Global access. Strategic solutions.

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Mike is a Managing Director and has advised ultra high-net-worth families for 22 years. He joined UBS in 2003 after having spent 6 ½ years as a Vice President in the Investment Management Division at Goldman, Sachs & Co. Earlier in his career, Mike worked for Kimberly-Clark Corporation in Columbus, Ohio. He holds an MBA from Cornell SC Johnson Graduate School of Management and a BS degree in Finance from The Ohio State University. He resides in Orinda with his wife, Janine, and three children: Dylan, Abby and Hannah.

• Barron's Top 1,200 Financial Advisors, 2018, 2019, 2020, 2021, 2022, 2023
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Forbes Best-in-State Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Cornell SC Johnson Graduate School of Management, M.B.A.
• The Ohio State University, B.S. Finance

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David is a Managing Director with almost 25 years of experience working with both high-net-worth individuals and sophisticated institutional clients.  He joined UBS in 2003 after having spent 6 ½ years as a Vice President in the Investment Management Division at Goldman, Sachs & Co.  Prior to joining Goldman Sachs, David worked in Credit Suisse First Boston’s Fixed Income Division. He holds an MBA from UCLA Anderson School of Management and a BA from the University of California, Berkeley. David and his wife, Monique, live in Orinda with their three sons: Drew, Kyle and Brett.

• Barron's Top 1,000 Financial Advisors, 2009, 2010, 2011, 2012, 2013The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Barron's Top 1,200 Financial Advisors, 2014, 2015, 2016, 2017, 2018, 2019, 2020, 2021, 2022, 2023
  The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• UCLA Anderson School of Management, M.B.A.
• University of California, Berkeley, B.A.

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Eddie is an Associate Director, Sr. Wealth Strategy Associate with 16 years of experience advising clients at UBS. Eddie is responsible for investment portfolio construction, monitoring, and performance attribution in addition to overseeing team operations. Prior to joining UBS in 2005, he worked for Argus Information and Advisory Services in White Plains, New York. Eddie graduated from Harvard University with a BA in Computer Science and holds the Chartered Financial Analyst® designation.  He resides in Burlingame with his wife Dan and son Alex.

• Harvard University, B.A. Computer Science

• Chartered Financial Analyst®

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Katherine is a Senior Wealth Strategy Associate with ten years of experience working with high-net-worth clients. Prior to joining UBS, she worked at Merrill Lynch Private Bank with wealthy families and foundations. She graduated from the University of Texas at Austin with a BS degree in Communication Sciences and Disorders. Katherine and her husband live in San Francisco with their family.

• University of Texas at Austin, B.S. Communication Sciences and Disorders

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Carlos is a Senior Wealth Strategy Associate and the newest member of our team. He joined us in November 2020 after almost 5 years at Morgan Stanley Private Wealth Management as a Director of Business Strategy leading financial planning, portfolio performance/analytics, and new client development endeavors. Carlos holds a BS in Management Science & Engineering from Stanford University, an MS in Financial Analysis from the University of San Francisco, and an accounting certificate from Santa Clara University. Carlos and his wife live in South San Francisco and are raising a daughter.

• Stanford University, B.S. Management Science & Engineering
• University of San Francisco, M.S. Financial Analysis
• Santa Clara University, Certificate, Advanced Accounting Proficiency