Managing Director–Wealth Management
Portfolio Manager
Dan is a Manager Director and Financial Advisor in the Private Wealth Management Group at UBS. He has been advising uniquely successful individuals and families on their wealth management needs for more than two decades. Dan’s approach to partnering with his clients is distinctive and deeply personalized, with advice that goes beyond traditional investment strategies to include areas such as tax and estate planning, philanthropy, and family engagement. Dan brings extensive experience guiding founders and executive teams through the sale of private businesses, helping them manage the shift of their net worth from private shares to liquid capital. He also advises private equity professionals, as well as defined-benefit and cash-balance plan assets for closely held businesses and non-profit organizations.
Dan joins UBS from Bernstein Private Wealth Management where he most recently served as a Private Wealth Advisor. He began his career as a Senior Stock Option Specialist at Merrill Lynch in 2002. Dan earned an MBA in Finance and Management from New York University and a bachelor’s degree in psychology from the University of Vermont.
Outside of work, Dan is deeply committed to philanthropy. His oldest son was born with Prader-Willi syndrome (PWS), a rare genetic disorder. Dan and his wife have championed the cause, advocating for children affected by PWS through their support of the Foundation for Prader-Willi Research (FPWR). He served for six years on FPWR's Board, culminating in his role as Board President. Dan resides in Montclair, NJ with his wife and their three children.
Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.
Education
Credentials
Managing Director–Wealth Management
Portfolio Manager
Dan is a Manager Director and Financial Advisor in the Private Wealth Management Group at UBS. He has been advising uniquely successful individuals and families on their wealth management needs for more than two decades. Dan’s approach to partnering with his clients is distinctive and deeply personalized, with advice that goes beyond traditional investment strategies to include areas such as tax and estate planning, philanthropy, and family engagement. Dan brings extensive experience guiding founders and executive teams through the sale of private businesses, helping them manage the shift of their net worth from private shares to liquid capital. He also advises private equity professionals, as well as defined-benefit and cash-balance plan assets for closely held businesses and non-profit organizations.
Dan joins UBS from Bernstein Private Wealth Management where he most recently served as a Private Wealth Advisor. He began his career as a Senior Stock Option Specialist at Merrill Lynch in 2002. Dan earned an MBA in Finance and Management from New York University and a bachelor’s degree in psychology from the University of Vermont.
Outside of work, Dan is deeply committed to philanthropy. His oldest son was born with Prader-Willi syndrome (PWS), a rare genetic disorder. Dan and his wife have championed the cause, advocating for children affected by PWS through their support of the Foundation for Prader-Willi Research (FPWR). He served for six years on FPWR's Board, culminating in his role as Board President. Dan resides in Montclair, NJ with his wife and their three children.
Neither UBS Financial Services Inc. nor its employees (including its Financial Advisors) provide tax or legal advice. You should consult with your legal counsel and/or your accountant or tax professional regarding the legal or tax implications of a particular suggestion, strategy or investment, including any estate planning strategies, before you invest or implement.
Education
Credentials
Wealth Strategy Associate
Stefanie joins UBS from Neuberger Berman as a Wealth Strategy Associate. In her role, she is responsible for managing all team operations and client requests, while supporting overall business development for the team. Stefanie earned a Bachelor of Arts in Philosophy from New York University. She lives in New York City, and her interests include travel, music and sports.
Wealth Strategy Associate
Stefanie joins UBS from Neuberger Berman as a Wealth Strategy Associate. In her role, she is responsible for managing all team operations and client requests, while supporting overall business development for the team. Stefanie earned a Bachelor of Arts in Philosophy from New York University. She lives in New York City, and her interests include travel, music and sports.
NMLS #947868
Senior Wealth Management Banker, UBS Bank USA
Executive Director
Philanthropy Advisory Group/Family Office Solutions Group
Executive Director
Senior Wealth Strategist
Executive Director
Wealth Planning Strategist
Executive Director
Senior Strategist, Family Advisory and Philanthropy Services Americas
NMLS #947868
Senior Wealth Management Banker, UBS Bank USA
Executive Director
Philanthropy Advisory Group/Family Office Solutions Group
Executive Director
Senior Wealth Strategist
Executive Director
Wealth Planning Strategist
Executive Director
Senior Strategist, Family Advisory and Philanthropy Services Americas
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
Eligibility is based on quantitative factors and is not necessarily related to the quality of the investment advice. For more information on third party rating methodologies, please visit ubs.com/us/en/designation-disclosures.
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