Let's move forward. Together.

Where are you today and where do you want to be tomorrow? We recognize that a lasting relationship starts by listening and understanding your priorities and concerns. We'll work together to look at the big picture, discuss your vision for the future and help you confidently pursue your life goals.

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David N. Sterling

Senior Vice President–Wealth Management

Financial Advisor

David is a Senior Vice President and Financial Advisor with UBS Wealth Management.  He has over 20 years of work experience as a financial advisor and has held positions with Lehman Brothers, Credit Suisse, and Merrill Lynch.  David takes a holistic approach to relationship management with a focus on investment portfolio construction, inter-generational wealth planning, and trust and estate planning. 

David earned a B.A. in Economics from Vanderbilt University and an M.B.A from the Yale School of Management.  He lives in Delray Beach, Florida with his wife and his three children.  In his free time David enjoys hiking, gardening, and travelling. 

Registered States:
  • CA
  • CT
  • FL
  • MA
  • NJ
  • NY
  • PA

Our advice is comprehensive. We help diverse clients in a broad range of areas, including:

Education planning
Legacy planning
Custom portfolios
Alternative investments
Sustainable investing
Multi-generational families
100 West Putnam Avenue
Suite 200
Greenwich, CT 06830
  • (203) 862-2137

Email Me

Areas of Focus

I offer the full range of products and services which are provided by the wealth management, commercial banking, and investment banking divisions. I have facilitated several large high yield loans and several commercial real estate loans. I also facilitated the IPO for a NY based supermarket chain. Some of the more specialized services that I offer to businesses include business valuation, workplace wellness, stock options plans, and directed share programs. 

For philanthropic entities I work with family foundations, corporate foundations, and non-profits. I believe that it is important to establish the values of the organization and to align the investments and vision around those core values. I look at issues including engaging the founder’s children, governance, and whether the entity wants to address an immediate need or the root cause of an issue. UBS has extensive resources for helping philanthropic entities to add resources, build capacity, and to campaign for change. We provide training and insight which incudes consultations, family meeting workshops, podcasts, market-based events, and long-term advice and consultations.

Portfolio management

Tailored lending and cash management

Multigenerational wealth planning

Workplace Wealth

UBS Philanthropy

Foundations and endowments

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

Backed by the strength of UBS

$3.9 trillion

In invested assets globally 
As of 12/31/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager