Let's move forward. Together.

• AK
• AZ
• CA
• CO
• CT
• FL
• GA
• HI
• IA
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• LA
• MA
• MI
• MN
• MS
• NC
• NJ
• NM
• NV
• NY
• OK
• PA
• SC
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• UT
• VA
• WA
• WI

Mike has navigated clients through wealth management in some of the most volatile market conditions in our nation's history, spanning portions of three decades. He utilizes this past experience, and the skills and credentials acquired throughout his career in real estate and finance to help institutional and private clients, trustees, and business owners manage their financial needs.

Mike has been a Director at UBS since 2009 and is a member of the Institutional Consulting Group at UBS. There are less than 100 advisors with the Institutional Consultant title at UBS and Mike's expertise allows our team to provide customized solutions that address your organization's unique needs and circumstances. He is a Certified Financial Planner™ certificant and holds the Certified Investment Management Analyst and Accredited Retirement Plan Consultant designations.

Prior to joining UBS, Mike was a co-owner of a real estate appraisal firm in Connecticut, and a Wealth Management Consultant with Merrill Lynch. He graduated from Bentley University in Waltham, MA and is a member of the Financial Planning Association and the Investment Management Consultants Association

Mike is a member of Neighbors Helping Neighbors in Scottsdale, AZ and a Scottsdale Miss Softball coach as well as an SMS board member. Mike is also a mentor for American Corporate Partners (ACP), which assists veterans in their career transition from the armed forces to the civilian workforce. He is past president of the Exchange Club of Norwalk, and the American Diabetes Association – Fairfield County Advisory Council and past board member of the Scottsdale Museum of Contemporary Art (SMoCA).

Mike is a partner of the High Desert Institutional Consulting team which advises on over $1 billion in assets.  He and his wife, Lucy, and five daughters stay very active in the Southwest.

CA Ins. Lic. # 0E11612

• Barron's Top 100 Institutional Consultants, 2021The Barron's rating is awarded annually in April and is based on information from the prior year Q4. 
• Forbes Best-in-State Wealth Advisors, 2023The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• PLANADVISER Top Retirement Plan Advisers, 2022, 2023The PLANADVISOR rating is awarded in Q1 based on information from January of the award year.

• Bentley University

• Institutional Consultant, UBS Institutional Consulting Program
• Senior Retirement Plan Consultant
• Portfolio Manager

• AK
• AZ
• CA
• CO
• CT
• FL
• HI
• LA
• MI
• NC
• NJ
• NM
• NV
• NY
• PA
• SC
• TX
• UT
• VA
• WA

Tom offers more than 20 years of financial services experience and focuses on retirement, estate, and insurance planning for individuals and small business owners. He works with clients to help them better understand and manage their financial risks as they pursue their personal goals.

Prior to joining UBS in 2007, Tom held portfolio manager and advisory roles at Mellon Private Asset Management and East Pacific Investment Company, Inc. He also traded options on the trading floors of the Chicago Board Options Exchange and the Chicago Board of Trade from 1998 through 2006.

Tom earned the Chartered Financial Analyst (CFA) designation in 1998, and in 2010, he attained the CFP® designation of Certified Financial Planner™. In 1995, he was awarded an MBA in Finance from Hawaii Pacific University.

Tom is on the board of directors of the Phoenix CFA Society and previously served as the President. He & his wife, Mylene, live in Scottsdale, AZ with their four children.

CA Lic #0G14067

• Hawaii Pacific University, MBA in Finance

• Retirement Plan Consultant
• Portfolio Manager
• Wealth Advisor