017

douglas.summer@ubs.com

Douglas Summer

299 Park Avenue,New York,NY,10017
Daniel Shepler

Managing Director

Market Director
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Dan Shepler brings over three decades of experience in the financial services industry, with a proven track record of leadership, business growth, and client-focused success. He began his career as a Financial Advisor at Dean Witter in 1993 and quickly advanced to become a Branch Manager Associate by 1996. In 1999, he joined PaineWebber as a Sales Manager at the firm’s 590 Madison Avenue branch.

In 2000, Dan was appointed Branch Manager of the UBS Red Bank office, where he led the team to double its business in just four years. His strategic vision and commitment to excellence earned him a move to UBS’s flagship location at 299 Park Avenue in 2004, where he served as Branch Manager for the next 20 years. In recognition of his outstanding leadership and performance, Dan was promoted to Managing Director in 2016.

Today, Dan returns to his roots as a Financial Advisor, bringing with him a wealth of experience and a deep understanding of markets, leadership, and client needs. He is passionate about helping individuals and families achieve their financial goals through thoughtful planning and trusted guidance. Outside of his life at UBS, Dan resides in New Jersey with his wife, 2 daughters, and 2 golden retrievers. He is a lifelong Yankee fan and 26 time marathon finisher.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
299 Park Avenue
8th, 9th, 11th Floors
New York, NY 10171

daniel.shepler@ubs.com

Daniel Shepler

299 Park Avenue,New York,NY,10171
Adam Lafer, CFA

Authorized Officer

Financial Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- PR
- SC
- TN
- TX
- UT
- VA
- VT
- WA
Adam is a Financial Advisor and Partner and has earned the prestigious UBS Institutional Consultant designation. His passion for the wealth management industry runs deep with his 20+ years of experience. He joined UBS in 2009 and has been committed ever since to serving high net worth and ultra -high net worth families, along with foundations and endowments, with a tireless work ethic and an unmatched level of service. Adam takes a holistic approach in advising clients and provides guidance that goes well beyond traditional portfolio management to include balance sheet optimization, financial planning, liability management and estate planning.

As a CFA charter holder, Adam leads the research and due diligence efforts in developing customized investment solutions across all asset classes as well as other capital market solutions that meet our client's specific financial goals and objectives. He has extensive relationships with the top institutional money managers, hedge funds and private equity firms across the country.

Prior to joining UBS, Adam worked as a Relationship Manager Associate at Fred Alger Management, a boutique growth equity manager. He started his career as an Advisor Associate at Sontag Advisory, a Registered Investment Advisory firm. Adam graduated with a B.S. from Pennsylvania State University, majoring in Finance and International Business. Additionally, he earned an M.B.A. from New York University Stern School of Business with a focus in Finance and Economics. Adam is an active member of the CFA Institute and maintains his Series 7 and 63 securities licenses and NY Life and Health Insurance licenses.

Adam resides in Brooklyn with his wife, Maya, and is a proud father to his son, Arlo and his daughter, Esme. In his spare time, Adam is an avid marathon runner and tennis player. Adam has run 10 New York City marathons (11 overall) and enjoys training in Prospect Park with his dog, Stella.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Pennsylvania State University, B.S. Finance and International Business
- New York University, Stern School of Business, M.B.A. Finance and Economics
- Chartered Financial Analyst
- FINRA Series 7 and 63 securities licenses
299 Park Avenue
New York, NY 10017

adam.lafer@ubs.com

Adam Lafer, CFA

299 Park Avenue,New York,NY,10017
Natalya Glushakova, CFA, CDFA®

Authorized Officer

Financial Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- PR
- SC
- TN
- TX
- UT
- VA
- VT
- WA
Natalya Glushakova is a Financial Advisor with The Halbfinger Group and holds the prestigious UBS Institutional Consultant designation. With more than 15 years of experience at UBS, she is deeply committed to guiding individuals and families through the full spectrum of wealth management. Natalya specializes in multigenerational planning, helping clients preserve and grow wealth across generations, while integrating estate planning strategies to ensure long-term financial security and legacy continuity. She is particularly passionate about empowering women to take an active role in their financial futures, bringing a thoughtful and inclusive perspective to every client relationship.

As part of portfolio construction, Natalya evaluates all aspects of a client’s holdings and develops tailored advice aligned with personal objectives. She is a Certified Divorce Financial Analyst® (CDFA™), providing specialized guidance to clients navigating financial decisions before and after divorce. In addition, she holds the Chartered Financial Analyst (CFA) designation and is an active member of the CFA Society New York.

Born in Ukraine and raised in New York, Natalya now lives in Brooklyn with her husband, David, and their two children, Maksim and Kira. She is dedicated to giving back to her community and serves on the board of the nonprofit nursery school, Open House. Outside of work, Natalya enjoys traveling, cooking, and spending time with her family.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Fordham University, B.A. Finance
- Chartered Financial Analyst
- Certified Divorce Financial Analyst
- Finra Series 7 and 66 securities licenses
299 Park Avenue
New York, NY 10017

natalya.glushakova@ubs.com

Natalya Glushakova, CFA, CDFA®

299 Park Avenue,New York,NY,10017
Matthew Hull

Financial Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
Matthew joined the Halbfinger Group in January of 2023. He helps to maintain and grow relationships and is committed to providing an excellent client experience.

Prior to joining UBS, Matt spent 10 years at BlackRock helping advisors build portfolios to help solve client challenges and educating on Mutual Funds, ETFs, models and technology

Matthew resides in Port Washington on Long Island. In his spare time, Matt is an avid skier and traveler.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Fairfield University, B.A. Communication and Marketing.
- FINRA Series 7, 63 and 66 securities licenses
299 Park Avenue
New York, NY 10017

matthew.hull@ubs.com

Matthew Hull

299 Park Avenue,New York,NY,10017
Alexandra Swerz, CFP®, CDFA®

Senior Wealth Strategy Associate

Planning Specialist
View bio
- NJ
- NY
Alexandra joined UBS in 2013 and serves as a Senior Wealth Strategy Associate – Planning Specialist. In this role, she works closely with families to address their financial and estate planning needs, which serves as the foundation of their financial lives and guide investment strategies and asset allocation decisions.

As a Certified Financial Planner™, Alexandra anchors planning by developing a clear understanding of what clients hope to accomplish in both the near and long term. She collaborates with clients to build comprehensive, personalized financial plans and continuously monitors their progress, ensuring strategies stay aligned with their evolving goals. Her planning process encompasses tailored financial plans, complex cash flow projections, liability management, insurance and long-term care solutions, and legacy wealth planning.

In addition, as a Certified Divorce Financial Analyst®, Alexandra supports clients before, during, and after the complexities of divorce—providing thoughtful financial guidance during emotionally challenging times. These services give our team deeper insight into clients’ unique financial pictures and help align their personal goals with their overall investment strategies. Alexandra also partners closely with clients’ other professional advisors, including CPAs, Trusts & Estate attorneys, and divorce attorneys, to deliver a holistic, coordinated wealth management experience.

Alexandra lives on Long Island with her husband, Michael, and their adorable Cavapoo, Arthur. Outside of work, she enjoys traveling, experimenting with new recipes, and spending quality time with family and friends.
- Vanderbilt University, B.S.
- Planning Specialist
- CERTIFIED FINANCIAL PLANNER
- Certified Divorce Financial Analyst
- Life, accident and health insurance licenses
- Finra Series 7 and 66 securities licenses
299 Park Avenue
New York, NY 10017

alexandra.swerz@ubs.com

Alexandra Swerz, CFP®, CDFA®

299 Park Avenue,New York,NY,10017

Connie Colacino

Team Administrator
View bio
- CO
- CT
- FL
- NJ
- NY
- PA
Connie joined our team in 2013 and oversees all aspects of operations and administration for the team. With a focus on operational excellence and the client experience, she delivers prompt communication and superior client service. She works with key contacts across the firm to optimize processes and maintain the highest level of client satisfaction. Connie assists in all phases of the client relationship including account opening, cash movements, online navigation and a variety of other support functions.

She resides in New Jersey with her husband, Paul, and their two sons, Luca and Leo. In her spare time, she enjoys traveling, exercising, and spending time with family and friends.
- New Jersey City University, B.S. Business Administration - Management
- New York State health & life insurance licenses
- Finra Series 7 and 66 securities licenses
299 Park Avenue
New York, NY 10017

connie.colacino@ubs.com

Connie Colacino

299 Park Avenue,New York,NY,10017
Joshua Ruiz

Authorized Officer

Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- TN
- TX
- UT
- VA
- VT
- WA
Joshua joined our team in 2024 as a Wealth Strategy Associate. In this role, he is responsible for trading, portfolio analytics, relationship management, and investment due diligence. He works closely with clients to execute investment strategies, monitor portfolio performance, and ensure alignment with their long-term financial objectives. Joshua collaborates with the team on research and due diligence efforts to identify and evaluate investment opportunities across various asset classes. His analytical approach and client-focused mindset help deliver tailored wealth management solutions.

Before joining the Halbfinger Group, Joshua held various roles at UBS. He was a Financial Advisor at the UBS Wealth Advice Center, where he provided investment guidance and asset allocation strategies. As an Analyst on the UBS International Sales and Business Development team, he supported advisors in driving business growth and enhancing client relationships. Most recently as a Wealth Planning Associate, he specialized in financial plan development to help clients navigate complex planning decisions. His diverse experience provides him with a well-rounded perspective in advising clients on their financial needs.

Joshua resides in Manhattan and enjoys travelling and playing sports in his free time.
- University of Texas at Austin, Finance
299 Park Avenue
New York, NY 10017

joshua.ruiz@ubs.com

Joshua Ruiz

299 Park Avenue,New York,NY,10017
Betsy Rivera

Senior Client Associate
View bio
Betsy joined our team in 2024 and has worked in the financial services industry for over 30 years, the last 25 years at UBS. She prides herself on service excellence and attention to detail. Betsy assists with client communication, account opening and maintenance as well as other day-to-day operational services.

Betsy is a highly respected and valued Senior Client Service Associate at UBS and is part of the CSA Coaches Committee, which trains new Client Service Associates on internal systems and functions.

Betsy has also been involved in various initiatives designed to increase efficiencies for clients and support staff. She is a member of the All Bar None, which promotes the professional advancement of women at the firm. Betsy also takes time to volunteer with the Coalition for the homeless in their Grand Central Food Program, a mobile soup kitchen in NYC.

Betsy lives in Monroe NY, with her husband Nevelle, and two daughters Gavriella and Gianna.
- SUNY Purchase, BS
299 Park Avenue
New York, NY 10017

betsy.rivera@ubs.com

Betsy Rivera

299 Park Avenue,New York,NY,10017
Leo Asada-Johnson

Authorized Officer

Registered Client Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- TN
- TX
- UT
- VA
- VT
- WA
Leo joined UBS in 2019 and became a member of our team in 2023, bringing over 11 years of experience in financial services.With a strong passion for wealth management, Leo is dedicated to delivering exceptional client service. Leo oversees the administration of our alternative investment platform.

Prior to joining the Halbfinger Group, he spent three years at UBS’s Wealth Advice Center as a Financial Advisor and Client Service Associate, where he built and strengthened client relationships through tailored wealth management solutions and goal-based investment recommendations. Before joining UBS, Leo spent seven years at Citigroup in various banking roles, specializing in client relationship management, lending solutions, and tailored financial strategies.

A Brooklyn native, Leo is fluent in Japanese and frequently visits family in Japan. In his free time, he enjoys traveling, playing soccer, cycling, and running.
- The George Washington University School of Business, Business Administration and Management
299 Park Avenue
New York, NY 10017

leo.asada-johnson@ubs.com

Leo Asada-Johnson

299 Park Avenue,New York,NY,10017
Lourdes Martino

Senior Client Associate
View bio
Lourdes provides administrative support for our team. With over 20 years of administrative background, client service and experience is the highest priority for Lourdes. She serves as the first point of contact to clients and their families. Lourdes manages communication related to meetings, conference calls, and general team administration.

Prior to joining the team , Lourdes served as the Branch Office Administrator at UBS Madison and Park Avenue offices. A She is a member of UBS All Bar None Americas and a longtime supporter of Komen Greater NYC.

Lourdes is a native New Yorker. In her spare time, she enjoys reading, traveling, exploring the local dining scene with friends and spending time with family.
- Pace University, B.S.
299 Park Avenue
New York, NY 10017

lourdes.martino@ubs.com

Lourdes Martino

299 Park Avenue,New York,NY,10017
Maria Mardis

Client Associate
View bio
Maria joined UBS in 2024, beginning in the Louisville office before becoming part of the Halbfinger Group in 2025. Prior to UBS, she worked in hospital philanthropy, supporting event planning and donor relations.

She was a student-athlete on the University of Louisville rowing team and served as a representative on the Atlantic Coast Conference Student-Athlete Advisory Committee. Maria holds a B.S. in Business Administration and is fluent in Spanish.

Outside of work, she enjoys staying active, spending time outdoors, and being with friends and family.
299 Park Avenue
New York, NY 10017

maria.mardis@ubs.com

Maria Mardis

299 Park Avenue,New York,NY,10017

Elizabeth Quinn

Senior Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OR
- PA
- TN
- TX
- UT
- VA
- VT
- WA
Elizabeth joined UBS in 2021 after graduating from Saint Michaels College with a B.S. in Biology and minors in Mathematics and Chemistry. She began her career as a Branch Office Administrator on the management team alongside Daniel Shepler, where she primarily assisted with day-to-day administrative tasks. Elizabeth is from Staten Island, New York and currently lives on the Upper East Side. In her spare time, she enjoys traveling, training for marathons, figure skating, and spending time with friends and family.
299 Park Avenue
New York, NY 10017

elizabeth.quinn@ubs.com

Elizabeth Quinn

299 Park Avenue,New York,NY,10017

Douglas Summer

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
What he does
When evaluating the various investment and wealth management options The Halbfinger Group proposes, Doug usually asks, “What is the strategy? How will these actions add value to the client?” This focus on strategy represents a major part of the detailed planning and analysis Doug does for high net worth clients. He takes apart portfolios to see what’s working, what’s not, and what is the risk versus the client’s goals and expectations.

Who he serves
High-net-worth, highly compensated professionals and business owners who seek integrated wealth management. He also works with multiple generations of affluent client families interested in preserving and passing on their wealth. In addition, Doug offers investment guidance to prominent foundations and charitable institutions.

How he works
Doug focuses on developing client relationships and works with individuals, families and business owners in offering clients a highly consultative approach with tailored solutions bridging investments, liability management, insurance reviews, long-term care and financial planning capabilities. This consultative approach has helped when working with multiple generations of affluent families interested in preserving and passing on their wealth to the next generation and to charitable institutions. He also takes a long view in building relationships, knowing the value of consistent, disciplined stewardship over time.

Outside the office
Doug works closely with American Corporate Partners (ACP) which is a nonprofit organization dedicated to assisting veterans in their transition from the armed forces to the civilian workforce. Doug is a former executive committee board member and Treasurer of the JCC of Harrison where he played an active role in fundraising and continues to serve on the finance committee.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron’s Top 50 Private Wealth Management Teams, 2020The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2025UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Syracuse University, B.S. Consumer Studies
- Private Wealth Advisor
- New York State Life Insurance and Health Insurance licenses
- FINRA Series 3, 7, 9, 10, 24, 63, 66 licenses
299 Park Avenue
New York, NY 10017

douglas.summer@ubs.com

Douglas Summer

299 Park Avenue,New York,NY,10017
Daniel Shepler

Managing Director

Market Director
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Dan Shepler brings over three decades of experience in the financial services industry, with a proven track record of leadership, business growth, and client-focused success. He began his career as a Financial Advisor at Dean Witter in 1993 and quickly advanced to become a Branch Manager Associate by 1996. In 1999, he joined PaineWebber as a Sales Manager at the firm’s 590 Madison Avenue branch.

In 2000, Dan was appointed Branch Manager of the UBS Red Bank office, where he led the team to double its business in just four years. His strategic vision and commitment to excellence earned him a move to UBS’s flagship location at 299 Park Avenue in 2004, where he served as Branch Manager for the next 20 years. In recognition of his outstanding leadership and performance, Dan was promoted to Managing Director in 2016.

Today, Dan returns to his roots as a Financial Advisor, bringing with him a wealth of experience and a deep understanding of markets, leadership, and client needs. He is passionate about helping individuals and families achieve their financial goals through thoughtful planning and trusted guidance. Outside of his life at UBS, Dan resides in New Jersey with his wife, 2 daughters, and 2 golden retrievers. He is a lifelong Yankee fan and 26 time marathon finisher.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
299 Park Avenue
8th, 9th, 11th Floors
New York, NY 10171

daniel.shepler@ubs.com

Daniel Shepler

299 Park Avenue,New York,NY,10171
Adam Lafer, CFA

Authorized Officer

Financial Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
- MO
- MS
- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- PR
- SC
- TN
- TX
- UT
- VA
- VT
- WA
Adam is a Financial Advisor and Partner and has earned the prestigious UBS Institutional Consultant designation. His passion for the wealth management industry runs deep with his 20+ years of experience. He joined UBS in 2009 and has been committed ever since to serving high net worth and ultra -high net worth families, along with foundations and endowments, with a tireless work ethic and an unmatched level of service. Adam takes a holistic approach in advising clients and provides guidance that goes well beyond traditional portfolio management to include balance sheet optimization, financial planning, liability management and estate planning.

As a CFA charter holder, Adam leads the research and due diligence efforts in developing customized investment solutions across all asset classes as well as other capital market solutions that meet our client's specific financial goals and objectives. He has extensive relationships with the top institutional money managers, hedge funds and private equity firms across the country.

Prior to joining UBS, Adam worked as a Relationship Manager Associate at Fred Alger Management, a boutique growth equity manager. He started his career as an Advisor Associate at Sontag Advisory, a Registered Investment Advisory firm. Adam graduated with a B.S. from Pennsylvania State University, majoring in Finance and International Business. Additionally, he earned an M.B.A. from New York University Stern School of Business with a focus in Finance and Economics. Adam is an active member of the CFA Institute and maintains his Series 7 and 63 securities licenses and NY Life and Health Insurance licenses.

Adam resides in Brooklyn with his wife, Maya, and is a proud father to his son, Arlo and his daughter, Esme. In his spare time, Adam is an avid marathon runner and tennis player. Adam has run 10 New York City marathons (11 overall) and enjoys training in Prospect Park with his dog, Stella.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Pennsylvania State University, B.S. Finance and International Business
- New York University, Stern School of Business, M.B.A. Finance and Economics
- Chartered Financial Analyst
- FINRA Series 7 and 63 securities licenses
299 Park Avenue
New York, NY 10017

adam.lafer@ubs.com

Adam Lafer, CFA

299 Park Avenue,New York,NY,10017
Natalya Glushakova, CFA, CDFA®

Authorized Officer

Financial Advisor
View bio Industry recognition
- AZ
- CA
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- HI
- IL
- IN
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- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- PR
- SC
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- UT
- VA
- VT
- WA
Natalya Glushakova is a Financial Advisor with The Halbfinger Group and holds the prestigious UBS Institutional Consultant designation. With more than 15 years of experience at UBS, she is deeply committed to guiding individuals and families through the full spectrum of wealth management. Natalya specializes in multigenerational planning, helping clients preserve and grow wealth across generations, while integrating estate planning strategies to ensure long-term financial security and legacy continuity. She is particularly passionate about empowering women to take an active role in their financial futures, bringing a thoughtful and inclusive perspective to every client relationship.

As part of portfolio construction, Natalya evaluates all aspects of a client’s holdings and develops tailored advice aligned with personal objectives. She is a Certified Divorce Financial Analyst® (CDFA™), providing specialized guidance to clients navigating financial decisions before and after divorce. In addition, she holds the Chartered Financial Analyst (CFA) designation and is an active member of the CFA Society New York.

Born in Ukraine and raised in New York, Natalya now lives in Brooklyn with her husband, David, and their two children, Maksim and Kira. She is dedicated to giving back to her community and serves on the board of the nonprofit nursery school, Open House. Outside of work, Natalya enjoys traveling, cooking, and spending time with her family.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Fordham University, B.A. Finance
- Chartered Financial Analyst
- Certified Divorce Financial Analyst
- Finra Series 7 and 66 securities licenses
299 Park Avenue
New York, NY 10017

natalya.glushakova@ubs.com

Natalya Glushakova, CFA, CDFA®

299 Park Avenue,New York,NY,10017
Matthew Hull

Financial Advisor
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
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- HI
- IL
- IN
- LA
- MA
- MD
- ME
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- NC
- NE
- NH
- NJ
- NM
- NY
- OH
- OR
- PA
- RI
- SC
- TN
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- UT
- VA
- VT
- WA
Matthew joined the Halbfinger Group in January of 2023. He helps to maintain and grow relationships and is committed to providing an excellent client experience.

Prior to joining UBS, Matt spent 10 years at BlackRock helping advisors build portfolios to help solve client challenges and educating on Mutual Funds, ETFs, models and technology

Matthew resides in Port Washington on Long Island. In his spare time, Matt is an avid skier and traveler.
- Barron’s Top 250 Private Wealth Management Teams, 2025The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes America’s Top Wealth Management Teams (Private Wealth & High-Net Worth), 2025The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
- Fairfield University, B.A. Communication and Marketing.
- FINRA Series 7, 63 and 66 securities licenses
299 Park Avenue
New York, NY 10017

matthew.hull@ubs.com

Matthew Hull

299 Park Avenue,New York,NY,10017
Alexandra Swerz, CFP®, CDFA®

Senior Wealth Strategy Associate

Planning Specialist
View bio
- NJ
- NY
Alexandra joined UBS in 2013 and serves as a Senior Wealth Strategy Associate – Planning Specialist. In this role, she works closely with families to address their financial and estate planning needs, which serves as the foundation of their financial lives and guide investment strategies and asset allocation decisions.

As a Certified Financial Planner™, Alexandra anchors planning by developing a clear understanding of what clients hope to accomplish in both the near and long term. She collaborates with clients to build comprehensive, personalized financial plans and continuously monitors their progress, ensuring strategies stay aligned with their evolving goals. Her planning process encompasses tailored financial plans, complex cash flow projections, liability management, insurance and long-term care solutions, and legacy wealth planning.

In addition, as a Certified Divorce Financial Analyst®, Alexandra supports clients before, during, and after the complexities of divorce—providing thoughtful financial guidance during emotionally challenging times. These services give our team deeper insight into clients’ unique financial pictures and help align their personal goals with their overall investment strategies. Alexandra also partners closely with clients’ other professional advisors, including CPAs, Trusts & Estate attorneys, and divorce attorneys, to deliver a holistic, coordinated wealth management experience.

Alexandra lives on Long Island with her husband, Michael, and their adorable Cavapoo, Arthur. Outside of work, she enjoys traveling, experimenting with new recipes, and spending quality time with family and friends.
- Vanderbilt University, B.S.
- Planning Specialist
- CERTIFIED FINANCIAL PLANNER
- Certified Divorce Financial Analyst
- Life, accident and health insurance licenses
- Finra Series 7 and 66 securities licenses
299 Park Avenue
New York, NY 10017

alexandra.swerz@ubs.com

Alexandra Swerz, CFP®, CDFA®

299 Park Avenue,New York,NY,10017
Connie Colacino

Team Administrator
View bio
- CO
- CT
- FL
- NJ
- NY
- PA
Connie joined our team in 2013 and oversees all aspects of operations and administration for the team. With a focus on operational excellence and the client experience, she delivers prompt communication and superior client service. She works with key contacts across the firm to optimize processes and maintain the highest level of client satisfaction. Connie assists in all phases of the client relationship including account opening, cash movements, online navigation and a variety of other support functions.

She resides in New Jersey with her husband, Paul, and their two sons, Luca and Leo. In her spare time, she enjoys traveling, exercising, and spending time with family and friends.
- New Jersey City University, B.S. Business Administration - Management
- New York State health & life insurance licenses
- Finra Series 7 and 66 securities licenses
299 Park Avenue
New York, NY 10017

connie.colacino@ubs.com

Connie Colacino

299 Park Avenue,New York,NY,10017
Joshua Ruiz

Authorized Officer

Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
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- NC
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- OH
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- WA
Joshua joined our team in 2024 as a Wealth Strategy Associate. In this role, he is responsible for trading, portfolio analytics, relationship management, and investment due diligence. He works closely with clients to execute investment strategies, monitor portfolio performance, and ensure alignment with their long-term financial objectives. Joshua collaborates with the team on research and due diligence efforts to identify and evaluate investment opportunities across various asset classes. His analytical approach and client-focused mindset help deliver tailored wealth management solutions.

Before joining the Halbfinger Group, Joshua held various roles at UBS. He was a Financial Advisor at the UBS Wealth Advice Center, where he provided investment guidance and asset allocation strategies. As an Analyst on the UBS International Sales and Business Development team, he supported advisors in driving business growth and enhancing client relationships. Most recently as a Wealth Planning Associate, he specialized in financial plan development to help clients navigate complex planning decisions. His diverse experience provides him with a well-rounded perspective in advising clients on their financial needs.

Joshua resides in Manhattan and enjoys travelling and playing sports in his free time.
- University of Texas at Austin, Finance
299 Park Avenue
New York, NY 10017

joshua.ruiz@ubs.com

Joshua Ruiz

299 Park Avenue,New York,NY,10017
Betsy Rivera

Senior Client Associate
View bio
Betsy joined our team in 2024 and has worked in the financial services industry for over 30 years, the last 25 years at UBS. She prides herself on service excellence and attention to detail. Betsy assists with client communication, account opening and maintenance as well as other day-to-day operational services.

Betsy is a highly respected and valued Senior Client Service Associate at UBS and is part of the CSA Coaches Committee, which trains new Client Service Associates on internal systems and functions.

Betsy has also been involved in various initiatives designed to increase efficiencies for clients and support staff. She is a member of the All Bar None, which promotes the professional advancement of women at the firm. Betsy also takes time to volunteer with the Coalition for the homeless in their Grand Central Food Program, a mobile soup kitchen in NYC.

Betsy lives in Monroe NY, with her husband Nevelle, and two daughters Gavriella and Gianna.
- SUNY Purchase, BS
299 Park Avenue
New York, NY 10017

betsy.rivera@ubs.com

Betsy Rivera

299 Park Avenue,New York,NY,10017
Leo Asada-Johnson

Authorized Officer

Registered Client Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
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- NC
- NE
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- NJ
- NM
- NY
- OH
- OR
- PA
- TN
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- UT
- VA
- VT
- WA
Leo joined UBS in 2019 and became a member of our team in 2023, bringing over 11 years of experience in financial services.With a strong passion for wealth management, Leo is dedicated to delivering exceptional client service. Leo oversees the administration of our alternative investment platform.

Prior to joining the Halbfinger Group, he spent three years at UBS’s Wealth Advice Center as a Financial Advisor and Client Service Associate, where he built and strengthened client relationships through tailored wealth management solutions and goal-based investment recommendations. Before joining UBS, Leo spent seven years at Citigroup in various banking roles, specializing in client relationship management, lending solutions, and tailored financial strategies.

A Brooklyn native, Leo is fluent in Japanese and frequently visits family in Japan. In his free time, he enjoys traveling, playing soccer, cycling, and running.
- The George Washington University School of Business, Business Administration and Management
299 Park Avenue
New York, NY 10017

leo.asada-johnson@ubs.com

Leo Asada-Johnson

299 Park Avenue,New York,NY,10017
Lourdes Martino

Senior Client Associate
View bio
Lourdes provides administrative support for our team. With over 20 years of administrative background, client service and experience is the highest priority for Lourdes. She serves as the first point of contact to clients and their families. Lourdes manages communication related to meetings, conference calls, and general team administration.

Prior to joining the team , Lourdes served as the Branch Office Administrator at UBS Madison and Park Avenue offices. A She is a member of UBS All Bar None Americas and a longtime supporter of Komen Greater NYC.

Lourdes is a native New Yorker. In her spare time, she enjoys reading, traveling, exploring the local dining scene with friends and spending time with family.
- Pace University, B.S.
299 Park Avenue
New York, NY 10017

lourdes.martino@ubs.com

Lourdes Martino

299 Park Avenue,New York,NY,10017
Maria Mardis

Client Associate
View bio
Maria joined UBS in 2024, beginning in the Louisville office before becoming part of the Halbfinger Group in 2025. Prior to UBS, she worked in hospital philanthropy, supporting event planning and donor relations.

She was a student-athlete on the University of Louisville rowing team and served as a representative on the Atlantic Coast Conference Student-Athlete Advisory Committee. Maria holds a B.S. in Business Administration and is fluent in Spanish.

Outside of work, she enjoys staying active, spending time outdoors, and being with friends and family.
299 Park Avenue
New York, NY 10017

maria.mardis@ubs.com

Maria Mardis

299 Park Avenue,New York,NY,10017
Elizabeth Quinn

Senior Wealth Strategy Associate
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- IN
- LA
- MA
- MD
- ME
- MI
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- NC
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- NH
- NJ
- NM
- NY
- OR
- PA
- TN
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- UT
- VA
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- WA
Elizabeth joined UBS in 2021 after graduating from Saint Michaels College with a B.S. in Biology and minors in Mathematics and Chemistry. She began her career as a Branch Office Administrator on the management team alongside Daniel Shepler, where she primarily assisted with day-to-day administrative tasks. Elizabeth is from Staten Island, New York and currently lives on the Upper East Side. In her spare time, she enjoys traveling, training for marathons, figure skating, and spending time with friends and family.
299 Park Avenue
New York, NY 10017

elizabeth.quinn@ubs.com

Elizabeth Quinn

299 Park Avenue,New York,NY,10017

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Douglas Summer

Daniel Shepler

Adam Lafer, CFA

Natalya Glushakova, CFA, CDFA®

Matthew Hull

Alexandra Swerz, CFP®, CDFA®

Connie Colacino

Joshua Ruiz

Betsy Rivera

Leo Asada-Johnson

Lourdes Martino

Maria Mardis

Elizabeth Quinn

Douglas Summer

Daniel Shepler

Adam Lafer, CFA

Natalya Glushakova, CFA, CDFA®

Matthew Hull

Alexandra Swerz, CFP®, CDFA®

Connie Colacino

Joshua Ruiz

Betsy Rivera

Leo Asada-Johnson

Lourdes Martino

Maria Mardis

Elizabeth Quinn

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