Experience

Dave is a Financial Advisor with UBS Financial Services Inc., based in San Francisco. He develops customized wealth management solutions for the younger generation of executives, entrepreneurs and business owners. Beginning by understanding the themes that matter most to his clients and their families, Dave designs a personal financial plan to address those matters while seeking to grow and preserve their wealth to meet future objectives.

Previously, Dave worked in the Aerospace and Defense investment banking practice of CIT Bank in New York, and served 9 years as an active duty naval officer flying the EA-6B Prowler attack jet. A veteran of Operations Iraqi and Enduring Freedom, he continues to serve in the Navy Reserve. He lives in San Francisco with his family.

Areas of Focus: Financial Planning, Concentrated Stock Positions, Investment Management, Asset Allocation & Manager Selection, Estate Planning Strategies, Insurance Solutions, Lending

Hank is an industry veteran specializing in financial planning and portfolio management. He joined UBS in 2011.

A graduate from the University of California at Berkeley with a degree in Political Economics in 1978, his career in the investment business began in 1979 with Dean Witter Reynolds (later Morgan Stanley) in San Francisco where he developed a practice built around portfolio construction and management. In 2005, he left Morgan Stanley to join a newly formed investment advisory firm in San Francisco as EVP. When that firm was acquired in 2011, Hank saw opportunity in the story of a new senior management team at UBS and decided to move to the UBS San Francisco office. Finding a good fit with the UBS Advisory and Financial Planning platforms, he has grown his practice featuring core values of professional excellence and prompt personal service. Hank's work since 2000 has been complimented and supported by his colleague and senior registered sales associate, Diane Free.

Native to the San Francisco Bay Area, Hank's home is in Marin County where he and his wife Judy have raised three children. Interests include travel, cycling, hiking, and choral singing.

As an experienced wealth manager, I have enjoyed helping clients build and conserve wealth for over 47 years.  My extensive experience in the fixed income, as well as trust and estate planning arenas, has been the foundation for developing customized investment solutions, making adjustments as new goals and life situations arise.   Over the years, I have collaborated closely with client’s CPA’s, and trust and estate attorneys to help facilitate planning for generational distribution of wealth,  meet philanthropic goals, resulting in strong client relationships. 

On a more personal note, I am a Bay Area native and live in San Francisco. I have been very involved with many of the not-for-profit community organizations over the years. As a long-time member of the St Francis Yacht Club, I have had the pleasure of serving in the Board Room, as well as volunteering on many committees on and off the water. Additional interests outside the office include tennis, gardening, cooking, and traveling.

As an experienced wealth manager in San Francisco I enjoy helping people with financial planning and investments. I work with families, trusts, foundations, endowments, business owners and C-suite executives to grow and maintain their wealth. As your personal advocate, I provide you with advice that is tailored to your circumstances and priorities. I start with a detailed plan for all you'd like your wealth to achieve. Over time, I adjust your plan as your circumstances change, so you can embrace your financial future with confidence.

PMP certified as a discretionary portfolio manager at UBS.
Services Include:
*Investment Management
*Business Succession Planning
*Family Wealth Planning

I live in Mill Valley, where I have coached little league and CYO basketball. I am active as Captain of my tennis team, and I volunteer for homeless and environmental causes.

With 20 years in the wealth management industry and a background in financial planning, I bring valuable experience to helping you pursue your most important goals and aspirations for your family, career, business and legacy.

As part of a leading global wealth manager, I will bring you thoughtful strategies and innovative solutions for all dimensions of your financial life. Whether you are seeking to buy a first home or planning for life in retirement, I will help you define what’s possible and identify the solutions you need to make it happen.

I am honored to join UBS and look forward to serving you and your family.

Diane has always had a passion for delivering exceptional service and building strong relationships with our clients. She has over 25 years of experience in the financial services industry and joined UBS in 2011. Diane grew up in Canada, graduated from the University of Toronto, and now, along with her husband and daughter, calls San Francisco home. Outside of the office, she loves going to restaurants and fun places with family and friends and enjoys various fitness activities including workout and dance classes, running at the beach, and of course hiking with her dog Max.

Diane is a Bay Area native and graduated from University of California Berkeley. 

With over 25 years of experience in various roles in the financial services industry, she joined UBS in 2011.

She coordinates administrative, operational and financial functions ensuring prompt and responsive service to our clients.

She holds Series 7, 66, 4, 9 and 10 Securities licenses.

She resides in the Oakland Hills and enjoys traveling, tending to her garden, cooking, golfing and spending time with her family.

Richard has dedicated 26 years of his life to UBS Financial Services. His journey with the company began in 1990, starting as the branch cashier and later transitioning to the role of Client Service Associate. Throughout his tenure, Richard has cultivated invaluable client relationships, placing a high value on the trust and connection he has built with each individual.

Proud to call San Francisco home, Richard finds deep fulfillment in both his professional and personal life. He thrives in the dynamic work environment at UBS, where he holds a profound respect for his talented colleagues and enjoys collaborating with them to serve clients effectively.

Outside of the office, Richard indulges his passion for travel by embarking on international adventures. He finds solace and excitement in the skies, often seeking the thrill of sitting in an airplane and exploring new destinations around the globe. Amidst his worldly explorations, Richard remains rooted in his love for San Francisco, cherishing the vibrant culture and diverse community that the city offers.