$3.9 trillion
In invested assets globally
As of 12/31/2022
Private Wealth Management
Our comprehensive planning process begins with meaningful conversations about what matters most to you. By focusing on your priorities, we'll learn all we can about you, your family and your business. We will then work together to build a plan that helps put you—and keep you—on track pursuing your goals.
Mike is a Managing Director and has advised ultra high-net-worth families for 22 years. He joined UBS in 2003 after having spent 6 ½ years as a Vice President in the Investment Management Division at Goldman, Sachs & Co. Earlier in his career, Mike worked for Kimberly-Clark Corporation in Columbus, Ohio. He holds an MBA from Cornell SC Johnson Graduate School of Management and a BS degree in Finance from The Ohio State University. He resides in Orinda with his wife, Janine, and three children: Dylan, Abby and Hannah.
David is a Managing Director with almost 25 years of experience working with both high-net-worth individuals and sophisticated institutional clients. He joined UBS in 2003 after having spent 6 ½ years as a Vice President in the Investment Management Division at Goldman, Sachs & Co. Prior to joining Goldman Sachs, David worked in Credit Suisse First Boston’s Fixed Income Division. He holds an MBA from UCLA Anderson School of Management and a BA from the University of California, Berkeley. David and his wife, Monique, live in Orinda with their three sons: Drew, Kyle and Brett.
Eddie is an Associate Director, Sr. Wealth Strategy Associate with 16 years of experience advising clients at UBS. Eddie is responsible for investment portfolio construction, monitoring, and performance attribution in addition to overseeing team operations. Prior to joining UBS in 2005, he worked for Argus Information and Advisory Services in White Plains, New York. Eddie graduated from Harvard University with a BA in Computer Science and holds the Chartered Financial Analyst® designation. He resides in Burlingame with his wife Dan and son Alex.
Katherine is a Senior Wealth Strategy Associate with ten years of experience working with high-net-worth clients. Prior to joining UBS, she worked at Merrill Lynch Private Bank with wealthy families and foundations. She graduated from the University of Texas at Austin with a BS degree in Communication Sciences and Disorders. Katherine and her husband live in San Francisco with their family.
Carlos is a Senior Wealth Strategy Associate and the newest member of our team. He joined us in November 2020 after almost 5 years at Morgan Stanley Private Wealth Management as a Director of Business Strategy leading financial planning, portfolio performance/analytics, and new client development endeavors. Carlos holds a BS in Management Science & Engineering from Stanford University, an MS in Financial Analysis from the University of San Francisco, and an accounting certificate from Santa Clara University. Carlos and his wife live in South San Francisco and are raising a daughter.
Mike is a Managing Director and has advised ultra high-net-worth families for 22 years. He joined UBS in 2003 after having spent 6 ½ years as a Vice President in the Investment Management Division at Goldman, Sachs & Co. Earlier in his career, Mike worked for Kimberly-Clark Corporation in Columbus, Ohio. He holds an MBA from Cornell SC Johnson Graduate School of Management and a BS degree in Finance from The Ohio State University. He resides in Orinda with his wife, Janine, and three children: Dylan, Abby and Hannah.
David is a Managing Director with almost 25 years of experience working with both high-net-worth individuals and sophisticated institutional clients. He joined UBS in 2003 after having spent 6 ½ years as a Vice President in the Investment Management Division at Goldman, Sachs & Co. Prior to joining Goldman Sachs, David worked in Credit Suisse First Boston’s Fixed Income Division. He holds an MBA from UCLA Anderson School of Management and a BA from the University of California, Berkeley. David and his wife, Monique, live in Orinda with their three sons: Drew, Kyle and Brett.
Eddie is an Associate Director, Sr. Wealth Strategy Associate with 16 years of experience advising clients at UBS. Eddie is responsible for investment portfolio construction, monitoring, and performance attribution in addition to overseeing team operations. Prior to joining UBS in 2005, he worked for Argus Information and Advisory Services in White Plains, New York. Eddie graduated from Harvard University with a BA in Computer Science and holds the Chartered Financial Analyst® designation. He resides in Burlingame with his wife Dan and son Alex.
Katherine is a Senior Wealth Strategy Associate with ten years of experience working with high-net-worth clients. Prior to joining UBS, she worked at Merrill Lynch Private Bank with wealthy families and foundations. She graduated from the University of Texas at Austin with a BS degree in Communication Sciences and Disorders. Katherine and her husband live in San Francisco with their family.
Carlos is a Senior Wealth Strategy Associate and the newest member of our team. He joined us in November 2020 after almost 5 years at Morgan Stanley Private Wealth Management as a Director of Business Strategy leading financial planning, portfolio performance/analytics, and new client development endeavors. Carlos holds a BS in Management Science & Engineering from Stanford University, an MS in Financial Analysis from the University of San Francisco, and an accounting certificate from Santa Clara University. Carlos and his wife live in South San Francisco and are raising a daughter.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures
What’s really important to you—today and for the long term? Our approach starts with questions and discussions that can help you organize your financial life into three key dimensions: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.
Time frames may vary. Strategies are subject to individual client goals, objectives and suitability. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.
Whether you are new to philanthropy or a veteran philanthropist, committed to community causes or initiatives worldwide, your wealth can be a powerful catalyst for positive change. As Private Wealth Advisors, we’re committed to helping you and your families develop a charitable giving program that reflects your vision and your values.
As a highly successful executive, you’ve achieved a certain level of professional accomplishment, and obtaining the right personal wealth management advice becomes an even greater priority. Our team can simplify the complexity of your financial world, identify an appropriate strategy, and ultimately help you enhance and preserve your success, today and for many years to come.
$3.9 trillion
In invested assets globally
As of 12/31/2022
51 countries
Our global footprint
Global leader
UBS is a world-leading wealth manager
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