A plan for today, tomorrow and generations to come

By understanding what’s most important to you, we can organize your financial life to help make sure your short-term needs don't cloud your long-term goals. We provide a structure so you clearly understand where your money is, and why. The plan we create together can help you stay focused at each stage of life, today, tomorrow and for future generations.

Plans

David Robert Tricker

Vice President–Wealth Management

Financial Advisor

David is a Vice President at UBS, focusing his practice on managing investment portfolios. In this role, David is responsible for the construction and management of investment portfolios for Ultra High Net Worth clients, the management of handful of the firms largest, and most complex relationships.

Prior to David's investment banking career, David was an attorney admitted in Georgia. He practiced finance and securities law in the Atlanta office of Kilpatrick Stockton LLP. David is a member of the Business Law section of the State Bar of Georgia and has published an authoritative article on structured finance in the prestigious Journal of Bank Taxation. Additionally, David received a B.A. with Honors from Wilfrid Laurier University in 1995 as well as a J.D. from Syracuse University in 1998. He holds the Series 7 and 63 securities licenses.

Furthermore, David spent nine years as an Executive Director at Oppenheimer & Co (fka CIBC World Markets) in New York City and later in Atlanta, where he advised large hedge, mutual and public pension fund portfolio managers on equities research. During his tenure at CIBC, David advised a broad range of public companies in sectors such as energy, mining, consumer, technology, and healthcare on their secondary or initial public offerings. While posted in the Atlanta office, David was responsible for CIBC's institutional equities platform for the southeastern U.S. Also, David spent three years with J.P. Morgan's Private Bank.

  • Although Mr. Tricker is a licensed attorney, he does not function in this capacity for UBS. As such, he is not authorized to offer legal advice on behalf UBS or any of its affiliates

Personal & Community

  • David lives in Alpharetta, Georgia with his wife Nathalie and three children.
Registered States:
  • AZ
  • CT
  • FL
  • GA
  • NC
  • SC
  • TX

Education

  • B.A. with Honors, Wilfrid Laurier University
  • J.D., Syracuse University
12600 Deerfield Parkway
Deerfield Commons
Suite 400
Alpharetta, GA 30004
  • (678) 518-3611

Email Me

The Year Ahead - Sustainable Investing

Retirement planning

Retirement planning

Multigenerational planning

Multigenerational planning

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

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A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

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UBS is a world-leading wealth manager

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