Lasting relationships

Understanding what matters most to you

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

Boardwalk ocean

Diane M. Galvin, CFP, CIMA

First Vice President–Wealth Management

Financial Advisor

As a financial planner, I have successfully helped individuals and corporate investors with their investment planning needs through numerous market corrections and recessions. I joined UBS in 2012 after 27 years at another major financial services firm. I attribute much of my success to the fact that I have always been fascinated by the inner workings of Wall Street and genuinely enjoy helping my clients succeed in reaching all their financial goals.

I am here to work with you to analyze your individual financial situations and recommend a plan of action to help you meet your short and long term investment goals; I can also help you with education funding, retirement funding, structures for charitable giving and estate planning. I have both my Certified Financial Planner™ (CFP) practitioner and Certified Investments Management Analyst™ (CIMA) certifications. I am also FINRA- registered and hold Series 7, 8 and 63 securities licenses, Series 3 commodities futures license and series 65 Investment adviser license. I am committed to maintaining competence as an advanced investment advisor to benefit my clients by any means necessary.

My bachelor's degree is from Occidental College and I attended Wharton to complete my CIMA certification. In addition to my career I maintain active involvement with in my community. I currently serve as a board member on Children Skills for Life, which is a non-profit assisting children worldwide. I am also past director for the Moorpark Chamber of Commerce, Universal City Chamber of Commerce and past President for the Rotary Club of Moorpark.  In my free time I enjoy swimming and hiking. I currently reside in Moorpark with my daughter.

Personal & Community

  • Board Member, Children Skills for Life
  • Past President, Rotary Club of Moorpark, CA
  • Past Director of Universal City Chamber of Commerce
  • Past Director of Moorpark Chamber of Commerce
Registered States:
  • AL
  • AZ
  • CA
  • CO
  • DC
  • FL
  • GA
  • HI
  • IA
  • IN
  • MA
  • MD
  • NC
  • NM
  • NV
  • NY
  • OR
  • SC
  • TN
  • TX
  • UT
  • VA
  • WA

Education

  • Occidental College
  • Wharton

Credentials

  • CERTIFIED FINANCIAL PLANNER™
  • Certified Investment Management Analyst®

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Financial planning
Education planning
Long-term care planning
Retirement planning
Investing
Lending services
Cash management
Your goals are the starting point
3011 Townsgate Road
Suite 300, 3rd Floor
Westlake Village, CA 91361
  • (805) 367-3712

Email Me

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

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    Gilbert, Amy

    Senior Client Associate

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            Home Worker NV
            Home Worker NV, NV 000
            amy.gilbert@ubs.com
            Gilbert, Amy
            Home Worker NV,Home Worker NV,NV,000

          Defining your priorities. Pursuing what matters.

          Our experience and structured planning process drives a comprehensive financial plan and customized investment strategies. Depending on where you are in your life and the priorities that matter most, our planning conversations may focus on liquidity management, your cash flow needs, asset replacement solutions such as insurance, estate planning strategies, or tax and legal structures such as trusts and philanthropic vehicles.

          Why does A.I. in space matter?

          Outlook on interest rates

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          UBS Wealth Way

          Wealth from your point of view

          An approach that works for your entire financial life
          Our framework is designed to help you turn your possibilities into a plan. It starts with questions and a conversation to uncover everything that's important to you—beyond your money and wealth. Then, we organize your financial life in a way that gives you confidence you’ll have what you need—when you need it.

          A leader in wealth management

          Backed by the strength of our parent company, UBS AG

          Global leader

          UBS is a leading and truly global wealth manager

          Financial strength

          Driving confidence.
          A-  Standard & Poor’s
          A  Fitch
          A3
            Moody’s


          UBS AG, long-term senior secured debt rating. As of 03/31/2024

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