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Private Wealth Management

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Where do your passions lie? We address every dimension of your life and your goals—investments, business and legacy—to develop a plan that’s truly personalized for you. Then we’ll help you organize your financial life into three strategies: Liquidity—to help provide cash flow for short-term expenses, Longevity—for longer-term needs and Legacy—for needs that go beyond your own.

UBS Wealth Way is an approach incorporating Liquidity. Longevity. Legacy. strategies, that UBS Financial Services Inc. and our Financial Advisors can use to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.

David Mattia, CIMA

Senior Vice President–Wealth Management

David Mattia joined UBS Financial Services, Inc. as Senior Vice President of Investments in 2011.  David focuses on generational wealth management and legacy planning with over 26 years of experience providing extensive consulting services to ultra-high net worth individuals, families, family offices and endowment/foundation clients.

David received his Bachelor's Degree from Syracuse University and holds the Investment Management Consultants Association's Certified Investment Management Analyst (CIMA®) designation from The Wharton School at The University of Pennsylvania.  He is also a member of the Investment Management Consultants Association (IMCA).

David has been an active community volunteer and has held board and advisory positions with several organizations with an emphasis on children's causes.  He currently serves on the Board of Directors of Lifetime Assistance Inc., the largest Rochester area agency serving children and adults with developmental disabilities and is a member of the Finance Committee of that organization. He is also a member of the Board of Directors of Empire State Lyric Theatre Company.

David's accomplishments have been widely recognized in the investment community.  He was a key member of an investment team ranked by Registered Rep Magazine's list of America's Top 10 Best Advisory Teams in 2010.  He is a frequent speaker on numerous investment topics and in 2010 David served as the keynote speaker at the American Association of Individual Investors conference Rochester, NY Chapter.

Personal & Community

  • Lifetime Assistance Foundation, Rochester, NY (Board Member, Finance Committee)
  • Empire State Lyric Theatre, Rochester, NY (Board Member, Executive Committee)
Registered States:
  • AZ
  • CA
  • DC
  • FL
  • IL
  • MA
  • MD
  • ME
  • NC
  • NJ
  • NY
  • OH
  • PA
  • RI
  • TX
  • VA

  • Forbes Best-in-State Wealth Advisors, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.

Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures

Education

  • B.A. International Relations, Syracuse University

Credentials

  • Certified Investment Management Analyst®
  • Private Wealth Advisor
400 Linden Oaks
Rochester, NY 14625
  • (585) 218-4540

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Wealth, from your point of view

Change your community. Change the world.

Change your community. Change the world.

Executive decisions

Executive decisions

Backed by the strength of UBS

A global leader in wealth management

$2.8 trillion

In invested assets globally 
As of 06/30/2022

51 countries

Our global footprint

Global leader

UBS is a world-leading wealth manager

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