Keep on track with the right financial advice

As UBS Wealth Advisors, we understand that wealth management is more than just access to the wide range of financial services and solutions. You need those services and solutions tailored to your unique situation to help pursue your personal financial goals and dreams. We're here to help you embrace your financial future.

Oculus NYC

David J. Sullivan III

Senior Vice President–Wealth Management

With over 30 years of experience, I've learned the importance of a customized approach to preserving and protecting wealth for multigenerational families and institutions. Listening to each client's unique situation, I can harness the resources of the world's largest wealth management firm to help make sure all aspects of your financial life are aligned. Using planning as a core foundation, I strive to provide advice tailored to your individual circumstances and all you'd like your wealth to achieve.

Currently, I am a Senior Vice President in Wealth Management in the Westport, CT office, having started here in April of 1990. Additionally, I've completed the UBS Wealth Advisor program which has deepened my knowledge base in dealing with realities of today's financial landscape. I graduated with a B.A. from Marquette University in Milwaukee, WI.

I seek to use my professional skills to help make Fairfield County a better place to live and raise a family, and as such have gained a great deal of satisfaction by participating with the area's non-profit organizations. I have served as Treasurer for the Fairfield County's Community Foundation, as well as the Greater Bridgeport Area Foundation, and on the Investment Committee of each organization. In addition, I have served as the Vice Chairman of the State of Connecticut Judicial Branch Client Security Fund Committee. I reside in Westport with my wife Gioia Riccio and our two children. My family is active supporters of the Burroughs Community Center in Bridgeport.

Registered States:
  • AR
  • AZ
  • CA
  • CO
  • CT
  • DC
  • DE
  • FL
  • GA
  • ID
  • IL
  • IN
  • MA
  • MD
  • ME
  • MI
  • MN
  • NC
  • NJ
  • NV
  • NY
  • PA
  • RI
  • SC
  • SD
  • TX
  • UT
  • VA
  • VT

Education

  • B.A., Marquette University

Credentials

  • Wealth Advisor
8 Wright Street
3rd Floor
Westport, CT 06880
  • (203) 291-1015

Email Me

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Retirement planning

Retirement planning

Multigenerational planning

Multigenerational planning

Legacy—Wealth for others

For needs that go beyond your own—to help you improve the lives of others

What will your legacy be?
It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

Learn more at ubs.com/wealthway.

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In invested assets globally 
As of 06/30/2022

51 countries

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UBS is a world-leading wealth manager

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