From advice to empowerment

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Experience to guide you forward
When life changes or introduces new circumstances, finding the way forward can be challenging. But no matter how complex the objective, Lisa brings a high level of expertise to the challenges facing high net worth individuals, families, corporate retirement plans and foundations. Her deep understanding, planning and investment insight have been helping her clients determine the right path forward for more than 35 years.

Planning is the starting point for each relationship. Through her planning process, Lisa’s clients find answers to their most important questions and strategies to pursue their most important goals—from wealth accumulation and distribution to multigenerational wealth preservation and transfer. A powerful advocate for women's financial literacy, Lisa has conducted corporate seminars at a number Fortune 500 companies and been featured in various publications including The Wall Street Journal, Forbes, On Wall Street, Fortune Magazine and The Los Angeles Times. 

Credentials that build confidence

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certified Investment Management Analyst® (CIMA®), Wharton School of the University of Pennsylvania
• Chartered Retirement Plans SpecialistSM (CRPS®)
• B.S., political science from California State University, Dominguez Hills
• Current Securities Licenses: Series 7, 66, CA Insurance License #0L63021

A commitment to giving back
For more than 15 years, Lisa has been a mentor in a local at-risk youth program (Operation Jump Start). She has worked with four young women through their graduation from the program and is actively involved in their lives today. Lisa also serves on the Board of Directors for Memorial Medical Center Foundation.

Lisa and her husband, a retired aerospace engineer, have been married for 30 years. They live in Orange County with their family dog.

• Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
• Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
• Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

• Private Wealth Advisor
• CERTIFIED FINANCIAL PLANNER®
• Certified Investment Management Analyst®
• Chartered Retirement Plans Specialist℠

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Experience to guide you forward

Natalie is a CERTIFIED FINANCIAL PLANNER™ professional and Senior Portfolio Manager. Creating strategies designed to help ensure her clients and their loved ones are financially secure for the future is one of Natalie’s greatest passions. That’s why she begins each client relationship with a customized comprehensive financial plan. It’s especially important for clients who are navigating challenging life transitions like divorce, career change, retirement and loss. But to Natalie, everyone can benefit from the decision-making advice a financial plan provides. From helping highly compensated executives manage restricted stock and stock options to small- and middle-market business owners navigating the pre- and post-sale process, Natalie and her planning insight truly make a difference in the lives of her clients. Always a collaborator, she also works with her clients’ other advisors to provide well-aligned estate planning, insurance and tax-efficient investing and withdrawal strategies.

Credentials that build confidence

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certified Exit Planning Advisor (CEPA)
• Chartered Retirement Plan Specialist^SM (CRPS®)
• Series 7 and 66 securities licenses
• Life and health insurance licenses
• B.A., speech communication; minor in business marketing, California State University, Long Beach

Outside of UBS

Natalie is a Group Leader for ProVisors Seal Beach. She volunteers with Memorial Care and the Memorial Medical Center Foundation.

Natalie holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent (CA License #:OF34434).

• Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2018The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
• Forbes America’s Top Women Wealth Advisors, 2021The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
• Forbes Best-in-State Wealth Advisors, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
• Forbes Top Women Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
• Working Mother Magazine/SHOOK Top Wealth Advisor Moms, 2018, 2019, 2020The Working Mother Magazine/SHOOK rating is compiled by Shook Research and awarded annually in October based on information from a 12 month period ending in March of the award year.

• Certified Exit Planning Advisor
• CERTIFIED FINANCIAL PLANNER®
• Chartered Retirement Plans Specialist℠

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Experience to guide you forward
Lindsay began her career in 2008, one of the toughest years ever for financial services. But the lessons she learned about managing risk and investments were invaluable.

Today, as a Certified Financial Planner™ and Certified Divorce Financial Analyst®, Lindsay’s goal is to become her clients’ financial advocate and to help with the transition into and throughout retirement. How does she do it? Through comprehensive financial planning, objective investment management, risk management and partnering with her clients’ other professional advisors, which may include CPAs, estate planning attorneys and divorce and business attorneys. By working with these other professional advisors, she can ensure a holistic, cohesive plan for her clients. As a Certified Divorce Financial Analyst®, she assists couples before, during and after the complicated and emotional divorce process. As a Corporate Stock Benefit Consultant, Lindsay helps executives manage their complex equity compensation plans so they can focus on other priorities.

Credentials that build confidence

• CERTIFIED FINANCIAL PLANNER™ (CFP®)
• Certified Divorce Financial Analyst® (CDFA®)
• Corporate Stock Benefit Consultant
• Series 7 and 66 securities licenses
• Life and disability insurance licenses (CA Insurance License #0G67418)
• B.A., mass communications, University of California, Berkeley

Making a difference
Lindsay is relentlessly committed to giving back:

• A fierce supporter of women and education, she is truly devoted to Pathways to Independence, an organization based in Orange County and Long Beach that provides young, abused women with the financial support, therapy and mentoring they need to pursue a college degree
• Lindsay is a graduate of the Leadership Long Beach Institute, which engages and challenges community leaders to discover together how to make Long Beach a better city

She enjoys family, friends and fantasy football, along with reading, musicals and golf. 

• Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
• Forbes Best-in-State Wealth Management Teams, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in January, based on information from a 12 month period ending March of the prior year.
• Forbes Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2022, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in August based on information from a 12 month period ending in March of the award year.
• Forbes Top Women Wealth Advisors Best-in-State, 2023, 2024The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

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Shannon attended the University of California Santa Barbara and earned her degree in Business Economics.  She started in the financial services industry in 1997, working in the margin department and as a Sales Assistant.  She later decided that she wanted to be in management, so she started at UBS Financial Services Inc. in the Long Beach office in 2004 as Branch Service Associate and attended the UBS Leadership Management Development Program.  After attending the program, she became the Assistant Operations Manager and then the Administrative Manager for the Long Beach office until 2009.  She took a couple years off from working when she had twins and went back to work at Morgan Stanley where she had assisted a large team as the Senior Registered Associate responsible for all their trading and servicing clients.  

Shannon lives in Long Beach with her husband and their three children.  She enjoys spending time with her family and the kids' involvement in soccer and baseball keeps her very busy.

Current Securities Licenses: Series 7, 9, 10, 66, Life, Health, Accident Insurance and Variable Contracts Licenses.

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Lily graduated from University of California Los Angeles and earned her degree in Geography/Environmental Studies and minor in Global Studies. While at UCLA, she interned at the Los Angeles Mayor's Office helping to develop economic policies and international business relationships to boost the local economy. Lily traveled to Belize and joined a wildlife rehabilitation organization upon college graduation, aiming to educate and advise local government on developing the economy while preserving the wildlife and environment. She had the experience working with numerous non-profit organizations and realized the importance of Finance and Business Management. In 2014 Lily started working in the Financial Service industry. she was the Practice Manager of a large wealth management team then was promoted to the Operational Leader at Ameriprise Financial. Lily also worked for Morgan Stanley and Wells Fargo Advisors before moving to Long Beach.

Outside of work Lily enjoys traveling, hiking, and volunteering at animal shelters.

Current Securities Licenses: Series 7, 66, CA Insurance License #0L63021