Let's move forward. Together.

A team of rowers rowing a boat

The strength of your business is reflected in the dedication of your employees. When it comes to administering your equity compensation plans, it's more important than ever to have the right advisor at your side. Whether we're advising a new professional or your most seasoned senior executive, we provide equity plan services, financial wellness solutions and personalized advice and education across your company.

Co-workers

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • John Fogarty Profile Picture

    John Fogarty

    Senior Vice President–Wealth Management

    Financial Advisor

    • image
    • image
    • image
    • AR
    • AZ
    • CA
    • CO
    • CT
    • DE
    • FL
    • GA
    • HI
    • ID
    • IL
    • IN
    • MA
    • MD
    • ME
    • MT
    • NC
    • NE
    • NH
    • NJ
    • NV
    • NY
    • OH
    • OK
    • OR
    • PA
    • PR
    • RI
    • SC
    • TN
    • TX
    • UT
    • VA
    • VT
    • WA
    • WI
    • WY

    John has been a Financial Advisor for over 25 years, is a CERTIFIED FINANCIAL PLANNER™, and is a member of the UBS Equity Plan Advisory Service (EPAS) group. He has experience overseeing equity compensation plans and 10b5-1 plans for companies and their executives.  To leverage off this knowledge, John leads a team that is focused on developing and maintaining customized investment strategies for corporate executives, business owners, and affluent families. Specific to corporate executives, his team has extensive experience with corporate incentive programs including equity compensation (i.e. stock options, RSUs, etc.), and can incorporate these awards into their overall financial plans.

        • CERTIFIED FINANCIAL PLANNER™
        251 South Lake Avenue
        10th Floor
        Pasadena, CA 91101
      • Eric Hernandez Profile Picture.

        Eric Hernandez

        Senior Vice President–Wealth Management

        Financial Advisor

        • image
        • image
        • image
        • AR
        • AZ
        • CA
        • CO
        • CT
        • DE
        • FL
        • GA
        • HI
        • ID
        • IL
        • IN
        • MA
        • MD
        • ME
        • MT
        • NC
        • NE
        • NH
        • NJ
        • NV
        • NY
        • OH
        • OK
        • OR
        • PA
        • PR
        • RI
        • SC
        • TN
        • TX
        • UT
        • VA
        • VT
        • WA
        • WI
        • WY

        Eric Hernandez is a member of the firm's Corporate Employee Financial Services (CEFS) group which serves executives and employees of public companies. He creates tailored investment strategies based on UBS's research capabilities and client's individual objectives. He joined UBS in January 2009 after more than six years at Morgan Stanley. Eric earned his B.A. in Economics and Psychology from the University of Southern California.

        • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

        • University of Southern California, B.A. in Economics and Psychology
          3030 Old Ranch Parkway
          Suite 300
          Seal Beach, CA 90740
        • image

          Misty Escobedo

          Client Associate

          • image
          • image
          • image
          • CA

                3030 Old Ranch Parkway
                Suite 300
                Seal Beach, CA 90740
              • B headshot

                Bahraam Foroughi

                Client Associate

                • image
                • image
                • CA
                • DE

                      3030 Old Ranch Parkway
                      Suite 300
                      Seal Beach, CA 90740

                    Focus on liquidity management

                    CIO House View monthly livestream

                    Tree

                    UBS and Credit Suisse—stronger than ever

                    Legacy—Wealth for others

                    For needs that go beyond your own—to help you improve the lives of others

                    What will your legacy be?
                    It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                    Learn more at ubs.com/wealthway.

                    Backed by the strength of UBS

                    A global leader in wealth management

                    $3.9 trillion

                    In invested assets globally 
                    As of 12/31/2022

                    51 countries

                    Our global footprint

                    Global leader

                    UBS is a world-leading wealth manager

                    Insights