$5.9+ trn
UBS Group invested assets
As of 06/30/2024
We believe that good financial planning advice is invaluable—it helps prepare you for whatever life brings. But it is especially important during times of major life change. Our process focuses on you and the priorities, goals, concerns and beliefs that will ultimately impact your financial well-being for years to come. We're here to help you tackle your concerns and embrace the opportunities that can enrich and empower you today and for years to come.
First Vice President–Investments
Financial Advisor
David (Doc) Rose says he came upon his financial services career by accident. But if you believe that for everything there's a reason, you will know that David's choices and the impact he's made on the lives and financial well-being of his clients is hardly an accident. All roads in David's life, from his father's early social work influences to his education in history & economics and to each career touch point along the way, have led him to his current position as a Director and Portfolio Manager at UBS.
A true American success story David’s passion for learning, combined with relentless hard work, has paid off. He attended Fordham University in the evenings earning his bachelor’s degree, then while raising a family went to graduate school to earn a master's degree in management & leadership at East Stroudsburg University. Although his entire career has been spent at Wall Street firms, David worked for many years on various trading desks before working in the branch. This experience provided him with insights into portfolio construction and market understanding that have benefited his clients over the years. With David's help and understanding, his clients gained the confidence to stay the course and ride out difficult markets while building a strong and loyal bond with him.
Though David's knowledge is reflected in his work, it is his love of people and helping them succeed that really defines his practice. Along with his Client Service Associate Diana, David strives to create a family-type experience that keeps clients actively engaged and often inspires them to refer friends & colleagues.
David and his wife of nearly 30 years, Denise, live in Roxbury, NJ with their puppy Rosie and have three grown children: David, Julianne & Andrew. They love their family life, being outdoors and spending time at the beach.
Education
Credentials
Understanding your life, your wealth and what you want to accomplish.
We ask the questions and find the answers that can help you explore and pursue your financial goals in the short term, long term or whatever your terms may be.
Let's talk about how we can help you plan for the life you want
Our approach incorporates Liquidity. Longevity. Legacy. strategies to assist clients in exploring and pursuing their wealth management needs and goals over different time frames. This approach is not a promise or guarantee that wealth, or any financial results, can or will be achieved. All investments involve the risk of loss, including the risk of loss of the entire investment.
$5.9+ trn
UBS Group invested assets
As of 06/30/2024
Global leader
UBS is a leading and truly global wealth manager
Financial strength
Driving confidence.
A- Standard & Poor’s
A Fitch
A3 Moody’s
UBS AG, long-term senior secured debt rating. As of 03/31/2024