Let's move forward. Together.

A team of rowers rowing a boat

The strength of your business is reflected in the dedication of your employees. When it comes to administering your equity compensation plans, it's more important than ever to have the right advisor at your side. Whether we're advising a new professional or your most seasoned senior executive, we provide equity plan services, financial wellness solutions and personalized advice and education across your company.

Co-workers

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • John Fogarty Profile Picture

    John Fogarty

    Senior Vice President–Wealth Management

    Financial Advisor

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    John has been a Financial Advisor for over 25 years, is a CERTIFIED FINANCIAL PLANNER™, and is a member of the UBS Equity Plan Advisory Service (EPAS) group. He has experience overseeing equity compensation plans and 10b5-1 plans for companies and their executives.  To leverage off this knowledge, John leads a team that is focused on developing and maintaining customized investment strategies for corporate executives, business owners, and affluent families. Specific to corporate executives, his team has extensive experience with corporate incentive programs including equity compensation (i.e. stock options, RSUs, etc.), and can incorporate these awards into their overall financial plans.

        • CERTIFIED FINANCIAL PLANNER™
        251 South Lake Avenue
        10th Floor
        Pasadena, CA 91101
      • Eric Hernandez Profile Picture.

        Eric Hernandez

        Senior Vice President–Wealth Management

        Financial Advisor

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        • AR
        • AZ
        • CA
        • CO
        • CT
        • DE
        • FL
        • GA
        • HI
        • ID
        • IL
        • IN
        • MA
        • MD
        • ME
        • MT
        • NC
        • NE
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        • NJ
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        Eric Hernandez is a member of the firm's Corporate Employee Financial Services (CEFS) group which serves executives and employees of public companies. He creates tailored investment strategies based on UBS's research capabilities and client's individual objectives. He joined UBS in January 2009 after more than six years at Morgan Stanley. Eric earned his B.A. in Economics and Psychology from the University of Southern California.

        • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

        • University of Southern California, B.A. in Economics and Psychology
          3030 Old Ranch Parkway
          Suite 300
          Seal Beach, CA 90740
        • Matthew Donald Wofford Profile picture

          Matthew Donald Wofford

          Wealth Strategy Associate

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          • CA
          • MA
          • RI

          Matt Wofford is a Registered Wealth Strategy Associate and a Corporate Stock Benefit Analyst. He is a graduate from the University of Southern California where he received his B.S. degree in Business Administration and a Minor in Sports Media Studies.  Matt joined UBS in June 2016 where he worked in the UBS Internship program through his graduation in May 2017.  Matt enjoys golfing, fishing, surfing, and watching Trojan Football.

            • University of Southern California, Business Administration and a Minor in Sports Media Studies
              515 South Flower Street
              Suite 5000
              Los Angeles, CA 90071
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              Gina Runions

              Client Associate

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              • AK
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              • MI
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                    251 South Lake Avenue
                    10th Floor
                    Pasadena, CA 91101
                  • Jason Kazuki Asano Profile Picture

                    Jason Kazuki Asano

                    Wealth Strategy Associate

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                    • CA
                    • DE

                      • University of California, Los Angeles, B.A in Economics and a minor in Entrepreneurship
                        3030 Old Ranch Parkway
                        Suite 300
                        Seal Beach, CA 90740
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                        Misty Escobedo

                        Client Associate

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                        • CA

                              3030 Old Ranch Parkway
                              Suite 300
                              Seal Beach, CA 90740

                            The Year Ahead - Sustainable Investing

                            Retirement planning

                            Retirement planning

                            Multigenerational planning

                            Multigenerational planning

                            Legacy—Wealth for others

                            For needs that go beyond your own—to help you improve the lives of others

                            What will your legacy be?
                            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                            Learn more at ubs.com/wealthway.

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                            In invested assets globally 
                            As of 06/30/2022

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