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$7 trn
UBS Group invested assets
As of 12/31/2025
Retirement plan sponsors face daily challenges simplifying the complexity of a changing regulatory environment. Plan participants want to know they are making the most of their benefits. As a team of professional Retirement Plan Consultants, we stand ready to help you and your employees meet these challenges.
First Vice President–Wealth Management
Financial Advisor
As a wealth manager, David is passionate about helping clients create comprehensive
financial plans that enable them to achieve their long-term goals. His experience
guiding clients through major market events—including the dot-com downturn
and mortgage crisis—has reinforced his commitment to helping individuals and
families protect and grow their wealth through thoughtful, disciplined strategies.
He serves a diverse range of clients, with a strong focus on small & midsize
business owners. He holds the Certified Retirement Plans Specialist (CRPS®)
designation and has extensive experience in corporate retirement plans, employee
benefits, and plan design.
Through his designation as a Certified Exit Planning Advisor (CEPA), David
specializes in helping business owners prepare for and execute the sale of their
businesses. He guides clients through the complexities of exit planning while also
helping them transition and manage their personal wealth post-sale.
David holds the Series 7, 63, and 66 securities licenses and has earned both the
Certified Retirement Plans Specialist (CRPS®) and Certified Exit Planning Advisor
(CEPA®) designations. He remains committed to ongoing education in wealth
management, retirement planning, and corporate benefits strategies.
Beyond his professional work, David is deeply involved in his community. He serves
on the board of the YMCA and actively collaborates with multiple nonprofit
organizations. He has also been involved with foster youth programs, focusing on
improving financial literacy and helping young individuals build a strong financial
foundation.
Outside of the office, David enjoys spending time with family and friends, enjoying
all that San Diego has to offer, and traveling.
California License# 0D47233
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Credentials
First Vice President–Wealth Management
Financial Advisor
As a wealth manager, David is passionate about helping clients create comprehensive
financial plans that enable them to achieve their long-term goals. His experience
guiding clients through major market events—including the dot-com downturn
and mortgage crisis—has reinforced his commitment to helping individuals and
families protect and grow their wealth through thoughtful, disciplined strategies.
He serves a diverse range of clients, with a strong focus on small & midsize
business owners. He holds the Certified Retirement Plans Specialist (CRPS®)
designation and has extensive experience in corporate retirement plans, employee
benefits, and plan design.
Through his designation as a Certified Exit Planning Advisor (CEPA), David
specializes in helping business owners prepare for and execute the sale of their
businesses. He guides clients through the complexities of exit planning while also
helping them transition and manage their personal wealth post-sale.
David holds the Series 7, 63, and 66 securities licenses and has earned both the
Certified Retirement Plans Specialist (CRPS®) and Certified Exit Planning Advisor
(CEPA®) designations. He remains committed to ongoing education in wealth
management, retirement planning, and corporate benefits strategies.
Beyond his professional work, David is deeply involved in his community. He serves
on the board of the YMCA and actively collaborates with multiple nonprofit
organizations. He has also been involved with foster youth programs, focusing on
improving financial literacy and helping young individuals build a strong financial
foundation.
Outside of the office, David enjoys spending time with family and friends, enjoying
all that San Diego has to offer, and traveling.
California License# 0D47233
Recognized as an industry leader:
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Credentials
And this is your time to define success on your terms.
Money isn’t just changing hands, it’s changing meaning. This is your new era of wealth, with real opportunities to pursue your ambitions based on your values.
When it comes to building your legacy, we don’t prescribe a single path. We seek to understand yours. Because the best wealth strategy starts with you.
$7 trn
UBS Group invested assets
As of 12/31/2025
51 countries
Our global footprint
Global leader
UBS is a leading and truly global wealth manager
