Let's move forward. Together.

The strength of your business is reflected in the dedication of your employees. When it comes to administering your equity compensation plans, it's more important than ever to have the right advisor at your side. Whether we're advising a new professional or your most seasoned senior executive, we provide equity plan services, financial wellness solutions and personalized advice and education across your company.

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Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

John Fogarty

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AR
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- IN
- KY
- MA
- MD
- ME
- MT
- NC
- NE
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
John has been a Financial Advisor for over 25 years, is a CERTIFIED FINANCIAL PLANNER™, and is a member of the UBS Equity Plan Advisory Service (EPAS) group. He has experience overseeing equity compensation plans and 10b5-1 plans for companies and their executives. To leverage off this knowledge, John leads a team that is focused on developing and maintaining customized investment strategies for corporate executives, business owners, and affluent families. Specific to corporate executives, his team has extensive experience with corporate incentive programs including equity compensation (i.e. stock options, RSUs, etc.), and can incorporate these awards into their overall financial plans.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER®
251 South Lake Avenue
10th Floor
Pasadena, CA 91101

j.fogarty@ubs.com

John Fogarty

251 South Lake Avenue,Pasadena,CA,91101
Eric Hernandez

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AR
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- IN
- KY
- MA
- MD
- ME
- MT
- NC
- NE
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Eric Hernandez is a member of the firm's Corporate Employee Financial Services (CEFS) group which serves executives and employees of public companies. He creates tailored investment strategies based on UBS's research capabilities and client's individual objectives. He joined UBS in January 2009 after more than six years at Morgan Stanley. Eric earned his B.A. in Economics and Psychology from the University of Southern California.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- University of Southern California, B.A. in Economics and Psychology
3030 Old Ranch Parkway
Suite 300
Seal Beach, CA 90740

e.hernandez@ubs.com

Eric Hernandez

3030 Old Ranch Parkway,Seal Beach,CA,90740
Misty Escobedo

Client Associate
View bio
- CA
3030 Old Ranch Parkway
Suite 300
Seal Beach, CA 90740

misty.escobedo@ubs.com

Misty Escobedo

3030 Old Ranch Parkway,Seal Beach,CA,90740
Bahraam Foroughi

Wealth Strategy Associate
View bio
- CA
- DE
- MA
- RI
3030 Old Ranch Parkway
Suite 300
Seal Beach, CA 90740

bahraam.foroughi@ubs.com

Bahraam Foroughi

3030 Old Ranch Parkway,Seal Beach,CA,90740

John Fogarty

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AR
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- IN
- KY
- MA
- MD
- ME
- MT
- NC
- NE
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
John has been a Financial Advisor for over 25 years, is a CERTIFIED FINANCIAL PLANNER™, and is a member of the UBS Equity Plan Advisory Service (EPAS) group. He has experience overseeing equity compensation plans and 10b5-1 plans for companies and their executives. To leverage off this knowledge, John leads a team that is focused on developing and maintaining customized investment strategies for corporate executives, business owners, and affluent families. Specific to corporate executives, his team has extensive experience with corporate incentive programs including equity compensation (i.e. stock options, RSUs, etc.), and can incorporate these awards into their overall financial plans.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- CERTIFIED FINANCIAL PLANNER®
251 South Lake Avenue
10th Floor
Pasadena, CA 91101

j.fogarty@ubs.com

John Fogarty

251 South Lake Avenue,Pasadena,CA,91101
Eric Hernandez

Senior Vice President–Wealth Management

Financial Advisor
View bio Industry recognition
- AR
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- IN
- KY
- MA
- MD
- ME
- MT
- NC
- NE
- NH
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- PR
- RI
- SC
- TN
- TX
- UT
- VA
- VT
- WA
- WI
- WY
Eric Hernandez is a member of the firm's Corporate Employee Financial Services (CEFS) group which serves executives and employees of public companies. He creates tailored investment strategies based on UBS's research capabilities and client's individual objectives. He joined UBS in January 2009 after more than six years at Morgan Stanley. Eric earned his B.A. in Economics and Psychology from the University of Southern California.
- Forbes Best-in-State Wealth Management Teams, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
- Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
- University of Southern California, B.A. in Economics and Psychology
3030 Old Ranch Parkway
Suite 300
Seal Beach, CA 90740

e.hernandez@ubs.com

Eric Hernandez

3030 Old Ranch Parkway,Seal Beach,CA,90740
Misty Escobedo

Client Associate
View bio
- CA
3030 Old Ranch Parkway
Suite 300
Seal Beach, CA 90740

misty.escobedo@ubs.com

Misty Escobedo

3030 Old Ranch Parkway,Seal Beach,CA,90740
Bahraam Foroughi

Wealth Strategy Associate
View bio
- CA
- DE
- MA
- RI
3030 Old Ranch Parkway
Suite 300
Seal Beach, CA 90740

bahraam.foroughi@ubs.com

Bahraam Foroughi

3030 Old Ranch Parkway,Seal Beach,CA,90740

Turn possibilities into a plan

What’s really important to you—today and for the long term? UBS Wealth Way starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

^{UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment. Time frames may vary. Strategies are subject to individual client goals, objectives and suitability.}

House View Monthly

A leading global wealth manager

UBS Year Ahead 2025

Roaring 20s: The next stage

Our Chief Investment Office (CIO) looks to what awaits investors in the next half of the decade with the 2025 edition of Year Ahead.

A dramatic change in US politics, Chinese economic stimulus, ongoing geopolitical developments and falling interest rates are all at play. How should you prepare your portfolio? Let’s talk about how you can move confidently forward in the new year and beyond.

Read the report

A leader in wealth management

Backed by the strength of our parent company, UBS AG

^$5.9+ trn

UBS Group invested assets
As of 06/30/2024

51 countries

Our global footprint

Global leader

UBS is a leading and truly global wealth manager

Let's move forward. Together.

Pursuing your goals together

John Fogarty

Eric Hernandez

Misty Escobedo

Bahraam Foroughi