Committed to you, your goals and the path forward

Private Wealth Management

At Gatestone Financial Partners, you and your best interests are at the center of everything we do. We built our team with purpose to combine diverse talents and capabilities, all with the commitment toward helping Gatestone clients pursue their most important goals. For more than 20 years, we have advised our clients through every type of investment environment, however challenging.

Advice across generations

Just as our clients and their families have multigenerational needs and goals, our team is multigenerational. With Gatestone, you and your family can be a client for life. Our comprehensive financial planning approach, decades of experience and access to global resources allow us to guide clients confidently along their unique paths forward.

Private Wealth Management

As a team within the exclusive Private Wealth Management division at UBS, we connect you to the dynamic presence of one of the world‘s leading wealth managers. Private Wealth Advisors serve many of the firm‘s largest relationships, providing extensive reach and the distinct advantage of the firm‘s global perspective, insights and resources.

A planning foundation

Align your life, goals and long-term strategy

Our planning process gives us a comprehensive and cohesive view of what you have and what you may need to pursue your goals. We believe that financial security and trust matter most to our clients. With a custom plan in place, you can be confident that we are focused on overseeing your integrated strategy so you can focus on other important personal and professional priorities.

Liquidity. Longevity. Legacy.
Our process begins with questions and discussions that help us focus on what’s really important to you. Then, we can help you organize your financial life into three key strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

Liquidity: 0 – 3 years

To help maintain your lifestyle
Entertainment and travel
Taxes
Purchasing a home

Longevity: 4 years – lifetime

To help improve your lifestyle
Retirement
Healthcare and long-term care expenses
Second home

Legacy: Now – beyond your lifetime

To help improve the lives of others
Giving to family
Philanthropy
Wealth transfer over generations

Portfolio Management

Portfolio Management Program

With decades navigating the markets and extensive background covering institutional equity and fixed income investors, we offer timely and actionable insight to our clients. We view market opportunities, asset allocation and risk through this institutional investor lens.

The depth of our understanding and disciplined process enable us to manage portfolios during the most volatile periods. Guided by our experience, our investment approach is prudent and focused on managing risk. As seasoned portfolio managers within the UBS Portfolio Management Program, we personally create your customized portfolio on a discretionary basis. As markets constantly change, our daily monitoring and oversight help ensure we’ll make appropriate adjustments when needed.

_{Illustration source: Gerstein Fisher Research}

_{The Portfolio Management Program (PMP) is a wrap-fee advisory program in which our Financial Advisors manage client accounts on a discretionary basis. PMP is designed for clients who: (i) want to delegate portfolio management discretion to their Financial Advisor; (ii) are looking to implement a medium- to long-term investment plan; and (iii) prefer the consistency of fee-based pricing.}

_{PMP is not appropriate for clients who: (i) want to maintain trading control over their account; (ii) seek a short-term investment; (iii) want to maintain consistently high levels of cash or money market funds, or invest primarily in no-load mutual funds; (iv) want to maintain highly concentrated positions that will not be sold regardless of market conditions; or (v) who anticipate significant withdrawals from the account.}

Corporate and executive services

Solutions for companies, employees and the executives who manage them

Beyond the relationships we have with individuals and families, our team is also experienced in providing corporate services to businesses, their employees and executive team.

For company benefits plans, streamlined administration is key. We can work with you and your employees to keep up with changing regulations, stay on top of requirements and ensure your equity awards are attracting and retaining top talent. With complicated equity award packages—as well as potentially complex tax consequences—executives need specific advice. As members of the UBS Equity Plan Advisory Services business, we help manage the complexities of equity compensation plan administration as well.

Private wealth and family office services

One firm. A world of opportunity.

As a UBS Private Wealth team, we have access to specialists and resources across all of UBS—locally and globally. From capital markets research, investment and private planning to highly bespoke solutions for family offices, we’re focused on providing you with clarity and intelligent perspective to make well-informed decisions about your business, your family and your future.

Advanced planning. Given the complexity of their wealth, our clients require thoughtfully customized approaches to addressing their objectives. Together with our Advanced Planning specialists, we’ll evaluate your unique needs, from the basics of creating a will to the tax, liquidity and wealth transfer considerations that factor into your long-term planning strategy. We can work with your legal and tax advisors to help ensure our advice is aligned.

Strategic philanthropy. For our clients seeking to give back, we can work with a dedicated team of philanthropy experts to address your current charitable goals and design a strategy for creating real impact in the world. We also engage other family members to provide education on philanthropy and participation strategies for the next generation. Should you need to offset tax liabilities from large liquidity events, we can recommend tax-efficient solutions such as private foundations and donor-advised funds.

The UBS Boutique Investment Banking Network. This select group of experienced investment banks focuses primarily on middle-market M&A and capital-raising services for family-owned and entrepreneur-led businesses.

Industry-leading wealth management research. By drawing upon our investment analysis and the global body of thought leadership and market insight of our Chief Investment Office (CIO), we help ensure our clients are receiving the firm’s best strategic and tactical allocation guidance.

Family Office Solutions Group. Because we understand the dynamics of families and their wealth transfer concerns, we can help you build a thoughtful wealth transition plan for future generations. Through our collaboration with the Family Office Solutions Group and more than 20 subject matter experts, we bring you the best of UBS insight and expertise to help you explore unique opportunities available to ultra high net worth families just like yours. We believe there’s no better platform for us to curate advice specifically for your complex needs across generations, including:

Designing and facilitating productive family meetings
Educating the rising generation about financial responsibility and carrying on your legacy
Teaching about family philanthropy and the positive impact wealth can have

Family Office Consultants (FOC)

Daniel Kilmurray and Craig Dunton are among a select group of Private Wealth Advisors who have earned the UBS business designation of Family Office Consultant (FOC). They have undergone rigorous training to strengthen their knowledge and proficiency to help manage the investment, business, passion and legacy needs of sophisticated, ultra high net worth (UHNW) clients and their families. As Private Wealth Advisors and FOCs, they understand the complexities of intergenerational wealth and the challenges facing their clients. Working together, they align their specific needs to the full suite of UBS capabilities and help them pursue their most important goals.

Daniel J. Kilmurray, FOC

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
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Dan serves as the chief investment officer for Gatestone Financial Partners. He began his financial services career at Merrill Lynch in 1981 and transitioned to a research associate role at Laidlaw Adams and Peck in 1983, covering the entertainment, toy and game industries. In 1984, he became a financial advisor and hedge fund sales specialist for Kidder, Peabody & Co., which was acquired by UBS in 2000.

Dan's more than 30 years of financial service experience, knowledge, and leadership have led to his consistently being ranked as one of UBS top advisors in equity portfolio management and has been the team's CIO for 25 years. Dan helped found the Institutional Equities Group at UBS, the first joint venture between the UBS Investment Bank and Wealth Management in 2003 to cover hedge funds and high net worth individuals. Dan earned his B.A. from Lafayette College. He served on the Committee on Investments for the Lafayette College Board of Trustees, is an active donor and former board member of the National Council for Adoption. Dan founded and served as the President of the Wilmington Fund VT, created to rebuild Wilmington after the destruction from Hurricane Irene.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2016, 2017, 2019, 2020, 2021, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 100 Financial Advisors, 2012, 2013, 2014, 2015The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Pinnacle Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Lafayette University, BA
- Private Wealth Advisor
- Family Office Consultant
- Athletes and Entertainer Consultant
100 West Putnam Ave
2nd Floor
Greenwich, CT 06830

daniel.kilmurray@ubs.com

Daniel J. Kilmurray, FOC

100 West Putnam Ave,Greenwich,CT,06830
Craig Dunton, CFP, FOC

Managing Director–Wealth Management

CERTIFIED FINANCIAL PLANNER®
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
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- OK
- OR
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- PR
- RI
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- UT
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- WV
- WY
Craig joined UBS Private Bank in 1999 working in New York, Zurich, and London. In 2001, he moved to the U.S. Wealth Management business and partnered with Dan Kilmurray to grow their advisory practice. Bringing a global perspective, Craig focuses on financial planning and wealth management, specializing in developing strategies to meet the needs of high net worth individuals. He is responsible for the implementation and review of capital allocation across our advisory business.

Craig is a member of the Financial Planning Association and has been a speaker on the topics of planning and investments at New York Chapter events. He is an adjunct faculty member at New York University. In 2013, Craig was named to REP.'s inaugural “Top 40 Wirehouse Advisors Under 40.” He holds a B.S. from Cornell University and a graduate certificate in financial planning from New York University. Craig founded and ran a mentoring program between Cornell University alumni and New York City public high school students and is an active supporter of NYC hunger-ending initiatives.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Advisors, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Cornell University, BS
- CERTIFIED FINANCIAL PLANNER®
- Private Wealth Advisor
- Family Office Consultant
- Athletes and Entertainer Consultant
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

craig.dunton@ubs.com

Craig Dunton, CFP, FOC

1285 Avenue Of The Americas,New York,NY,10019
William L. Einstein

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
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- NH
- NJ
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- NY
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With more than 40 years in the financial services industry, Bill prides himself on finding out all he can about his clients, so he can create a full picture of their financial and life goals. By understanding his clients’ unique needs, he provides holistic wealth management that sets the course for achieving long-term success. Rooted in his deep knowledge of fixed income securities, Bill began his career in 1980 with Lebenthal and Co. Over the next 15 years, he transitioned to Salomon Brothers, Bear Stearns and First Boston. In 1995, Bill joined UBS predecessor firm PaineWebber. Throughout his career, he has been dedicated to protecting the financial well-being of his clients—primarily ultra-high net worth individuals and families—by focusing on providing comprehensive financial planning and investment management.

Having built his practice on a disciplined and well-defined wealth management process, Bill offers guidance that is based on in-depth conversations with his clients and a thorough understanding of their goals, challenges and comfort with risk.

Bill earned his degree in economics from Trinity College in Hartford, CT. He has earned Series 3, 5, 7, 15, 63 and 65 securities licenses, as well as annuity and life insurance licenses. He and his wife of over 35 years have three grown children.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Trinity College, BA
- Private Wealth Advisor
801 Laurel Oak Drive
Suite 500
Naples, FL 34108

william.einstein@ubs.com

William L. Einstein

801 Laurel Oak Drive,Naples,FL,34108
Anthony M. Rundella, CEPA

Senior Vice President–Wealth Management

Certified Exit Planning Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
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- MT
- NC
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As one of the top Financial Advisors in the Workplace Wealth Services (WWS) group at UBS, Anthony Rundella has significant experience in assisting corporate executives. He provides guidance on corporate equity plans, as well as specializing in 10b5-1 plans, 10b-18 corporate stock buybacks and Rule 144 sales. Anthony has direct responsibility for numerous Fortune 100 and Fortune 500 company plans. These corporate relationships come from a variety of different sectors including financials, media, retail, defense, healthcare and consumer goods.

Anthony is an inaugural member of the UBS Corporate Advisory Board and the UBS Workplace Wealth Services Steering Committee which helps guide the strategic road map for the equity compensation business. Anthony has participated in numerous panels for various aspects of equity compensation, including corporate partnerships and pre-IPO education. He is a graduate of St. John's University.

Anthony is an active supporter of The Sunshine Kids, a non-profit organization dedicated to children with cancer and No Greater Sacrifice (NGS), providing scholarships and resources to the children of our nation's fallen and wounded Service members.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,200 Financial Advisors, 2016, 2017, 2019, 2020
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- St. John's University, BS
- Certified Exit Planning Advisor
- Private Wealth Advisor
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

anthony.rundella@ubs.com

Anthony M. Rundella, CEPA

1285 Avenue Of The Americas,New York,NY,10019
Richard Johnson

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NV
- NY
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- PR
- RI
- SC
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- UT
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- VI
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- WA
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- WV
- WY
I am a seasoned 25 plus year veteran of the securities industry. Having lived through several market cycles, bubbles, recessions and recoveries I have learned great respect for the importance of solid investment advice and risk tolerance. I am a Senior Portfolio Manager in our Portfolio Management Program and also offer access to other wealth management strategies.

I attended Trinity Pawling High School in Pawling, New York and went on to earn a B.A. Degree with a major in Economics from Washington and Jefferson College in Pennsylvania. I completed my formal education at Long Island University with an M.B.A. in finance. After 2 years in the military I entered the securities industry and have been learning ever since. My interests include golf, boats, cars and most spectator sports.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Washington and Jefferson College, BA
1285 Avenue Of The Americas
New York, NY 10019

richard.johnson@ubs.com

Richard Johnson

1285 Avenue Of The Americas,New York,NY,10019
Stephen J. Blaber

Senior Vice President–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AK
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- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
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- NH
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- NM
- NV
- NY
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- WY
Steve began his career in financial services at Fleet National Bank in 1981. Following business school, he joined the fixed income training program at Manufacturers Hanover Trust in 1986. Steve was hired by PaineWebber in 1992 as a regional institutional salesperson for the municipal bond department. In 2010, he joined our team, where he applies his extensive knowledge of municipal issuers and credit structures to advise clients in the management of municipal securities portfolios. Steve received his B.A. from College of the Holy Cross in 1981 and his M.B.A. from Columbia Business School in 1986.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- College of the Holy Cross, BA
- Columbia Business School, MBA
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

stephen.blaber@ubs.com

Stephen J. Blaber

1285 Avenue Of The Americas,New York,NY,10019

Andrew Megee, CFP

Senior Vice President–Wealth Management

CERTIFIED FINANCIAL PLANNER®
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Andy began his career with UBS in the summer of 2011 as a member of the Graduate Training Program. Most recently, he worked as a taxable and municipal bond specialist. Andy, who joined The KDR Group in 2014, leverages his diverse background to assist with our municipal bond portfolio management and the delivery of our wealth management services. He is a CERTIFIED FINANCIAL PLANNER™ as well as a Corporate Stock Benefit Consultant and specializes in customizing financial plans for individuals and their families. Andy received a B.A. from Yale University.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Yale University, BA
- CERTIFIED FINANCIAL PLANNER®
- Private Wealth Advisor
- Athletes and Entertainer Consultant
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

andrew.megee@ubs.com

Andrew Megee, CFP

1285 Avenue Of The Americas,New York,NY,10019
John Austin Alex, CFP, ChFC

First Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
John has been with UBS since 2006 and provides clients with wealth management services, focusing on both financial and retirement planning. He is a Corporate Stock Benefit Consultant and works with clients to develop strategies to protect them from the risks associated with concentrated stock positions. He also has experience in assisting corporate executives with their equity awards, including stock options, restricted stock, and 10b5-1 plans. He earned his B.S. from Fairleigh Dickinson University.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Fairleigh Dickinson University, BS
- CERTIFIED FINANCIAL PLANNER®
- Chartered Financial Consultant
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

john.a.alex@ubs.com

John Austin Alex, CFP, ChFC

1285 Avenue Of The Americas,New York,NY,10019
William Einstein, CFA, CFP

Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Will serves his clients through all financial stages of life. He works with clients and their other professionals to develop, coordinate, and implement comprehensive strategies related to investment, insurance, retirement, tax, and estate planning. Will’s interest in investing and capital markets led him to the financial services industry, but his passion to help others in what matters most to them drove him to wealth management.

Prior to joining Gatestone Financial Partners, Will worked on the UBS Fixed Income Sales & Trading desk. Will was a lead salesperson working with individuals, family offices, and middle market clients. He then worked as a senior credit research analyst on the capital markets desk to help manage fixed income portfolios. Will graduated from Connecticut College where he earned a B.A. in economics with a minor in history and was a 4-year member of the varsity ice hockey program. He is a CFA® Charterholder and a CERTIFIED FINANCIAL PLANNER™ professional.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Connecticut College, BA
- Chartered Financial Analyst®
- CERTIFIED FINANCIAL PLANNER®
1285 Avenue Of The Americas
New York, NY 10019

william.c.einstein@ubs.com

William Einstein, CFA, CFP

1285 Avenue Of The Americas,New York,NY,10019
Timothy Johnson

Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
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- UT
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- VT
- WA
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- WV
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I attended John Jay High School in Cross River, New York and continued on to receive my bachelors degree in Business Management from Moravian College.

I am FINRA-registered and hold Series 7 and 66 securities licenses. I joined UBS in January 2015 with a focus on financial planning and client relations.

My interests include golf, skiing, traveling, and being involved in my local community.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Moravian College, BA
1285 Avenue Of The Americas
New York, NY 10019

timothy.johnson@ubs.com

Timothy Johnson

1285 Avenue Of The Americas,New York,NY,10019
Joseph R. Carrino, CFP

Investment Associate
View bio
- AK
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- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
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- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
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- VT
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Joe is the head trader for our team. He spent a year at the investment banking firm, Hornblower & Weeks before joining the Financial Advisory Training program at UBS in 2000. From 2002 to 2005 Joe specialized in Sales & Trading for foreign banks and various hedge funds. He later joined Gatestone Financial Partners to support the trading of the team’s proprietary Equity Portfolios and managed execution for equity, debt, derivatives, foreign exchange and commodities. Currently, Joe oversees all transaction activities for our team. He received a B.S. from Arizona State University and he became a Certified Financial Planner® professional in 2023.
- Arizona State University, BS
- CERTIFIED FINANCIAL PLANNER®
1285 Avenue Of The Americas
New York, NY 10019

joseph.carrino@ubs.com

Joseph R. Carrino, CFP

1285 Avenue Of The Americas,New York,NY,10019
Amy Leff-Temple

Team Administrator
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
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- UT
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- VT
- WA
- WI
- WV
- WY
Amy is the team administrator for our wealth management services. In 1991, she joined Kidder, Peabody & Co., which was acquired by UBS in 2000. Amy formerly held positions with Merrill Lynch, Shearson Lehman and Prudential. She is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Amy received her B.A. from SUNY College at Oneonta.
- SUNY-Oneonta, BA
1285 Avenue Of The Americas
New York, NY 10019

amy.leff@ubs.com

Amy Leff-Temple

1285 Avenue Of The Americas,New York,NY,10019

Gwen L. Jordan

Team Administrator

Team Business Manager
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Gwen is the team business manager for Gatestone Financial Partners. Prior to this role, she was team administrator specializing in Corporate Stock Benefit plans. She joined UBS in 2000 after working for Prudential. Gwen is responsible for taking care of our teams’ day-to-day service needs and overseeing administrative and processing functions. Gwen holds a B.A. from the University of Maryland.
- University of Maryland-College Park, BA
- Team Business Manager
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

gwen.jordan@ubs.com

Gwen L. Jordan

1285 Avenue Of The Americas,New York,NY,10019
Maureen E. Kelly

Senior Wealth Strategy Associate
View bio
- AL
- CA
- CO
- CT
- DC
- FL
- IL
- MA
- ME
- MI
- NH
- NJ
- NY
- PA
- RI
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Maureen began her career in financial services in 1991 with Smith Barney and joined UBS predecessor firm, PaineWebber, in 1994.

Working primarily with affluent individuals and families, Maureen is dedicated to helping clients build more than a financial plan, but also a life plan focused on their individual goals and needs. Beyond investment management, Maureen understands that clients want superior service and holistic wealth management that is centered on their individual financial situation.
- New York Institute of Technology
1285 Avenue Of The Americas
New York, NY 10019

maureen.kelly@ubs.com

Maureen E. Kelly

1285 Avenue Of The Americas,New York,NY,10019
Cynthia Guzman

Senior Client Associate
View bio
Cynthia is the Client Service Associate for our wealth management business. She joined UBS in 2012 as a branch service associate, working in the Operations Department. She transitioned from branch operations to a client facing role in April of 2015. She is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Cynthia received her B.B.A. degree from Pace University.
- Pace University, BBA
1285 Avenue Of The Americas
New York, NY 10019

cynthia.guzman@ubs.com

Cynthia Guzman

1285 Avenue Of The Americas,New York,NY,10019
Keyrn Gordon, CFP

Senior Wealth Strategy Associate
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- KS
- MA
- MD
- ME
- MI
- MO
- NC
- NJ
- NM
- NY
- OH
- PA
- RI
- SC
- TN
- TX
- VA
- VT
- WA
- WY
Keyrn brings over two decades of invaluable experience to the financial services industry. His journey began in 1999 at TD Waterhouse, where he started as an account officer while completing his senior year of college at night. After three years there, he moved to Merrill Lynch, where he worked in roles spanning Wealth Management and the Research Department, over an eight year period. In 2010, Keyrn joined UBS, where he currently works as a trader for the team. In this role he collaborates closely with the head trader, overseeing the management of the team’s proprietary equity portfolios and executing transactions in equity, debt, derivatives and foreign exchange markets.

Keyrn graduated with a B.A. in Psychology from Hunter College and is a Certified Financial Planner™ professional. He holds the Series 7,9,10,31,63 and 65 securities licenses as well as the Life and Health insurance licenses.
- Hunter College, BA
- CERTIFIED FINANCIAL PLANNER®
1285 Avenue Of The Americas
New York, NY 10019

keyrn.gordon@ubs.com

Keyrn Gordon, CFP

1285 Avenue Of The Americas,New York,NY,10019
Nica Hovekamp

Client Associate
View bio
Nica is a Client Service Associate for our wealth management business. She started as an intern at UBS while in college and ultimately took a fulltime position in 2017. Nica is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. She received her B.A. degree from Hunter College in New York City.
- Hunter College, BA
1285 Avenue Of The Americas
New York, NY 10019

nica.hovekamp@ubs.com

Nica Hovekamp

1285 Avenue Of The Americas,New York,NY,10019
Will Gilbert

Client Associate

Corporate Stock Benefit Consultant
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Will is a Client Service Associate for our wealth management business. Prior to joining our team, he worked in our Weehawken office as a KYC Analyst for 9 months and then as a Quality Control Analyst for over 2 years. Will is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Will graduated from Lehigh University with a B.S. in Finance. Will is FINRA-registered and holds Series 7 and 66 licenses.
- Lehigh University, BS
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

will.gilbert@ubs.com

Will Gilbert

1285 Avenue Of The Americas,New York,NY,10019

Thomas McCormack

Client Associate
View bio
- AL
- CA
- CO
- CT
- DC
- FL
- IL
- MA
- ME
- MI
- NH
- NJ
- NY
- PA
- RI
- TX
- VA
- WA
Tom is the Client Service Associate for our wealth management business. He joined UBS in 2022 as a branch service associate, working in the Operations Department. He transitioned from branch operations to a client facing role in 2023. He is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Tom graduated from Lehigh University with a B.S. in Finance
- Lehigh University, BS
1285 Avenue Of The Americas
New York, NY 10019

thomas.mccormack@ubs.com

Thomas McCormack

1285 Avenue Of The Americas,New York,NY,10019
Edwin Estepa

Senior Client Associate

Corporate Stock Benefit Consultant
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
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- UT
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- WY
Edwin is the Client Service Associate for our corporate services. He joined UBS in 2008 as a branch service associate, working in the Operations Department. He transitioned from branch operations to a client facing role in 2023. Edwin is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Additionally, he is one of the specialists that works with our Corporate Stock Benefit plans.
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

edwin.estepa@ubs.com

Edwin Estepa

1285 Avenue Of The Americas,New York,NY,10019

Daniel J. Kilmurray, FOC

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Dan serves as the chief investment officer for Gatestone Financial Partners. He began his financial services career at Merrill Lynch in 1981 and transitioned to a research associate role at Laidlaw Adams and Peck in 1983, covering the entertainment, toy and game industries. In 1984, he became a financial advisor and hedge fund sales specialist for Kidder, Peabody & Co., which was acquired by UBS in 2000.

Dan's more than 30 years of financial service experience, knowledge, and leadership have led to his consistently being ranked as one of UBS top advisors in equity portfolio management and has been the team's CIO for 25 years. Dan helped found the Institutional Equities Group at UBS, the first joint venture between the UBS Investment Bank and Wealth Management in 2003 to cover hedge funds and high net worth individuals. Dan earned his B.A. from Lafayette College. He served on the Committee on Investments for the Lafayette College Board of Trustees, is an active donor and former board member of the National Council for Adoption. Dan founded and served as the President of the Wilmington Fund VT, created to rebuild Wilmington after the destruction from Hurricane Irene.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2016, 2017, 2019, 2020, 2021, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 100 Financial Advisors, 2012, 2013, 2014, 2015The Barron's rating is awarded annually in April and is based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Pinnacle Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Lafayette University, BA
- Private Wealth Advisor
- Family Office Consultant
- Athletes and Entertainer Consultant
100 West Putnam Ave
2nd Floor
Greenwich, CT 06830

daniel.kilmurray@ubs.com

Daniel J. Kilmurray, FOC

100 West Putnam Ave,Greenwich,CT,06830
Craig Dunton, CFP, FOC

Managing Director–Wealth Management

CERTIFIED FINANCIAL PLANNER®
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Craig joined UBS Private Bank in 1999 working in New York, Zurich, and London. In 2001, he moved to the U.S. Wealth Management business and partnered with Dan Kilmurray to grow their advisory practice. Bringing a global perspective, Craig focuses on financial planning and wealth management, specializing in developing strategies to meet the needs of high net worth individuals. He is responsible for the implementation and review of capital allocation across our advisory business.

Craig is a member of the Financial Planning Association and has been a speaker on the topics of planning and investments at New York Chapter events. He is an adjunct faculty member at New York University. In 2013, Craig was named to REP.'s inaugural “Top 40 Wirehouse Advisors Under 40.” He holds a B.S. from Cornell University and a graduate certificate in financial planning from New York University. Craig founded and ran a mentoring program between Cornell University alumni and New York City public high school students and is an active supporter of NYC hunger-ending initiatives.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Advisors, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Cornell University, BS
- CERTIFIED FINANCIAL PLANNER®
- Private Wealth Advisor
- Family Office Consultant
- Athletes and Entertainer Consultant
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

craig.dunton@ubs.com

Craig Dunton, CFP, FOC

1285 Avenue Of The Americas,New York,NY,10019
William L. Einstein

Managing Director–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
With more than 40 years in the financial services industry, Bill prides himself on finding out all he can about his clients, so he can create a full picture of their financial and life goals. By understanding his clients’ unique needs, he provides holistic wealth management that sets the course for achieving long-term success. Rooted in his deep knowledge of fixed income securities, Bill began his career in 1980 with Lebenthal and Co. Over the next 15 years, he transitioned to Salomon Brothers, Bear Stearns and First Boston. In 1995, Bill joined UBS predecessor firm PaineWebber. Throughout his career, he has been dedicated to protecting the financial well-being of his clients—primarily ultra-high net worth individuals and families—by focusing on providing comprehensive financial planning and investment management.

Having built his practice on a disciplined and well-defined wealth management process, Bill offers guidance that is based on in-depth conversations with his clients and a thorough understanding of their goals, challenges and comfort with risk.

Bill earned his degree in economics from Trinity College in Hartford, CT. He has earned Series 3, 5, 7, 15, 63 and 65 securities licenses, as well as annuity and life insurance licenses. He and his wife of over 35 years have three grown children.
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023, 2024
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- UBS Wealth Management Chairman’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Trinity College, BA
- Private Wealth Advisor
801 Laurel Oak Drive
Suite 500
Naples, FL 34108

william.einstein@ubs.com

William L. Einstein

801 Laurel Oak Drive,Naples,FL,34108
Anthony M. Rundella, CEPA

Senior Vice President–Wealth Management

Certified Exit Planning Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WV
- WY
As one of the top Financial Advisors in the Workplace Wealth Services (WWS) group at UBS, Anthony Rundella has significant experience in assisting corporate executives. He provides guidance on corporate equity plans, as well as specializing in 10b5-1 plans, 10b-18 corporate stock buybacks and Rule 144 sales. Anthony has direct responsibility for numerous Fortune 100 and Fortune 500 company plans. These corporate relationships come from a variety of different sectors including financials, media, retail, defense, healthcare and consumer goods.

Anthony is an inaugural member of the UBS Corporate Advisory Board and the UBS Workplace Wealth Services Steering Committee which helps guide the strategic road map for the equity compensation business. Anthony has participated in numerous panels for various aspects of equity compensation, including corporate partnerships and pre-IPO education. He is a graduate of St. John's University.

Anthony is an active supporter of The Sunshine Kids, a non-profit organization dedicated to children with cancer and No Greater Sacrifice (NGS), providing scholarships and resources to the children of our nation's fallen and wounded Service members.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Barron's Top 1,200 Financial Advisors, 2016, 2017, 2019, 2020
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3.
- Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- St. John's University, BS
- Certified Exit Planning Advisor
- Private Wealth Advisor
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

anthony.rundella@ubs.com

Anthony M. Rundella, CEPA

1285 Avenue Of The Americas,New York,NY,10019
Richard Johnson

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
I am a seasoned 25 plus year veteran of the securities industry. Having lived through several market cycles, bubbles, recessions and recoveries I have learned great respect for the importance of solid investment advice and risk tolerance. I am a Senior Portfolio Manager in our Portfolio Management Program and also offer access to other wealth management strategies.

I attended Trinity Pawling High School in Pawling, New York and went on to earn a B.A. Degree with a major in Economics from Washington and Jefferson College in Pennsylvania. I completed my formal education at Long Island University with an M.B.A. in finance. After 2 years in the military I entered the securities industry and have been learning ever since. My interests include golf, boats, cars and most spectator sports.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Washington and Jefferson College, BA
1285 Avenue Of The Americas
New York, NY 10019

richard.johnson@ubs.com

Richard Johnson

1285 Avenue Of The Americas,New York,NY,10019
Stephen J. Blaber

Senior Vice President–Wealth Management

Private Wealth Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Steve began his career in financial services at Fleet National Bank in 1981. Following business school, he joined the fixed income training program at Manufacturers Hanover Trust in 1986. Steve was hired by PaineWebber in 1992 as a regional institutional salesperson for the municipal bond department. In 2010, he joined our team, where he applies his extensive knowledge of municipal issuers and credit structures to advise clients in the management of municipal securities portfolios. Steve received his B.A. from College of the Holy Cross in 1981 and his M.B.A. from Columbia Business School in 1986.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- College of the Holy Cross, BA
- Columbia Business School, MBA
- Private Wealth Advisor
1285 Avenue Of The Americas
New York, NY 10019

stephen.blaber@ubs.com

Stephen J. Blaber

1285 Avenue Of The Americas,New York,NY,10019
Andrew Megee, CFP

Senior Vice President–Wealth Management

CERTIFIED FINANCIAL PLANNER®
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Andy began his career with UBS in the summer of 2011 as a member of the Graduate Training Program. Most recently, he worked as a taxable and municipal bond specialist. Andy, who joined The KDR Group in 2014, leverages his diverse background to assist with our municipal bond portfolio management and the delivery of our wealth management services. He is a CERTIFIED FINANCIAL PLANNER™ as well as a Corporate Stock Benefit Consultant and specializes in customizing financial plans for individuals and their families. Andy received a B.A. from Yale University.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- UBS Wealth Management Director’s Council, 2024UBS Financial Services Inc. Councils are a distinction held by UBS Financial Advisors based on criteria including evaluation of compliance with firm rules, standards & policies and revenue. Council membership is not representative of any one client's experience and is not indicative of the advisor’s future performance.
- Yale University, BA
- CERTIFIED FINANCIAL PLANNER®
- Private Wealth Advisor
- Athletes and Entertainer Consultant
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

andrew.megee@ubs.com

Andrew Megee, CFP

1285 Avenue Of The Americas,New York,NY,10019
John Austin Alex, CFP, ChFC

First Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
John has been with UBS since 2006 and provides clients with wealth management services, focusing on both financial and retirement planning. He is a Corporate Stock Benefit Consultant and works with clients to develop strategies to protect them from the risks associated with concentrated stock positions. He also has experience in assisting corporate executives with their equity awards, including stock options, restricted stock, and 10b5-1 plans. He earned his B.S. from Fairleigh Dickinson University.
- Barron’s Top 100 Private Wealth Management Teams, 2021The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- Fairleigh Dickinson University, BS
- CERTIFIED FINANCIAL PLANNER®
- Chartered Financial Consultant
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

john.a.alex@ubs.com

John Austin Alex, CFP, ChFC

1285 Avenue Of The Americas,New York,NY,10019
William Einstein, CFA, CFP

Director

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Will serves his clients through all financial stages of life. He works with clients and their other professionals to develop, coordinate, and implement comprehensive strategies related to investment, insurance, retirement, tax, and estate planning. Will’s interest in investing and capital markets led him to the financial services industry, but his passion to help others in what matters most to them drove him to wealth management.

Prior to joining Gatestone Financial Partners, Will worked on the UBS Fixed Income Sales & Trading desk. Will was a lead salesperson working with individuals, family offices, and middle market clients. He then worked as a senior credit research analyst on the capital markets desk to help manage fixed income portfolios. Will graduated from Connecticut College where he earned a B.A. in economics with a minor in history and was a 4-year member of the varsity ice hockey program. He is a CFA® Charterholder and a CERTIFIED FINANCIAL PLANNER™ professional.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Connecticut College, BA
- Chartered Financial Analyst®
- CERTIFIED FINANCIAL PLANNER®
1285 Avenue Of The Americas
New York, NY 10019

william.c.einstein@ubs.com

William Einstein, CFA, CFP

1285 Avenue Of The Americas,New York,NY,10019
Timothy Johnson

Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AK
- AL
- AR
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
I attended John Jay High School in Cross River, New York and continued on to receive my bachelors degree in Business Management from Moravian College.

I am FINRA-registered and hold Series 7 and 66 securities licenses. I joined UBS in January 2015 with a focus on financial planning and client relations.

My interests include golf, skiing, traveling, and being involved in my local community.
- Barron’s Top 100 Private Wealth Management Teams, 2022, 2023The Barron's rating is awarded annually in April based on information from the prior year Q4.
- Barron’s Top 250 Private Wealth Management Teams, 2024The Barron's rating is awarded annually in May based on information from the prior year Q4.
- Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Moravian College, BA
1285 Avenue Of The Americas
New York, NY 10019

timothy.johnson@ubs.com

Timothy Johnson

1285 Avenue Of The Americas,New York,NY,10019
Joseph R. Carrino, CFP

Investment Associate
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Joe is the head trader for our team. He spent a year at the investment banking firm, Hornblower & Weeks before joining the Financial Advisory Training program at UBS in 2000. From 2002 to 2005 Joe specialized in Sales & Trading for foreign banks and various hedge funds. He later joined Gatestone Financial Partners to support the trading of the team’s proprietary Equity Portfolios and managed execution for equity, debt, derivatives, foreign exchange and commodities. Currently, Joe oversees all transaction activities for our team. He received a B.S. from Arizona State University and he became a Certified Financial Planner® professional in 2023.
- Arizona State University, BS
- CERTIFIED FINANCIAL PLANNER®
1285 Avenue Of The Americas
New York, NY 10019

joseph.carrino@ubs.com

Joseph R. Carrino, CFP

1285 Avenue Of The Americas,New York,NY,10019
Amy Leff-Temple

Team Administrator
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Amy is the team administrator for our wealth management services. In 1991, she joined Kidder, Peabody & Co., which was acquired by UBS in 2000. Amy formerly held positions with Merrill Lynch, Shearson Lehman and Prudential. She is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Amy received her B.A. from SUNY College at Oneonta.
- SUNY-Oneonta, BA
1285 Avenue Of The Americas
New York, NY 10019

amy.leff@ubs.com

Amy Leff-Temple

1285 Avenue Of The Americas,New York,NY,10019
Gwen L. Jordan

Team Administrator

Team Business Manager
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Gwen is the team business manager for Gatestone Financial Partners. Prior to this role, she was team administrator specializing in Corporate Stock Benefit plans. She joined UBS in 2000 after working for Prudential. Gwen is responsible for taking care of our teams’ day-to-day service needs and overseeing administrative and processing functions. Gwen holds a B.A. from the University of Maryland.
- University of Maryland-College Park, BA
- Team Business Manager
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

gwen.jordan@ubs.com

Gwen L. Jordan

1285 Avenue Of The Americas,New York,NY,10019
Maureen E. Kelly

Senior Wealth Strategy Associate
View bio
- AL
- CA
- CO
- CT
- DC
- FL
- IL
- MA
- ME
- MI
- NH
- NJ
- NY
- PA
- RI
- TX
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- WA
Maureen began her career in financial services in 1991 with Smith Barney and joined UBS predecessor firm, PaineWebber, in 1994.

Working primarily with affluent individuals and families, Maureen is dedicated to helping clients build more than a financial plan, but also a life plan focused on their individual goals and needs. Beyond investment management, Maureen understands that clients want superior service and holistic wealth management that is centered on their individual financial situation.
- New York Institute of Technology
1285 Avenue Of The Americas
New York, NY 10019

maureen.kelly@ubs.com

Maureen E. Kelly

1285 Avenue Of The Americas,New York,NY,10019
Cynthia Guzman

Senior Client Associate
View bio
Cynthia is the Client Service Associate for our wealth management business. She joined UBS in 2012 as a branch service associate, working in the Operations Department. She transitioned from branch operations to a client facing role in April of 2015. She is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Cynthia received her B.B.A. degree from Pace University.
- Pace University, BBA
1285 Avenue Of The Americas
New York, NY 10019

cynthia.guzman@ubs.com

Cynthia Guzman

1285 Avenue Of The Americas,New York,NY,10019
Keyrn Gordon, CFP

Senior Wealth Strategy Associate
View bio
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IL
- KS
- MA
- MD
- ME
- MI
- MO
- NC
- NJ
- NM
- NY
- OH
- PA
- RI
- SC
- TN
- TX
- VA
- VT
- WA
- WY
Keyrn brings over two decades of invaluable experience to the financial services industry. His journey began in 1999 at TD Waterhouse, where he started as an account officer while completing his senior year of college at night. After three years there, he moved to Merrill Lynch, where he worked in roles spanning Wealth Management and the Research Department, over an eight year period. In 2010, Keyrn joined UBS, where he currently works as a trader for the team. In this role he collaborates closely with the head trader, overseeing the management of the team’s proprietary equity portfolios and executing transactions in equity, debt, derivatives and foreign exchange markets.

Keyrn graduated with a B.A. in Psychology from Hunter College and is a Certified Financial Planner™ professional. He holds the Series 7,9,10,31,63 and 65 securities licenses as well as the Life and Health insurance licenses.
- Hunter College, BA
- CERTIFIED FINANCIAL PLANNER®
1285 Avenue Of The Americas
New York, NY 10019

keyrn.gordon@ubs.com

Keyrn Gordon, CFP

1285 Avenue Of The Americas,New York,NY,10019
Nica Hovekamp

Client Associate
View bio
Nica is a Client Service Associate for our wealth management business. She started as an intern at UBS while in college and ultimately took a fulltime position in 2017. Nica is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. She received her B.A. degree from Hunter College in New York City.
- Hunter College, BA
1285 Avenue Of The Americas
New York, NY 10019

nica.hovekamp@ubs.com

Nica Hovekamp

1285 Avenue Of The Americas,New York,NY,10019
Will Gilbert

Client Associate

Corporate Stock Benefit Consultant
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
- VI
- VT
- WA
- WI
- WV
- WY
Will is a Client Service Associate for our wealth management business. Prior to joining our team, he worked in our Weehawken office as a KYC Analyst for 9 months and then as a Quality Control Analyst for over 2 years. Will is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Will graduated from Lehigh University with a B.S. in Finance. Will is FINRA-registered and holds Series 7 and 66 licenses.
- Lehigh University, BS
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

will.gilbert@ubs.com

Will Gilbert

1285 Avenue Of The Americas,New York,NY,10019
Thomas McCormack

Client Associate
View bio
- AL
- CA
- CO
- CT
- DC
- FL
- IL
- MA
- ME
- MI
- NH
- NJ
- NY
- PA
- RI
- TX
- VA
- WA
Tom is the Client Service Associate for our wealth management business. He joined UBS in 2022 as a branch service associate, working in the Operations Department. He transitioned from branch operations to a client facing role in 2023. He is responsible for taking care of clients' day-to-day service needs and oversees client on-boarding, administrative, and processing functions. Tom graduated from Lehigh University with a B.S. in Finance
- Lehigh University, BS
1285 Avenue Of The Americas
New York, NY 10019

thomas.mccormack@ubs.com

Thomas McCormack

1285 Avenue Of The Americas,New York,NY,10019
Edwin Estepa

Senior Client Associate

Corporate Stock Benefit Consultant
View bio
- AK
- AL
- AR
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- HI
- IA
- ID
- IL
- IN
- KS
- KY
- LA
- MA
- MD
- ME
- MI
- MN
- MO
- MS
- MT
- NC
- ND
- NE
- NH
- NJ
- NM
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- SD
- TN
- TX
- UT
- VA
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- WA
- WI
- WV
- WY
Edwin is the Client Service Associate for our corporate services. He joined UBS in 2008 as a branch service associate, working in the Operations Department. He transitioned from branch operations to a client facing role in 2023. Edwin is responsible for taking care of clients’ day-to-day service needs and oversees client on boarding, administrative and processing functions. Additionally, he is one of the specialists that works with our Corporate Stock Benefit plans.
- Corporate Stock Benefit Consultant
1285 Avenue Of The Americas
New York, NY 10019

edwin.estepa@ubs.com

Edwin Estepa

1285 Avenue Of The Americas,New York,NY,10019

The proof is in our numbers

7+ billion

Assets under management

22 person

seasoned team

150+

Collective years of experience

A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

UBS Year Ahead 2025

Roaring 20s: The next stage

Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

Read the report

Committed to you, your goals and the path forward

Private Wealth Management

Private Wealth Management

A planning foundation

Portfolio Management

Corporate and executive services

Private wealth and family office services

Family Office Consultants (FOC)

Daniel J. Kilmurray, FOC

Craig Dunton, CFP, FOC

William L. Einstein

Anthony M. Rundella, CEPA

Richard Johnson

Stephen J. Blaber

Andrew Megee, CFP

John Austin Alex, CFP, ChFC

William Einstein, CFA, CFP

Timothy Johnson

Joseph R. Carrino, CFP

Amy Leff-Temple

Gwen L. Jordan

Maureen E. Kelly

Cynthia Guzman

Keyrn Gordon, CFP

Nica Hovekamp

Will Gilbert

Thomas McCormack

Edwin Estepa

Daniel J. Kilmurray, FOC

Craig Dunton, CFP, FOC

William L. Einstein

Anthony M. Rundella, CEPA

Richard Johnson

Stephen J. Blaber

Andrew Megee, CFP

John Austin Alex, CFP, ChFC

William Einstein, CFA, CFP

Timothy Johnson

Joseph R. Carrino, CFP

Amy Leff-Temple

Gwen L. Jordan

Maureen E. Kelly

Cynthia Guzman

Keyrn Gordon, CFP

Nica Hovekamp

Will Gilbert

Thomas McCormack

Edwin Estepa

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Credentials

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The proof is in our numbers

A leader in wealth management

Backed by the strength of our parent company, UBS AG

UBS Year Ahead 2025

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