Experience

With over twenty-five years of experience, Dan's areas of expertise include retirement plan consulting and investment management with an emphasis on customer service and attention to detail. He joined with UBS in 2005 after having spent eight years at Prudential Securities and two additional years at the Prudential/Wachovia joint venture.

After receiving a B.A. in finance and economics from Baldwin Wallace College, Dan went on to earn an impressive list of professional credentials, including the Series 7, 63, 65, 31 and life, accident and health insurance licenses as well as the Chartered Retirement Plan Specialist (CRPS) designation. 

Outside of the office, Dan and his wife make their home in Rocky River, OH where he is an active St Edward HS alumni.

CA Insurance License No. 4094155

Emily emphasizes total portfolio management by assisting clients with fiduciary compliance, manager and vendor searches, fee analysis, benchmarking and overall client experience.

After receiving a B.S. in Business Administration with a specialization in marketing from Bowling Green State University, Emily went on to earn the Series 7, 66, 31 life and health insurance licenses and the prestigious Certified Financial Planner™ (CFP®) designation. 

Outside of the office, Emily enjoys staying active and is an indoor cycling instructor in Westlake. She is also an active member of the Women in Pension Network. Emily and her husband make their home in Westlake, OH.

As a Financial Advisor at UBS Financial Services, Dan partners with a comprehensive team of senior retirement plan consultants to provide clients and plan participants with risk management recommendations and tools for plan participant education. In utilizing team and firm resources, Dan is able to best focus on fundamental, analytical reporting and client servicing.

Before joining UBS Financial Services in 2018, Dan spent two years with American Century Investments in Kansas City, MO. He has a Bachelor's of Science in Business Administration with a specialization in Finance from Bowling Green State University and has since gone on to obtain his Series 6, 7, 63, 65, 31 life and health insurance licensing designations.

Outside of the office, Dan enjoys spending time with his family and being an active alumnus of St. Edwards High School in Lakewood, OH.