Experience. Advice. Collaboration.

Planning for your family’s entire financial needs

At times, the complexity of today’s global economy may feel overwhelming. Whether you’re a working professional who is building wealth, a successful executive or business owner contemplating your next act, or the head of a multigenerational family looking to preserve your family’s future—you have questions. You expect clear answers from an advisor with worldwide experience who understands you, your family and your community.

Our highly credentialed team offers the thoughtful perspective and proactive service your family needs to help meet their goals. With a team of advisors spanning decades of experience, we strive, relentlessly, to make sure you feel well taken care of. By putting financial planning at the core of everything we do, we offer the capabilities to help you, your business and your family unlock opportunity, preserve wealth and create continuity.

Get started on your financial plan

While we manage your wealth, we understand that we are dealing with more than money. The end result is to make a difference in your life and the life of your family.
- Michael A. Giacone

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

Mike Giacone

Managing Director–Wealth Management

Senior Portfolio Manager
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
With more than 35 years of experience navigating clients through a wide range of financial markets, Mike serves as Senior Portfolio Manager and Founder of Giacone Partners. He established and leads the team, guiding its long-term vision while remaining deeply involved in portfolio construction and oversight. Mike leverages his extensive expertise in selecting and monitoring top institutional money managers, hedge funds, and private equity funds. His top priority is risk mitigation—keeping clients’ wealth and legacy at the forefront of every investment decision.

Prior to joining UBS in 2009, Mike worked at Morgan Stanley beginning in 2007. He earned his B.S. in Business from Wagner College and completed the Senior Financial Advisor Program at the Wharton School of the University of Pennsylvania. He holds Series 7, Series 3, Series 63, Series 65, and Series 8 securities licenses, in addition to an insurance license.

Mike lives in Westfield, New Jersey with his wife, Jean. He has two children and, outside the office, is an avid boater with a passion for deep sea fishing.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Wagner College, B.S. Business
- Wharton School of the University of Pennsylvania, Senior Financial Advisor Program
- Senior Portfolio Manager
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

mike.giacone@ubs.com

Mike Giacone

1285 Avenue Of The Americas,New York,NY,10019
Anthony DePalma, CFP

Senior Vice President–Wealth Management

CERTIFIED FINANCIAL PLANNER®
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
Anthony is a Senior Portfolio Manager and Certified Financial Planner™ (CFP®) with 30 years of industry experience. He specializes in wealth preservation, risk management, and the implementation of financial planning strategies for multi-generational high-net-worth families. Anthony also brings extensive knowledge of trust and estate planning to his work, helping clients navigate complex legacy and succession considerations.

He earned his B.A. in Economics from SUNY New Paltz and currently resides in Long Island City, New York. On the weekends, Anthony enjoys spending time at his home in upstate New York.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- SUNY New Paltz, BA in Economics
- CERTIFIED FINANCIAL PLANNER®
- Senior Portfolio Manager
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

anthony.depalma@ubs.com

Anthony DePalma, CFP

1285 Avenue Of The Americas,New York,NY,10019
Thomas Badger

Senior Vice President–Wealth Management

Portfolio Manager
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
Tom has been providing financial guidance to clients for more than 30 years. He graduated from Rutgers University, where he was a member of the men’s lacrosse team. During that time he was the recipient of the Robert Collett Award. He went on to complete the Morgan Stanley Investment Consultant’s Program at the Wharton School of the University of Pennsylvania.

As the team’s Syndicate Coordinator and Equity Specialist, Tom leverages his extensive experience to provide clients with access to equity opportunities and specialized market insights.

Tom lives in Fairfield, Connecticut with his wife. He has two children and remains active in his community. Outside the office, he plays in a masters lacrosse league and also enjoys tennis and cycling.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Rutgers University, Rutgers College, B.A.
- Portfolio Manager
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

thomas.badger@ubs.com

Thomas Badger

1285 Avenue Of The Americas,New York,NY,10019
Michael Giacone, CIMA, CEPA

Financial Advisor

Certified Investment Management Analyst®
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
Michael played Division I Football at Boston College, where he graduated from the Wallace E. Carroll School of Management in 2016 with a Bachelor’s Degree in Marketing and Management. Following graduation, he completed his final season with the Eagles while pursuing a Master’s Degree in Leadership & Administration, which he earned in May 2017. Shortly thereafter, he joined UBS.

Before fully integrating into the team, Michael spent nearly a year rotating through UBS Capital Markets, gaining broader exposure to the firm and deepening his understanding of global markets.

Now as a Certified Investment Management Analyst® (CIMA®), Michael focuses on constructing investment strategies, conducting due diligence screenings, and exploring alternative investment solutions. He also holds the Certified Exit Planning Advisor (CEPA®) designation, specializing in helping business owners achieve successful transitions and exits.

Michael lives in Westfield, New Jersey with his wife and their two children.
- Boston College, B.S., The Wallace E. Carroll School of Management
- Boston College, M.S., Woods College of Advancing Studies
- Certified Investment Management Analyst®
- Certified Exit Planning Advisor
1285 Avenue Of The Americas
New York, NY 10019

michael.giacone@ubs.com

Michael Giacone, CIMA, CEPA

1285 Avenue Of The Americas,New York,NY,10019
Douglas Rich, CRPC

Authorized Officer

Team Administrator
View bio
- CA
- CT
- DC
- FL
- MA
- MO
- MS
- MT
- NC
- NJ
- NM
- NV
- NY
- OR
- PA
- SC
- TX
- VA
- WA
- WI
Doug serves as the team’s dedicated Relationship Manager for high-net-worth families, where he oversees the implementation and monitoring of managed portfolios. With more than 15 years of industry experience, he brings a keen eye for operations and compliance while ensuring a seamless financial experience for clients. In addition to managing portfolio execution, Doug is responsible for equity and fixed income trading across client accounts.

He is a Chartered Retirement Planning Counselor™ (CRPC™) and holds Series 7, 63, and 65 securities licenses as well as an insurance license. Doug earned his Bachelor of Science in Economics from the Smeal College of Business at Pennsylvania State University.

Doug lives in Westfield, New Jersey with his wife, their two daughters, and the family dog
- Smeal College of Business at The Pennsylvania State University, Bachelor of Science in Economics
- Chartered Retirement Planning Counselor
1285 Avenue Of The Americas
New York, NY 10019

douglas.rich@ubs.com

Douglas Rich, CRPC

1285 Avenue Of The Americas,New York,NY,10019
Victoria Lynn Gottlieb, CFP

Authorized Officer

Senior Wealth Strategy Associate
View bio
- CA
- CT
- DC
- FL
- MO
- NJ
- NM
- NY
Victoria graduated from Baruch College in 2013 with a Bachelor of Arts in Corporate Communications and Economics. During her undergraduate studies, she gained exposure to wealth management through an internship with Morgan Stanley, which led to a Client Service Associate role. Upon graduation, she was selected as one of only ten analysts in the Morgan Stanley Diversity Council’s Branch Analyst Program.

Now a Certified Financial Planner™ (CFP®) with over a decade of industry expertise, Victoria works closely with high-net-worth families to design tailored financial plans that align with their goals and desired lifestyles.

Victoria lives on Long Island with her husband and their two children.
- Baruch College , Bachelor of Arts in Corporate Communications and Economics
- CERTIFIED FINANCIAL PLANNER®
1251 Avenue of Americas
2nd Floor
New York, NY 10020

victoria.ku@ubs.com

Victoria Lynn Gottlieb, CFP

1251 Avenue of Americas,New York,NY,10020

Alexis Rose Williams, CRPC

Senior Wealth Strategy Associate

Chartered Retirement Planning Counselor
View bio
- CA
- CT
- FL
- NJ
- NY
- VA
Alexis graduated from Fordham University’s Gabelli School of Business in 2015 with a Bachelor’s Degree in Business Management and Finance. She focuses on client services, overseeing operational and administrative responsibilities while also managing daily account monitoring and assisting clients with their cash management needs.

Alexis holds her Series 7 and 66 securities licenses, and is a Chartered Retirement Planning Counselor™ (CRPC™).

She lives in Long Island City with her husband and their two dogs.
- Fordham University's Gabelli School of Business, Bachelor's Degree in Business Management and Finance
- Chartered Retirement Planning Counselor
1285 Avenue Of The Americas
New York, NY 10019

alexis.williams@ubs.com

Alexis Rose Williams, CRPC

1285 Avenue Of The Americas,New York,NY,10019

John O'Leary

Managing Director–Wealth Management

Private Wealth Advisor

View bio

With more than 30 years of industry experience, John’s approach to working with his clients begins with identifying their unique financial needs and goals. Once identified, he then shifts his focus to each client’s risk tolerance and combines these factors to offer his clients custom tailored strategies and solutions. John’s private wealth management team primarily focuses on professionals, business owners, doctors, retirees and women investors. Aside from working with individuals, John also has experience advising institutional clients in conjunction with UBS’s Business Development Group and Investment Bank.

Outside of UBS, John has appeared in Forbes and Research Magazines, serves on the Board of Trustees and Executive Board for Saint Leo University in Florida, and also serves as a board member for the Key West Art & Historical Society.

In his free time, John enjoys boating, reading and volunteering in his community. He and his wife, Karen, spend time between their residences in the Tri-State Area and South Florida and are parents to three adult children.
Christopher James Metter, CFP®, CRPC®

Associate Director

Senior Wealth Strategy Associate

View bio

Christopher joined UBS as a Financial Advisor in 2013 after starting his career with Merrill Lynch Wealth Management. Christopher comes to us from the UBS Wealth Advice Center where he was the Head of Training and Financial Advisor Development. Christopher was responsible for the build of many successful training initiatives, committed to the development and growth of Financial Advisors.

In addition to his role at the Wealth Advice Center, Chris has held various positions across UBS, resulting in a deeper understanding of the firm’s resources and capabilities and, more importantly, the needs of clients. Christopher specializes in wealth management strategies that include cash management, advisory solutions, legacy planning, equity awards, mutual fund analysis, and portfolio recommendations. He is proficient in delivering in-depth retirement planning and utilizing Financial Goals Analysis to help his clients achieve their life long goals.

Chris and his wife, Katie reside in West Village, NYC. Chris is passionate about cars and enjoys spending his free time playing golf, skiing, and attending car meets
Gabrielle Angelini O'Leary, CIMA®, CEPA®

Senior Wealth Strategy Associate

View bio

As the second generation to join the growing family practice, Gabrielle is honored to robustly contribute to the legacy her father, John built from the ground level. She strives to deliver a multi-generational approach that addresses families' evolving priorities based upon their liquidity, longevity and legacy needs by creating a plan which can adapt to dynamic financial markets. Also, she plays an active role in legacy planning by establishing life-long relationships with their clients' spouses, children and grandchildren in order to help them achieve their short-term and long-term goals along with maximizing financial literacy and education.

Gabrielle has an extensive background in mutual fund and ETF sales from J.P. Morgan Asset Management and OppenheimerFunds which has led to strong knowledge of capital markets, investment research, risk measurement analysis along with portfolio construction. Additionally, she recognizes the evolving needs of their ultra-high net worth and high net worth clientele and purses niche education to help optimize their financial picture. Specifically, she holds the Certified Investment Management Analyst® (CIMA®) designation, administered by the Investments & Wealth Institute and taught in conjunction with The University of Chicago, Booth School of Business. Gabrielle also holds the Certified Exit Planning Advisor® (CEPA®) designation from the Exit Planning Institute which enables her to assist business owners in pre and post-sale planning.

Furthermore, Gabrielle is an advocate for women and frequently hosts "Own Your Worth" investment seminars and speaks at women empowerment conferences on ways women can break the cycle of financial abdication and take control of their wealth. Also, she is committed to the Miami area by being an active participant in the Greater Miami Chamber of Commerce and United Way Miami.

Gabrielle lives in Brickell, Miami with her husband, Drew. She enjoys exploring new restaurants, running and boating.
Jake Leo Marsico, CRPC®

Wealth Strategy Associate

View bio

Jake joined UBS Financial Services following his graduation from Monmouth University in May of 2019. He earned a Bachelor of Science in Finance with a minor in Information Technology. He currently holds his SIE, Series 7 and 66 License as well as his Insurance License. Jake focuses primarily on client services, including operational and administrative duties, as well as marketing and business development.

Jake lives in Hoboken, NJ with his fiancé, Jillian. Outside the office he enjoys traveling and playing golf.
Jeffrey A Karitis, CFP®, CEPA®

Senior Vice President–Wealth Management

Financial Advisor

View bio

Jeff has been providing customized wealth management strategies for business owners, executives, and families with uniquely complex financial lives since 1999. He holds the CFP® (CERTIFIED FINANCIAL PLANNER™ professional) and CEPA^® (Certified Exit Planning Advisor^®) designations. He joined UBS Financial Services in 2015, previously he was a First Vice President-Wealth Management at Merrill Lynch, an Analyst for Merrill Lynch Investment Banking, a Consultant for Merrill Lynch Alternative Investments, and a Special Assistant to the CFO & COO of a major children's book publisher and entertainment company. Jeff earned his Bachelor of Science degree in Finance and Marketing from University at Albany- State University of New York.

Jeff, his wife, their two children and retired racing greyhounds reside in Hudson Valley New York. He has served at executive board member for the JDRF Great New York Chapter and co-president of the JDRF Westchester/Fairfield/Hudson Valley chapter, Treasurer of his Temple, Chair the Jewish Federation of Greater Orange County NY endowment committee and he donates his time to Children with Diabetes running the Dad's group. He is part of Strategic Coach 10X Ambition community on his journey for never ending learning and growth personally and professionally to find new ways to add value and live fully.

In 2014 his daughter was diagnosed with T1D and ever since one of his top priorities has been to work with organizations that are improving the lives of people with diabetes as well as those searching for a cure.
Zachary Kutner

Client Associate

View bio

Zachary began working at UBS Financial services in June 2016 in the Wealth Management division. He currently holds his series 7 and 66 license. Zachary graduated from the Fisher College of Business at The Ohio State University. His areas of focus include client service, online services, money movement/transfers and maintaining communication between clients and the FA making sure that all requests are handled correctly in a timely manner. He has recently moved into New York City and is an avid sports enthusiast.

Mike Giacone

Managing Director–Wealth Management

Senior Portfolio Manager
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
With more than 35 years of experience navigating clients through a wide range of financial markets, Mike serves as Senior Portfolio Manager and Founder of Giacone Partners. He established and leads the team, guiding its long-term vision while remaining deeply involved in portfolio construction and oversight. Mike leverages his extensive expertise in selecting and monitoring top institutional money managers, hedge funds, and private equity funds. His top priority is risk mitigation—keeping clients’ wealth and legacy at the forefront of every investment decision.

Prior to joining UBS in 2009, Mike worked at Morgan Stanley beginning in 2007. He earned his B.S. in Business from Wagner College and completed the Senior Financial Advisor Program at the Wharton School of the University of Pennsylvania. He holds Series 7, Series 3, Series 63, Series 65, and Series 8 securities licenses, in addition to an insurance license.

Mike lives in Westfield, New Jersey with his wife, Jean. He has two children and, outside the office, is an avid boater with a passion for deep sea fishing.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Wagner College, B.S. Business
- Wharton School of the University of Pennsylvania, Senior Financial Advisor Program
- Senior Portfolio Manager
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

mike.giacone@ubs.com

Mike Giacone

1285 Avenue Of The Americas,New York,NY,10019
Anthony DePalma, CFP

Senior Vice President–Wealth Management

CERTIFIED FINANCIAL PLANNER®
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
Anthony is a Senior Portfolio Manager and Certified Financial Planner™ (CFP®) with 30 years of industry experience. He specializes in wealth preservation, risk management, and the implementation of financial planning strategies for multi-generational high-net-worth families. Anthony also brings extensive knowledge of trust and estate planning to his work, helping clients navigate complex legacy and succession considerations.

He earned his B.A. in Economics from SUNY New Paltz and currently resides in Long Island City, New York. On the weekends, Anthony enjoys spending time at his home in upstate New York.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- SUNY New Paltz, BA in Economics
- CERTIFIED FINANCIAL PLANNER®
- Senior Portfolio Manager
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

anthony.depalma@ubs.com

Anthony DePalma, CFP

1285 Avenue Of The Americas,New York,NY,10019
Thomas Badger

Senior Vice President–Wealth Management

Portfolio Manager
View bio Industry recognition
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
Tom has been providing financial guidance to clients for more than 30 years. He graduated from Rutgers University, where he was a member of the men’s lacrosse team. During that time he was the recipient of the Robert Collett Award. He went on to complete the Morgan Stanley Investment Consultant’s Program at the Wharton School of the University of Pennsylvania.

As the team’s Syndicate Coordinator and Equity Specialist, Tom leverages his extensive experience to provide clients with access to equity opportunities and specialized market insights.

Tom lives in Fairfield, Connecticut with his wife. He has two children and remains active in his community. Outside the office, he plays in a masters lacrosse league and also enjoys tennis and cycling.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024, 2025The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Rutgers University, Rutgers College, B.A.
- Portfolio Manager
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

thomas.badger@ubs.com

Thomas Badger

1285 Avenue Of The Americas,New York,NY,10019
Michael Giacone, CIMA, CEPA

Financial Advisor

Certified Investment Management Analyst®
View bio
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- IL
- IN
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- NH
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
Michael played Division I Football at Boston College, where he graduated from the Wallace E. Carroll School of Management in 2016 with a Bachelor’s Degree in Marketing and Management. Following graduation, he completed his final season with the Eagles while pursuing a Master’s Degree in Leadership & Administration, which he earned in May 2017. Shortly thereafter, he joined UBS.

Before fully integrating into the team, Michael spent nearly a year rotating through UBS Capital Markets, gaining broader exposure to the firm and deepening his understanding of global markets.

Now as a Certified Investment Management Analyst® (CIMA®), Michael focuses on constructing investment strategies, conducting due diligence screenings, and exploring alternative investment solutions. He also holds the Certified Exit Planning Advisor (CEPA®) designation, specializing in helping business owners achieve successful transitions and exits.

Michael lives in Westfield, New Jersey with his wife and their two children.
- Boston College, B.S., The Wallace E. Carroll School of Management
- Boston College, M.S., Woods College of Advancing Studies
- Certified Investment Management Analyst®
- Certified Exit Planning Advisor
1285 Avenue Of The Americas
New York, NY 10019

michael.giacone@ubs.com

Michael Giacone, CIMA, CEPA

1285 Avenue Of The Americas,New York,NY,10019
Douglas Rich, CRPC

Authorized Officer

Team Administrator
View bio
- CA
- CT
- DC
- FL
- MA
- MO
- MS
- MT
- NC
- NJ
- NM
- NV
- NY
- OR
- PA
- SC
- TX
- VA
- WA
- WI
Doug serves as the team’s dedicated Relationship Manager for high-net-worth families, where he oversees the implementation and monitoring of managed portfolios. With more than 15 years of industry experience, he brings a keen eye for operations and compliance while ensuring a seamless financial experience for clients. In addition to managing portfolio execution, Doug is responsible for equity and fixed income trading across client accounts.

He is a Chartered Retirement Planning Counselor™ (CRPC™) and holds Series 7, 63, and 65 securities licenses as well as an insurance license. Doug earned his Bachelor of Science in Economics from the Smeal College of Business at Pennsylvania State University.

Doug lives in Westfield, New Jersey with his wife, their two daughters, and the family dog
- Smeal College of Business at The Pennsylvania State University, Bachelor of Science in Economics
- Chartered Retirement Planning Counselor
1285 Avenue Of The Americas
New York, NY 10019

douglas.rich@ubs.com

Douglas Rich, CRPC

1285 Avenue Of The Americas,New York,NY,10019
Victoria Lynn Gottlieb, CFP

Authorized Officer

Senior Wealth Strategy Associate
View bio
- CA
- CT
- DC
- FL
- MO
- NJ
- NM
- NY
Victoria graduated from Baruch College in 2013 with a Bachelor of Arts in Corporate Communications and Economics. During her undergraduate studies, she gained exposure to wealth management through an internship with Morgan Stanley, which led to a Client Service Associate role. Upon graduation, she was selected as one of only ten analysts in the Morgan Stanley Diversity Council’s Branch Analyst Program.

Now a Certified Financial Planner™ (CFP®) with over a decade of industry expertise, Victoria works closely with high-net-worth families to design tailored financial plans that align with their goals and desired lifestyles.

Victoria lives on Long Island with her husband and their two children.
- Baruch College , Bachelor of Arts in Corporate Communications and Economics
- CERTIFIED FINANCIAL PLANNER®
1251 Avenue of Americas
2nd Floor
New York, NY 10020

victoria.ku@ubs.com

Victoria Lynn Gottlieb, CFP

1251 Avenue of Americas,New York,NY,10020
Alexis Rose Williams, CRPC

Senior Wealth Strategy Associate

Chartered Retirement Planning Counselor
View bio
- CA
- CT
- FL
- NJ
- NY
- VA
Alexis graduated from Fordham University’s Gabelli School of Business in 2015 with a Bachelor’s Degree in Business Management and Finance. She focuses on client services, overseeing operational and administrative responsibilities while also managing daily account monitoring and assisting clients with their cash management needs.

Alexis holds her Series 7 and 66 securities licenses, and is a Chartered Retirement Planning Counselor™ (CRPC™).

She lives in Long Island City with her husband and their two dogs.
- Fordham University's Gabelli School of Business, Bachelor's Degree in Business Management and Finance
- Chartered Retirement Planning Counselor
1285 Avenue Of The Americas
New York, NY 10019

alexis.williams@ubs.com

Alexis Rose Williams, CRPC

1285 Avenue Of The Americas,New York,NY,10019

John O'Leary

Managing Director–Wealth Management

Private Wealth Advisor

View bio

With more than 30 years of industry experience, John’s approach to working with his clients begins with identifying their unique financial needs and goals. Once identified, he then shifts his focus to each client’s risk tolerance and combines these factors to offer his clients custom tailored strategies and solutions. John’s private wealth management team primarily focuses on professionals, business owners, doctors, retirees and women investors. Aside from working with individuals, John also has experience advising institutional clients in conjunction with UBS’s Business Development Group and Investment Bank.

Outside of UBS, John has appeared in Forbes and Research Magazines, serves on the Board of Trustees and Executive Board for Saint Leo University in Florida, and also serves as a board member for the Key West Art & Historical Society.

In his free time, John enjoys boating, reading and volunteering in his community. He and his wife, Karen, spend time between their residences in the Tri-State Area and South Florida and are parents to three adult children.
Christopher James Metter, CFP®, CRPC®

Associate Director

Senior Wealth Strategy Associate

View bio

Christopher joined UBS as a Financial Advisor in 2013 after starting his career with Merrill Lynch Wealth Management. Christopher comes to us from the UBS Wealth Advice Center where he was the Head of Training and Financial Advisor Development. Christopher was responsible for the build of many successful training initiatives, committed to the development and growth of Financial Advisors.

In addition to his role at the Wealth Advice Center, Chris has held various positions across UBS, resulting in a deeper understanding of the firm’s resources and capabilities and, more importantly, the needs of clients. Christopher specializes in wealth management strategies that include cash management, advisory solutions, legacy planning, equity awards, mutual fund analysis, and portfolio recommendations. He is proficient in delivering in-depth retirement planning and utilizing Financial Goals Analysis to help his clients achieve their life long goals.

Chris and his wife, Katie reside in West Village, NYC. Chris is passionate about cars and enjoys spending his free time playing golf, skiing, and attending car meets
Gabrielle Angelini O'Leary, CIMA®, CEPA®

Senior Wealth Strategy Associate

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As the second generation to join the growing family practice, Gabrielle is honored to robustly contribute to the legacy her father, John built from the ground level. She strives to deliver a multi-generational approach that addresses families' evolving priorities based upon their liquidity, longevity and legacy needs by creating a plan which can adapt to dynamic financial markets. Also, she plays an active role in legacy planning by establishing life-long relationships with their clients' spouses, children and grandchildren in order to help them achieve their short-term and long-term goals along with maximizing financial literacy and education.

Gabrielle has an extensive background in mutual fund and ETF sales from J.P. Morgan Asset Management and OppenheimerFunds which has led to strong knowledge of capital markets, investment research, risk measurement analysis along with portfolio construction. Additionally, she recognizes the evolving needs of their ultra-high net worth and high net worth clientele and purses niche education to help optimize their financial picture. Specifically, she holds the Certified Investment Management Analyst® (CIMA®) designation, administered by the Investments & Wealth Institute and taught in conjunction with The University of Chicago, Booth School of Business. Gabrielle also holds the Certified Exit Planning Advisor® (CEPA®) designation from the Exit Planning Institute which enables her to assist business owners in pre and post-sale planning.

Furthermore, Gabrielle is an advocate for women and frequently hosts "Own Your Worth" investment seminars and speaks at women empowerment conferences on ways women can break the cycle of financial abdication and take control of their wealth. Also, she is committed to the Miami area by being an active participant in the Greater Miami Chamber of Commerce and United Way Miami.

Gabrielle lives in Brickell, Miami with her husband, Drew. She enjoys exploring new restaurants, running and boating.
Jake Leo Marsico, CRPC®

Wealth Strategy Associate

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Jake joined UBS Financial Services following his graduation from Monmouth University in May of 2019. He earned a Bachelor of Science in Finance with a minor in Information Technology. He currently holds his SIE, Series 7 and 66 License as well as his Insurance License. Jake focuses primarily on client services, including operational and administrative duties, as well as marketing and business development.

Jake lives in Hoboken, NJ with his fiancé, Jillian. Outside the office he enjoys traveling and playing golf.
Jeffrey A Karitis, CFP®, CEPA®

Senior Vice President–Wealth Management

Financial Advisor

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Jeff has been providing customized wealth management strategies for business owners, executives, and families with uniquely complex financial lives since 1999. He holds the CFP® (CERTIFIED FINANCIAL PLANNER™ professional) and CEPA^® (Certified Exit Planning Advisor^®) designations. He joined UBS Financial Services in 2015, previously he was a First Vice President-Wealth Management at Merrill Lynch, an Analyst for Merrill Lynch Investment Banking, a Consultant for Merrill Lynch Alternative Investments, and a Special Assistant to the CFO & COO of a major children's book publisher and entertainment company. Jeff earned his Bachelor of Science degree in Finance and Marketing from University at Albany- State University of New York.

Jeff, his wife, their two children and retired racing greyhounds reside in Hudson Valley New York. He has served at executive board member for the JDRF Great New York Chapter and co-president of the JDRF Westchester/Fairfield/Hudson Valley chapter, Treasurer of his Temple, Chair the Jewish Federation of Greater Orange County NY endowment committee and he donates his time to Children with Diabetes running the Dad's group. He is part of Strategic Coach 10X Ambition community on his journey for never ending learning and growth personally and professionally to find new ways to add value and live fully.

In 2014 his daughter was diagnosed with T1D and ever since one of his top priorities has been to work with organizations that are improving the lives of people with diabetes as well as those searching for a cure.
Zachary Kutner

Client Associate

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Zachary began working at UBS Financial services in June 2016 in the Wealth Management division. He currently holds his series 7 and 66 license. Zachary graduated from the Fisher College of Business at The Ohio State University. His areas of focus include client service, online services, money movement/transfers and maintaining communication between clients and the FA making sure that all requests are handled correctly in a timely manner. He has recently moved into New York City and is an avid sports enthusiast.