$5.9+ trn
UBS Group invested assets
As of 06/30/2024
With our expanded set of skills, experience and knowledge, we can offer even more innovative solutions for helping you sustain and grow your wealth and preserve your legacy. We are a team of multigenerational professionals who focus intently on your specific needs through every stage of life. Because of our disciplined process and a commitment to each generation, we are trusted by families of significant wealth to deal with their most sensitive financial challenges.
A select group of entrepreneurs, executives and their families count on us because:
Throughout his 30 years at UBS, Mike has embraced his clients and their goals as his most important priorities. Since the 1980s, he has been helping senior executives of public companies navigate benefit plan administration, as well as the equally complex decisions around executive compensation programs. Today, executives and small- and mid-sized business owners benefit from Mike’s significant experience and his ability to ask the critical questions, uncover the issues and identify solutions for their wealth management challenges.
Mike is a long-standing member of the Union League of Chicago. He regularly supports several important organizations, including the Hearing Loss Association of America, the Arthritis Foundation and the PKD Foundation. Mike resides in Roselle, IL with Susan, his wife of more than 40 years.
Education and certification
As a Financial Advisor, Mike’s strongest assets are the relationships he has established with his clients. Drawing on 25 years of experience and knowledge, he offers customized holistic wealth management advice and designs plans that help his clients accumulate, preserve and transfer their wealth. After gaining a thorough understanding of his clients’ objectives, he helps them develop an investment strategy tailored to their needs and sets realistic expectations by clearly explaining the risks and rewards of the investments in their portfolios. Through regular contact with his clients, Mike keeps up to date on their ever-changing needs.
Mike is a member of the Board of Advisors for the Catholic Charities of the Archdiocese of Chicago and sponsors many local charities. He resides in LaGrange, IL with Suzanne, his wife of 25 years. They have two children, Grant and Zach. In his spare time, Mike enjoys traveling, golfing, playing baseball in addition to going to Chicago Cubs’, Hawks’ and Bears’ games.
Education and certification
Clients appreciate how Martin takes the time to educate them about the markets and their investments. He creates comprehensive financial plans centered on helping clients establish their goals, identify opportunities and remain on track to reaching those goals. Martin began his financial service career in 1978 and has been with UBS and its predecessor firms ever since. He specializes in asset allocation, specifically helping clients avoid overexposure in both up and down markets.
Martin volunteers regularly at The Shirley Ryan Ability Lab formerly The Rehabilitation Institute of Chicago: is an active member of the St. Vincent de Paul Conference and a supporter of Crohn’s and Colitis Foundation. He resides in Wilmette, IL with his wife, Stephanie of more than 33 years. They have three children and two grandchildren.
Education and certification
Steve brings a critical eye to identifying the right opportunities for his discerning clients. He also maintains a network of strategic connections to provide clients continued access to the firm’s vast resources so they can confidently address the areas that matter most to them. Steve has extensive experience—over 20 years, all with UBS—in offering a variety of wealth management and planning-based services. He embraces the philosophy of “Advice. Beyond investing.”
In the community, Steve is a long-standing member of the Union League Club of Chicago, Children’s Memorial Hospital and the Streeterville Organization of Active Residents. He resides in Chicago and enjoys participating in triathlons, swimming, traveling and spending time with family.
Education and certification
Chris provides his clients with a deep understanding of stock benefit strategies, insurance and lending solutions. He joined UBS in 2012, providing an analytic edge to the team that includes a background in accounting and analytics from BP Americas. Taking the time to fully understand each client’s unique situation, Chris firmly believes that personalized, comprehensive planning is the foundation for holistic wealth management.
Chris is a member of the Union League of Chicago. Chris resides in the City of Chicago and enjoys spending time with his family and friends.
Education and certification
Grant provides the genuine trust and comfort needed for his clients to talk about their real-life situations and the available opportunities he has for them as a Financial Advisor. Before joining UBS in 2017, Grant had a background in accounting at Deloitte where he audited top financial services companies in Chicago. Analyzing financial statements in-depth has allowed him to provide financial advice and plans in a comprehensive view.
While attending Purdue University, Grant worked at Morgan Stanley for two years in wealth management and was a member of the Division I football team while triple majoring in Accounting, Finance, and Management. Grant is a member of the Union League of Chicago and also volunteers for the organization's Boys and Girls Club. Grant resides in the West Loop of Chicago where he likes to spend time with his family and friends.
Education and certification
Coming from higher education, Karen previously worked in admissions for the Kellogg Graduate School of Management at Northwestern University. She joined UBS PaineWebber in November 2001 as a Client Service Associate. In July 2002, she joined the team. Karen’s goal is to provide excellent service to clients with any transactional, operational and administrative support they need.
Karen lives in Chicago with her husband, Donzell and their daughters Alyssa and Alexandra. She enjoys traveling and is a lifelong learner.
Education and certification
Jennifer’s primary role on the team is to assist clients with any and all daily account needs. This may include banking services, online services, deposit or withdrawals, transfer of securities, IRA distributions and any general account inquires.
Jennifer has worked in the financial services Industry for more than 20 years, focused on providing exceptional customer services. She joined UBS predecessor firm PaineWebber in 1994 and became a Client Service Associate in 2004. She and her husband Ivan have three kids, Jaeden, Jaelynn and Joel, and enjoy spending time on their many activities.
With more than 10 years of financial services industry experience, Tarah prides herself on building strong connections with clients so they feel secure and organized about their daily financial needs. Having joined Greene, Ellington, Fernholz, Kula & Greene Wealth Advisors at UBS in 2017, Tarah focuses on daily operations and maintenance such as, account processing, trading transactions and administrative matters.
Prior to joining UBS, Tarah worked as a Client Service Associate at Stifel and as an ACATS Specialist at Mesirow Financial in Chicago. Tarah currently resides on the northwest side of Chicago and enjoys spending time with her family, traveling and going to concerts.
Certifications
Throughout his 30 years at UBS, Mike has embraced his clients and their goals as his most important priorities. Since the 1980s, he has been helping senior executives of public companies navigate benefit plan administration, as well as the equally complex decisions around executive compensation programs. Today, executives and small- and mid-sized business owners benefit from Mike’s significant experience and his ability to ask the critical questions, uncover the issues and identify solutions for their wealth management challenges.
Mike is a long-standing member of the Union League of Chicago. He regularly supports several important organizations, including the Hearing Loss Association of America, the Arthritis Foundation and the PKD Foundation. Mike resides in Roselle, IL with Susan, his wife of more than 40 years.
Education and certification
As a Financial Advisor, Mike’s strongest assets are the relationships he has established with his clients. Drawing on 25 years of experience and knowledge, he offers customized holistic wealth management advice and designs plans that help his clients accumulate, preserve and transfer their wealth. After gaining a thorough understanding of his clients’ objectives, he helps them develop an investment strategy tailored to their needs and sets realistic expectations by clearly explaining the risks and rewards of the investments in their portfolios. Through regular contact with his clients, Mike keeps up to date on their ever-changing needs.
Mike is a member of the Board of Advisors for the Catholic Charities of the Archdiocese of Chicago and sponsors many local charities. He resides in LaGrange, IL with Suzanne, his wife of 25 years. They have two children, Grant and Zach. In his spare time, Mike enjoys traveling, golfing, playing baseball in addition to going to Chicago Cubs’, Hawks’ and Bears’ games.
Education and certification
Clients appreciate how Martin takes the time to educate them about the markets and their investments. He creates comprehensive financial plans centered on helping clients establish their goals, identify opportunities and remain on track to reaching those goals. Martin began his financial service career in 1978 and has been with UBS and its predecessor firms ever since. He specializes in asset allocation, specifically helping clients avoid overexposure in both up and down markets.
Martin volunteers regularly at The Shirley Ryan Ability Lab formerly The Rehabilitation Institute of Chicago: is an active member of the St. Vincent de Paul Conference and a supporter of Crohn’s and Colitis Foundation. He resides in Wilmette, IL with his wife, Stephanie of more than 33 years. They have three children and two grandchildren.
Education and certification
Steve brings a critical eye to identifying the right opportunities for his discerning clients. He also maintains a network of strategic connections to provide clients continued access to the firm’s vast resources so they can confidently address the areas that matter most to them. Steve has extensive experience—over 20 years, all with UBS—in offering a variety of wealth management and planning-based services. He embraces the philosophy of “Advice. Beyond investing.”
In the community, Steve is a long-standing member of the Union League Club of Chicago, Children’s Memorial Hospital and the Streeterville Organization of Active Residents. He resides in Chicago and enjoys participating in triathlons, swimming, traveling and spending time with family.
Education and certification
Chris provides his clients with a deep understanding of stock benefit strategies, insurance and lending solutions. He joined UBS in 2012, providing an analytic edge to the team that includes a background in accounting and analytics from BP Americas. Taking the time to fully understand each client’s unique situation, Chris firmly believes that personalized, comprehensive planning is the foundation for holistic wealth management.
Chris is a member of the Union League of Chicago. Chris resides in the City of Chicago and enjoys spending time with his family and friends.
Education and certification
Grant provides the genuine trust and comfort needed for his clients to talk about their real-life situations and the available opportunities he has for them as a Financial Advisor. Before joining UBS in 2017, Grant had a background in accounting at Deloitte where he audited top financial services companies in Chicago. Analyzing financial statements in-depth has allowed him to provide financial advice and plans in a comprehensive view.
While attending Purdue University, Grant worked at Morgan Stanley for two years in wealth management and was a member of the Division I football team while triple majoring in Accounting, Finance, and Management. Grant is a member of the Union League of Chicago and also volunteers for the organization's Boys and Girls Club. Grant resides in the West Loop of Chicago where he likes to spend time with his family and friends.
Education and certification
Coming from higher education, Karen previously worked in admissions for the Kellogg Graduate School of Management at Northwestern University. She joined UBS PaineWebber in November 2001 as a Client Service Associate. In July 2002, she joined the team. Karen’s goal is to provide excellent service to clients with any transactional, operational and administrative support they need.
Karen lives in Chicago with her husband, Donzell and their daughters Alyssa and Alexandra. She enjoys traveling and is a lifelong learner.
Education and certification
Jennifer’s primary role on the team is to assist clients with any and all daily account needs. This may include banking services, online services, deposit or withdrawals, transfer of securities, IRA distributions and any general account inquires.
Jennifer has worked in the financial services Industry for more than 20 years, focused on providing exceptional customer services. She joined UBS predecessor firm PaineWebber in 1994 and became a Client Service Associate in 2004. She and her husband Ivan have three kids, Jaeden, Jaelynn and Joel, and enjoy spending time on their many activities.
With more than 10 years of financial services industry experience, Tarah prides herself on building strong connections with clients so they feel secure and organized about their daily financial needs. Having joined Greene, Ellington, Fernholz, Kula & Greene Wealth Advisors at UBS in 2017, Tarah focuses on daily operations and maintenance such as, account processing, trading transactions and administrative matters.
Prior to joining UBS, Tarah worked as a Client Service Associate at Stifel and as an ACATS Specialist at Mesirow Financial in Chicago. Tarah currently resides on the northwest side of Chicago and enjoys spending time with her family, traveling and going to concerts.
Certifications
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.
Watch the replay of our October House View live conversation, featuring insights from Leslie Falconio, Head of Taxable Fixed Income Strategy, CIO Americas, and Paul Hsiao, Asset Allocation Strategist, CIO Americas.
03 October 2024
For more than 160 years, UBS has proven its strength and guided clients through a wide range of market opportunities and financial challenges. Time and again, we’ve been tested and proven resilient, and our clients continue to put their trust in us and our wealth management expertise to help them achieve their goals. Today, UBS is stronger than ever.
Election day is over. Now what?
Election Day is behind us, but questions still remain. How will my portfolio be affected? What can I do now to secure my financial future?
Let’s work together to find the answers you need and the solutions that best suit your plan. Contact us today and learn more about the election’s impact through our comprehensive ElectionWatch coverage.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager