Your story. Your plan for the future.

Private Wealth Management

Navigating divorce, together

Divorce is difficult. Such an important transition is always an emotional challenge, often coupled with a complex legal process and a major financial adjustment.

We believe this transition is an opportunity to re-imagine your story. Now is the time to take control. Know where you stand and what you want for your future. And realize that you’re not alone on your journey when you work with a team that appreciates what you face and has the experience to help you chart your path forward.

No matter how hard it gets, we will stand by your side as you turn the page and write the next chapters of your story.

Connect with us

Financial empowerment from the ground up

A private wealth plan tailored just for you

As Certified Divorce Financial Analysts^®, we specialize in guiding women thrust into the financial driver’s seat, often for the first time. Working in lockstep with clients and their attorneys to navigate the major transitions stemming from divorce, we offer financial advocacy from the outset—partnering with you before, during and long after your settlement is finalized.

Helping women take charge

Financial decision-making is easier when you have the benefit of a trusted source of advice. Our team is here for you with planning-based solutions to help you confidently take charge of your financial world. To us, it’s about helping you feel empowered to make important decisions about today’s opportunities and challenges—and tomorrow’s.

Dive into our Own Your Worth research and start moving your money in the direction you want.

Own Your Worth

The unique challenges of women and wealth

Today, women are experiencing longer life spans and controlling greater wealth than ever before. The need and desire for informed wealth management advice is clear. Our compassionate and solutions-oriented approach has long focused on the perspectives women bring to the planning and investing conversations, as well as the importance of financial education as a foundation to making sound financial decisions.

Learn your money language so you can make the money move that is right for you.

Take the quiz

Family law attorney collaborations

We help attorneys guide clients to financial empowerment as early as possible. At any stage of a case – during discovery, approaching mediation, or following settlement – our collaborative approach helps clients understand what is possible and plan for a realistic future, making them better partners in the dissolution process and easing the burden inherent in effective advocacy.

We also provide MCLE and CFLS accredited programs on how to best counsel clients on the financial impact of divorce.

Financial Goals Kickstart Guide

Own Your Worth

Take the quiz

Financial Goals Kickstart Guide

Write your next chapter with these key tools

The key questions

Create new goals by focusing on what truly matters.

We work together to craft a vision for your next chapter through real dialogue and meaningful contemplation.

Click here for more

Insights to guide you forward

For every life stage—and every aspect of your finances—you can expect us to bring you important insights and thoughtful perspectives to guide you in moving ahead with more confidence.

Becoming single

How can you take control of your wealth if you suddenly have become single, due to divorce, separation or your partner passing away? These and other considerations can help you take up the reins of your financial life:

1. Choose your legal representation wisely—Speak to, and meet with, various lawyers to find the best fit.

2. Don’t be afraid to ask ‘stupid’ questions—Understanding exactly what’s happening with your finances will help you move confidently into the next phase of your life.

3. Take your time—Tackle the immediate issues first and call on experts and professional advisors to help you deal with longer-term challenges.

4. Assess your current financial advisors—Do you feel fully confident in them?

5. Welcome your new financial responsibility—Recognize that learning about your finances puts you in control of your wellbeing and happiness.

See the financial impact of divorce

Start getting involved with your wealth now

What’s your financial personality?

Are you afraid to take risks even when they might work in your favor? Or are you happy to throw caution to the wind without worrying about things going wrong?

Your financial personality can play a big role in the investments you choose. Some people are financial daredevils, willing and able to risk losing money for the chance of high returns. Others struggle to sleep knowing they’re risking their hard-earned finances. For them, the opportunity to grow their money just a little is a fair price for peace of mind.

So, what’s yours? And how might it affect your wealth?

Explore your financial personality

Five investment mistakes to avoid

We’re all human and we all make mistakes. But there’s a big difference between forgetting an anniversary and picking the wrong place to invest. Here are five common investment errors you’ll want to avoid.

1. Changing your investments too often: People in the investment industry call it ‘timing the market.’ And it’s very easy to get wrong.

2. Not checking and maintaining your portfolio regularly: Ignore your portfolio at your peril.

3. Letting big numbers blind you:Some choose ‘star’ fund managers and investments (alpha) because they’re impressed by how they’ve performed recently.

4. Sticking with losers, not winners:People fear losses more than they enjoy gains.

5. Staying too close to home: Are you missing the chance of growing your money by investing abroad as well as domestically

Learn more about the five common investment errors you’ll want to avoid

All your financial planning needs in one place

We stand ready to meet you exactly where you are as you transition into this new life stage. Our conversations will help you define your priorities as we educate you on planning components such as:

– Liquidity management and cash flow needs

– Asset replacement solutions (e.g., insurance, estate planning strategies)

– Tax and legal structures (e.g., trusts and philanthropic vehicles)

An effective financial plan starts with your goals. Get started on defining what’s important to you.

Take a self assessment

ElectionWatch 2024

24 questions for the '24 US election

Election day is fast approaching and the outcome could impact your portfolio. Connect with us for election insights and investment strategies that may be right for you.

The latest ElectionWatch report from our Chief Investment Office answers 24 of investors' frequently asked questions. Covering a range of concerns from taxes and inflation to investment considerations and monetary policy, this report can help inform your decisions regardless of the election's outcome.

Download the report

Pursuing your goals

We want to truly understand what motivates you—and then apply those goals, priorities and values to a fully customized plan. Drawing on the sophisticated resources of UBS Private Wealth Management with a focus on education and empowerment, we help you become the confident agent of your own financial landscape, now and into the future.

Private Wealth Advisors

Daniel Bemel

Senior Vice President–Wealth Management

Financial Advisor
Daniel Bemel

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2392
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- KS
- LA
- MA
- MD
- MI
- MT
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SD
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Through education and empowerment, Dan helps provide the infrastructure for his clients to take control of their financial lives, often for the first time. Financial planning and investment management are central to his long term, collaborative approach.

Dan strives to truly understand his clients – what motivates them, what they want for their family, and what they want for their community. And as a Certified Divorce Financial Analyst®, he helps clients and their attorneys navigate the financial impact of divorce before, during and after a case is resolved.

Dan is an active member of the Beverly Hills Bar Association, serving on the family law section executive committee. He is also a member of the board of directors at the Harriett Buhai Center for Family Law, a cornerstone of family law and domestic violence assistance for low-income people in California.

Prior to joining UBS in 2009, Dan practiced law at Los Angeles-area firms in a wide variety of disciplines including trust and estates, corporate litigation, family law, and liability defense, though he does not perform this function at UBS.

Born and raised in Los Angeles, Dan earned a B.A. in sociology from the University of California, Santa Cruz and a J.D. from the University of California, Hastings College of the Law. He holds his Series 7 and 66 securities licenses and is a member in good standing of the California Bar Association.
- Barron’s Top 100 Private Wealth Management TeamsThe Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

daniel.bemel@ubs.com

Daniel Bemel

2000 Avenue of the Stars,Los Angeles,CA,90067
Kelly Rote

Director

Financial Advisor
Kelly Rote

Director
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2415
View bio Industry recognition
- CA
- CO
- CT
- FL
- GA
- MA
- MI
- NJ
- NV
- NY
- OH
- TN
- TX
Kelly Rote believes that the key to her clients’ long-term success is their having financial confidence, which she prioritizes through education in an approachable way. A Wall Street veteran and investor at heart, she spent the first 15 years of her career managing investment strategies and composing portfolios. Then she discovered her passion for encouraging women to take charge of their financial wellness while she was working as a trader in New York City.

In 2020, Kelly returned to Los Angeles, where she now utilizes her deep knowledge of markets and strategic insights to develop financial solutions for her clients. Her mission is to help clients achieve their financial goals and understand why they have specific investments in their portfolios. She believes that helping her clients achieve this understanding fosters a financial confidence that many experience for the first time and this empowers them to truly feel in control of their financial lives.

Kelly holds a B.B.A. in finance and international business from James Madison University's College of Business, where she continues to serve as a mentor to students. She has also earned her Series 3, 7, 63 and 66 securities licenses. She serves on the Visionary Women Gen V board, is a member of the NVAK Collective Council and is a supporter of LACMA. She also enjoys tennis, Pilates, hiking and running. In 2018, she traveled to Lewa, Kenya with a UBS team to run in the Safaricom Marathon to benefit wildlife conservation and education efforts. She lives in Brentwood.
- Barron’s Top 100 Private Wealth Management TeamsThe Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Certified Divorce Financial Analyst
- Private Wealth Advisor
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

kelly.rote@ubs.com

Kelly Rote

2000 Avenue of the Stars,Los Angeles,CA,90067
Peter Prophit

Managing Director–Wealth Management

Financial Advisor
Peter Prophit

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2404
View bio Industry recognition
- AK
- AZ
- CA
- CO
- FL
- GA
- ID
- IL
- MA
- MD
- MI
- MT
- NC
- NV
- NY
- OH
- OK
- PA
- TN
- TX
- UT
- WA
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022The Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

peter.prophit@ubs.com

Peter Prophit

2000 Avenue of the Stars,Los Angeles,CA,90067
David Goodenough

Senior Vice President–Wealth Management

Financial Advisor
David Goodenough

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2460
View bio Industry recognition
- AK
- AZ
- CA
- CO
- DE
- FL
- GA
- ID
- IL
- KY
- MA
- MD
- MI
- MT
- NJ
- NV
- NY
- OH
- OR
- SC
- TN
- TX
- UT
- WA
David started in the financial services industry in 1992 and joined UBS in 2008. He has extensive experience in portfolio management and awareness of global markets and is able to offer innovative solutions for a broad variety of sophisticated clients.

He is passionate about providing highly personalized and comprehensive wealth management services to corporate executives, entrepreneurs and affluent families. David is committed to financial research in order to maintain an expansive understanding of economic markets as well as thorough knowledge of individual companies. He brings this intelligence to develop strategic recommendations for his discerning clients.

David spent over 16 years in the private wealth management divisions of Morgan Stanley (1992-2002) and Lehman Brothers (2002-2008). He earned his M.B.A from the Anderson School of Management at UCLA and his B.A. in Finance from the University of California, Berkeley.

A Deacon in his community church, David also serves as a mentor for Imagine LA, a multi-denominational charity that helps families transition off welfare to become self-sufficient. He lives in Sherman Oaks with his wife Jenny and their two daughters.
- Barron’s Top 100 Private Wealth Management TeamsThe Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

david.goodenough@ubs.com

David Goodenough

2000 Avenue of the Stars,Los Angeles,CA,90067
Katie Mazzocco

Authorized Officer

Senior Wealth Strategy Associate
Katie Mazzocco

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2453
View bio
- AK
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- KS
- MA
- MI
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- SD
- TN
- TX
- UT
- WA
- WI
Katie joined UBS in 2011. With over 20 years in the financial services industry, Katie brings a depth of experience to every client she works with. She leads the team's operations and service mission, making sure client needs are handled efficiently and effectively.

Katie is key to the team's growth and success. Her responsibilities across the group include trading (equities, fixed income, and options), performance reporting, portfolio implementation, disbursements and reconciliations, account opening and maintenance, and lending. The comprehensive service Katie provides our clients in each of these areas is unparalleled.

She takes particular pride in working on complicated issues, from helping family members organize and understand their balance sheet, working with trustees to establish and update accounts after major life events, or executing multi-leg options trades.

Prior to joining UBS, Katie was responsible for portfolio accounting and client reporting in the Operations Department of a Registered Investment Advisor for four years. Previously, she was the Director of Operations in a commodity brokerage firm for eight years.

Katie holds FINRA Series 7 and 66 securities license and earned a B.A. in Political Science from the University of Michigan.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

katie.mazzocco@ubs.com

Katie Mazzocco

2000 Avenue of the Stars,Los Angeles,CA,90067
McKenna Morley

Senior Wealth Strategy Associate
McKenna Morley

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-3932
View bio
- AK
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- KS
- MA
- MI
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- SD
- TN
- TX
- UT
- WA
- WI
McKenna joined UBS in 2018, and our team in 2024. Using her diverse skill set and deep knowledge of UBS operations, McKenna has an impact on every aspect of the client experience and our team’s growth.

Completely invested in our mission to educate and empower our clients, and ultimately help them achieve their financial goals, McKenna strives to make every client interaction a positive one. Her responsibilities include account opening and onboarding, reporting, balance sheet analysis, financial planning, and more.

With a deft personal touch, she brings a particularly thoughtful approach to first-time clients. By devoting extra time to teach new clients how to read their statements, access their accounts, and manage their money, McKenna meets clients where they are, regardless of their prior market experience.

McKenna is recognized by her peers as a thought leader, consistently engaged with local and national UBS stakeholders. The depth of her relationships across the firm and her ability to navigate complicated issues benefits both our clients and team members daily.

McKenna holds FINRA Series 7 and 66 securities license and earned a B.A. in Political Science from the University of Southern California. She currently resides in Los Angeles, California. In her free time, she enjoys photography, art, cooking, and spending time with her dog and two cats.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

mckenna.morley@ubs.com

McKenna Morley

2000 Avenue of the Stars,Los Angeles,CA,90067
Maggie Asikian

Senior Client Associate
Maggie Asikian

Senior Client Associate

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2393
View bio
- AK
- AZ
- CA
- CO
- DE
- FL
- GA
- ID
- IL
- MA
- MD
- MI
- MT
- NJ
- NV
- NY
- OH
- TN
- TX
- WA
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

maggie.asikian@ubs.com

Maggie Asikian

2000 Avenue of the Stars,Los Angeles,CA,90067

Private Wealth Advisors

Daniel Bemel

Senior Vice President–Wealth Management

Financial Advisor
Daniel Bemel

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2392
View bio Industry recognition
- AK
- AL
- AZ
- CA
- CO
- CT
- DC
- DE
- FL
- GA
- ID
- IL
- KS
- LA
- MA
- MD
- MI
- MT
- NJ
- NM
- NV
- NY
- OH
- OR
- PA
- SD
- TN
- TX
- UT
- VA
- WA
- WI
- WV
- WY
Through education and empowerment, Dan helps provide the infrastructure for his clients to take control of their financial lives, often for the first time. Financial planning and investment management are central to his long term, collaborative approach.

Dan strives to truly understand his clients – what motivates them, what they want for their family, and what they want for their community. And as a Certified Divorce Financial Analyst®, he helps clients and their attorneys navigate the financial impact of divorce before, during and after a case is resolved.

Dan is an active member of the Beverly Hills Bar Association, serving on the family law section executive committee. He is also a member of the board of directors at the Harriett Buhai Center for Family Law, a cornerstone of family law and domestic violence assistance for low-income people in California.

Prior to joining UBS in 2009, Dan practiced law at Los Angeles-area firms in a wide variety of disciplines including trust and estates, corporate litigation, family law, and liability defense, though he does not perform this function at UBS.

Born and raised in Los Angeles, Dan earned a B.A. in sociology from the University of California, Santa Cruz and a J.D. from the University of California, Hastings College of the Law. He holds his Series 7 and 66 securities licenses and is a member in good standing of the California Bar Association.
- Barron’s Top 100 Private Wealth Management TeamsThe Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

daniel.bemel@ubs.com

Daniel Bemel

2000 Avenue of the Stars,Los Angeles,CA,90067
Kelly Rote

Director

Financial Advisor
Kelly Rote

Director
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2415
View bio Industry recognition
- CA
- CO
- CT
- FL
- GA
- MA
- MI
- NJ
- NV
- NY
- OH
- TN
- TX
Kelly Rote believes that the key to her clients’ long-term success is their having financial confidence, which she prioritizes through education in an approachable way. A Wall Street veteran and investor at heart, she spent the first 15 years of her career managing investment strategies and composing portfolios. Then she discovered her passion for encouraging women to take charge of their financial wellness while she was working as a trader in New York City.

In 2020, Kelly returned to Los Angeles, where she now utilizes her deep knowledge of markets and strategic insights to develop financial solutions for her clients. Her mission is to help clients achieve their financial goals and understand why they have specific investments in their portfolios. She believes that helping her clients achieve this understanding fosters a financial confidence that many experience for the first time and this empowers them to truly feel in control of their financial lives.

Kelly holds a B.B.A. in finance and international business from James Madison University's College of Business, where she continues to serve as a mentor to students. She has also earned her Series 3, 7, 63 and 66 securities licenses. She serves on the Visionary Women Gen V board, is a member of the NVAK Collective Council and is a supporter of LACMA. She also enjoys tennis, Pilates, hiking and running. In 2018, she traveled to Lewa, Kenya with a UBS team to run in the Safaricom Marathon to benefit wildlife conservation and education efforts. She lives in Brentwood.
- Barron’s Top 100 Private Wealth Management TeamsThe Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
- Certified Divorce Financial Analyst
- Private Wealth Advisor
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

kelly.rote@ubs.com

Kelly Rote

2000 Avenue of the Stars,Los Angeles,CA,90067
Peter Prophit

Managing Director–Wealth Management

Financial Advisor
Peter Prophit

Managing Director–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2404
View bio Industry recognition
- AK
- AZ
- CA
- CO
- FL
- GA
- ID
- IL
- MA
- MD
- MI
- MT
- NC
- NV
- NY
- OH
- OK
- PA
- TN
- TX
- UT
- WA
- Barron’s Top 100 Private Wealth Management Teams, 2021, 2022The Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

peter.prophit@ubs.com

Peter Prophit

2000 Avenue of the Stars,Los Angeles,CA,90067
David Goodenough

Senior Vice President–Wealth Management

Financial Advisor
David Goodenough

Senior Vice President–Wealth Management
Financial Advisor

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2460
View bio Industry recognition
- AK
- AZ
- CA
- CO
- DE
- FL
- GA
- ID
- IL
- KY
- MA
- MD
- MI
- MT
- NJ
- NV
- NY
- OH
- OR
- SC
- TN
- TX
- UT
- WA
David started in the financial services industry in 1992 and joined UBS in 2008. He has extensive experience in portfolio management and awareness of global markets and is able to offer innovative solutions for a broad variety of sophisticated clients.

He is passionate about providing highly personalized and comprehensive wealth management services to corporate executives, entrepreneurs and affluent families. David is committed to financial research in order to maintain an expansive understanding of economic markets as well as thorough knowledge of individual companies. He brings this intelligence to develop strategic recommendations for his discerning clients.

David spent over 16 years in the private wealth management divisions of Morgan Stanley (1992-2002) and Lehman Brothers (2002-2008). He earned his M.B.A from the Anderson School of Management at UCLA and his B.A. in Finance from the University of California, Berkeley.

A Deacon in his community church, David also serves as a mentor for Imagine LA, a multi-denominational charity that helps families transition off welfare to become self-sufficient. He lives in Sherman Oaks with his wife Jenny and their two daughters.
- Barron’s Top 100 Private Wealth Management TeamsThe Barron's rating is awarded annually in April based on information from the prior year Q4.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

david.goodenough@ubs.com

David Goodenough

2000 Avenue of the Stars,Los Angeles,CA,90067
Katie Mazzocco

Authorized Officer

Senior Wealth Strategy Associate
Katie Mazzocco

Authorized Officer
Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2453
View bio
- AK
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- KS
- MA
- MI
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- SD
- TN
- TX
- UT
- WA
- WI
Katie joined UBS in 2011. With over 20 years in the financial services industry, Katie brings a depth of experience to every client she works with. She leads the team's operations and service mission, making sure client needs are handled efficiently and effectively.

Katie is key to the team's growth and success. Her responsibilities across the group include trading (equities, fixed income, and options), performance reporting, portfolio implementation, disbursements and reconciliations, account opening and maintenance, and lending. The comprehensive service Katie provides our clients in each of these areas is unparalleled.

She takes particular pride in working on complicated issues, from helping family members organize and understand their balance sheet, working with trustees to establish and update accounts after major life events, or executing multi-leg options trades.

Prior to joining UBS, Katie was responsible for portfolio accounting and client reporting in the Operations Department of a Registered Investment Advisor for four years. Previously, she was the Director of Operations in a commodity brokerage firm for eight years.

Katie holds FINRA Series 7 and 66 securities license and earned a B.A. in Political Science from the University of Michigan.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

katie.mazzocco@ubs.com

Katie Mazzocco

2000 Avenue of the Stars,Los Angeles,CA,90067
McKenna Morley

Senior Wealth Strategy Associate
McKenna Morley

Senior Wealth Strategy Associate

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-3932
View bio
- AK
- AZ
- CA
- CO
- CT
- DE
- FL
- GA
- HI
- ID
- IL
- KS
- MA
- MI
- MT
- NC
- NJ
- NV
- NY
- OH
- OK
- OR
- PA
- SC
- SD
- TN
- TX
- UT
- WA
- WI
McKenna joined UBS in 2018, and our team in 2024. Using her diverse skill set and deep knowledge of UBS operations, McKenna has an impact on every aspect of the client experience and our team’s growth.

Completely invested in our mission to educate and empower our clients, and ultimately help them achieve their financial goals, McKenna strives to make every client interaction a positive one. Her responsibilities include account opening and onboarding, reporting, balance sheet analysis, financial planning, and more.

With a deft personal touch, she brings a particularly thoughtful approach to first-time clients. By devoting extra time to teach new clients how to read their statements, access their accounts, and manage their money, McKenna meets clients where they are, regardless of their prior market experience.

McKenna is recognized by her peers as a thought leader, consistently engaged with local and national UBS stakeholders. The depth of her relationships across the firm and her ability to navigate complicated issues benefits both our clients and team members daily.

McKenna holds FINRA Series 7 and 66 securities license and earned a B.A. in Political Science from the University of Southern California. She currently resides in Los Angeles, California. In her free time, she enjoys photography, art, cooking, and spending time with her dog and two cats.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

mckenna.morley@ubs.com

McKenna Morley

2000 Avenue of the Stars,Los Angeles,CA,90067
Maggie Asikian

Senior Client Associate
Maggie Asikian

Senior Client Associate

UBS Financial Services Inc.

Private Wealth Management

2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

310-734-2393
View bio
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Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
2000 Avenue of the Stars
7th. Floor North
Los Angeles, CA 90067

maggie.asikian@ubs.com

Maggie Asikian

2000 Avenue of the Stars,Los Angeles,CA,90067

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