Senior Vice President–Wealth Management
Financial Advisor
For more than 20 years, Brian has been helping families, businesses, retirement plans, and foundations achieve their financial goals by providing Investment Counseling; Retirement Planning; Legacy Planning; and Money Management Counseling. Having successfully guided clients through ten market corrections and two recessions, Brian has demonstrated loyalty and long-term stability to his clients that sets him apart from his peers.
Brian recognizes that every client's needs are unique and he is passionate about helping each client succeed in reaching their financial goals. With his clients, Brian emphasizes asset allocation and total portfolio management with a focus on retirement income planning; he often advises his clients to invest like institutions and adopt an institutional discipline for strong long-term results. He also helps clients with legacy funding, investment management selection and investment policy design.
Brian is FINRA-registered and holds Series 7, 63 and 65 securities licenses, as well as licenses for Health and Life Insurance. He also holds the following designations, Certified Investment Management Analyst (CIMA), Certified 401(k) Professional (C(k)P), these two programs were completed at The University of Pennsylvania's Wharton School of Business; Chartered Retirement Plan Specialist (CRPS) through the College of Financial Planning; and Accredited Investment Fiduciary (AIF) through The Center for Fiduciary Studies. Brian is also a member of UBS's DC Advisory Program, which is comprised of an elite subset of advisors whose experience and knowledge authorize them to counsel on defined contribution retirement plans. In 2011, 401kWire named Brian one of the top 300 Most Influential Defined Contribution Advisors of the year. Additionally, Brian holds a BS in Finance from California Polytechnic State University, San Luis Obispo.
Education
Credentials
Senior Vice President–Wealth Management
Financial Advisor
For more than 20 years, Brian has been helping families, businesses, retirement plans, and foundations achieve their financial goals by providing Investment Counseling; Retirement Planning; Legacy Planning; and Money Management Counseling. Having successfully guided clients through ten market corrections and two recessions, Brian has demonstrated loyalty and long-term stability to his clients that sets him apart from his peers.
Brian recognizes that every client's needs are unique and he is passionate about helping each client succeed in reaching their financial goals. With his clients, Brian emphasizes asset allocation and total portfolio management with a focus on retirement income planning; he often advises his clients to invest like institutions and adopt an institutional discipline for strong long-term results. He also helps clients with legacy funding, investment management selection and investment policy design.
Brian is FINRA-registered and holds Series 7, 63 and 65 securities licenses, as well as licenses for Health and Life Insurance. He also holds the following designations, Certified Investment Management Analyst (CIMA), Certified 401(k) Professional (C(k)P), these two programs were completed at The University of Pennsylvania's Wharton School of Business; Chartered Retirement Plan Specialist (CRPS) through the College of Financial Planning; and Accredited Investment Fiduciary (AIF) through The Center for Fiduciary Studies. Brian is also a member of UBS's DC Advisory Program, which is comprised of an elite subset of advisors whose experience and knowledge authorize them to counsel on defined contribution retirement plans. In 2011, 401kWire named Brian one of the top 300 Most Influential Defined Contribution Advisors of the year. Additionally, Brian holds a BS in Finance from California Polytechnic State University, San Luis Obispo.
Education
Credentials
Client Associate
Client Associate
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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