Financial planning and beyond

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Rose joined UBS in 1985 and is a Certified Financial Planner™ professional based in The Hamptons and NYC. She has experience offering personalized goal oriented financial planning for individuals, artists and entrepreneurs through all market cycles. Rose holds the Certified Investment Management Analyst® designation, administered by the Investment Management Consultants Association® and taught in conjunction with The Wharton School, University of Pennsylvania. Rose also specializes in Socially Responsible Investing (SRI) and holds the CSRIC™ designation (Chartered Socially Responsible Investing Counselor).  

Rose is committed to making a difference in her clients' lives, and in the lives of her UBS colleagues. Her team spirit, dedication and tireless work ethic have been recognized with the UBS Aspire award, which is presented each quarter to UBS employees who demonstrate the core principles of the firm - integrity, collaboration and challenge. Rose also received the East End Women's Network, Women of the Year in 2016, which is awarded to female business leaders on the East End of Long Island who show good character and leadership in both their professional life and in the community.

Rose grew up in Connecticut and Long Island. She has a B.A. from Albertus Magnus College and a MFA in creative writing from Stonybrook University. Rose has four children and three grandchildren and she lives in Southampton with her husband John and their three dogs.

Rose is a community leader and has served on many boards, including Southampton Hospital, Southampton Rotary and The Retreat. With her husband, John, she established the Have A Heart Community Trust - a highly regarded charity on the eastern end of Long Island. In her spare time she enjoys working out, traveling and studying millinery at FIT in NYC.

• Forbes America’s Top Women Wealth Advisors, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
• Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Women Wealth Advisors, 2020, 2021, 2022, 2023The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Albertus Magnus College, B.A.
• Stonybrook University, MFA Creative Writing

• Certified Investment Management Analyst®
• CERTIFIED FINANCIAL PLANNER™
• Chartered SRI Counselor℠
• Wealth Advisor

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Gloria joined UBS in 2018 and is a Financial Advisor assisting clients with their personal financial planning. Gloria focuses on Socially Responsible Investing and using environmental, social and governance (ESG) research when investing which considers the positive or negative social and environmental effects of underlying investments while looking for opportunities to drive positive change. Gloria is a CERTIFIED FINANCIAL PLANNER™ and holds the CSRIC™ designation (Chartered Socially Responsible Investing Counselor). She also concentrates on financial education initiates for the team's female and next-generation client base. 

Gloria holds her FINRA Series 7 and 66. Gloria graduated from New York University's Tisch School of the Arts, where she studied Film & TV and minored in business. Prior to joining UBS, she worked as a casting producer and editor for various reality TV shows. Growing up the daughter of two UBS financial advisors, she developed a passion for educating and helping others with financial literacy.

Gloria lives between New York City and Southampton and is an active member of both communities. She is on the Southampton Village Business Revitalization committee and a board member for Heart of the Hamptons, a food pantry and general assistance nonprofit in Southampton. She also serves as a board member for Hearts to Homes, a non-profit that assists newly independent young adults who have aged out of foster care to furnish their new homes. In her free time she enjoys playing tennis, skiing around the world and working out.

• New York University, Tisch School of the Arts, Film & TV, Business

• CERTIFIED FINANCIAL PLANNER™
• Chartered SRI Counselor℠

Richard has been with UBS since 2004. He earned a B.A. degree in business administration from Long Island University. Richard focuses on enhancing the client experience, coordinates administrative responsibilities, educates clients on account services and facilitates operational processing. Richard lives in Hampton Bays in his leisure time, plays basketball, golf and tennis.

• Long Island University, B.A. Business Administration

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Amy began her Wall St. career at Lebenthal & Co. a leader in municipal bonds. In an effort to strengthen her desire to provide clients a comprehensive wealth management experience Amy joined UBS in 2006. Amy’s practice is built upon the well-established relationships and experience she has developed in her over three decades in the business. Offering a customized and personal approach to wealth management, Amy takes the time to learn what’s most important to her clients through a detailed discovery and planning process that continues throughout their relationship to help her clients achieve their evolving short and long-term financial goals.

Amy resides in the North Shore of Long Island living with her husband and son, and frequently visiting with her daughter who lives in Jersey City. While not working Amy enjoys golf, outdoor adventures, and spending time with family and friends.

Amy has strong ties to the Port Washington community through affiliations with her Temple, Hadassah, and her support of local charities.

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Suzanne started her financial services career in 2000 at Merrill Lynch with The Chakiryan Group. In 2005, she transitioned to UBS. Suzanne graduated from State University of New York at Plattsburgh with a Bachelors of Science in Marketing.

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Before joining UBS Financial Services in 2005, Kenji spent 10 years travelling the globe gaining professional industry experience working with Fortune 500 companies on complex business management, transformation, and reengineering efforts. He incorporates this expertise today, as he specializes in corporate retirement benefits and business transition planning as a Partner of Katz Wealth Management.

As a Chartered Retirement Plan Specialist (CRPS®) and Senior Retirement Plan Consultant (SRPC), Kenji has received extensive training in corporate retirement plan solutions, design, and implementation. He is a designated retirement consultant and focuses on pursuing clients’ stated objectives in developing retirement plans (i.e. 401(k), 403(b), defined-benefit, cash-balance, and executive benefit programs through the use of nonqualified deferred compensation plans). As an Endowment & Foundation Consultant (EFC), Kenji understands the distinct dynamics of advising non-profit clients on fiduciary/risk management and investment advisory services.

In addition, as a Certified Exit Planning Advisor (CEPA®), he collaborates with clients on business exit planning – helping business owners seamlessly transition out of their business, on their own terms, while reflecting their financial goals.

Backed by a team of 17 specialized investment professionals, we have the resources to provide clients with the highest caliber of service and advice.

Credentials that build confidence Kenji received his B.S.B.A. from Ohio State University and maintains his Series 7 and 66 securities licenses as well as his life and health insurance license.

Outside of UBS Kenji lives in New York City with his wife, Emily, and their two children, Eva and Daniel. Kenji is a board member of a culinary foundation in New York, an active member of the Asian-American community, and a competitive triathlete. He is also an active participant in the UBS Community Affairs & Corporate Responsibility program.

• Barron’s Top 100 Private Wealth Management Teams, 2023The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
• Barron’s Top 50 Private Wealth Management Teams, 2019, 2020The Barron's rating is awarded annually in March and is based on information from the prior year Q4.
• Forbes America’s Top Wealth Management Teams, 2022The Forbes rating is compiled by Shook Research and awarded annually in November based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Management Teams, 2023The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.

• Ohio State University, B.S.B.A.

• Certified Exit Planning Advisor
• Chartered Retirement Plans Specialist℠
• Endowment & Foundation Consultant