From advice to empowerment

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We’re advocates for your financial world—and your life

At CBM Wealth Management, we are an accomplished team of financial advisors who offer solutions, strategies and analysis along with the diverse experience and insight successful individuals and families need today. But beyond our knowledge and capabilities, we offer our clients what we believe is essential to our long-term relationship—advocacy.

We’re truly happy when you’ve achieved important milestones. That’s why our relationships always begin with planning—asking the right questions and helping you understand how all the pieces of your entire financial life should work together. Our conversations will help us clarify objectives, explain your cash flow needs and manage risk. Working with your other professional advisors, we can then align the right investment strategy to help you achieve your goals. Wherever you are in your life, whatever your questions, concerns or challenges, we believe our advice and advocacy can empower you to make confident decisions today and for years to come.

CBM Wealth Management

Pursuing your goals together

Our mission is to provide quality strategies customized to your needs. Our goal is to be your primary source of financial advice. To this end, we concentrate our efforts on developing long-term relationships through a commitment to quality client service.

  • Lisa A. Chapman

    Lisa A. Chapman, CFP, CIMA, CRPS

    Managing Director–Wealth Management

    Private Wealth Advisor

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    Experience to guide you forward
    When life changes or introduces new circumstances, finding the way forward can be challenging. But no matter how complex the objective, Lisa brings a high level of expertise to the challenges facing high net worth individuals, families, corporate retirement plans and foundations. Her deep understanding, planning and investment insight have been helping her clients determine the right path forward for more than 35 years.

    Planning is the starting point for each relationship. Through her planning process, Lisa’s clients find answers to their most important questions and strategies to pursue their most important goals—from wealth accumulation and distribution to multigenerational wealth preservation and transfer. A powerful advocate for women's financial literacy, Lisa has conducted corporate seminars at a number Fortune 500 companies and been featured in various publications including The Wall Street Journal, Forbes, On Wall Street, Fortune Magazine and The Los Angeles Times. 

    Credentials that build confidence

    • CERTIFIED FINANCIAL PLANNER™ (CFP®)
    • Certified Investment Management Analyst® (CIMA®), Wharton School of the University of Pennsylvania
    • Chartered Retirement Plans SpecialistSM (CRPS®)
    • B.S., political science from California State University, Dominguez Hills
    • Current Securities Licenses: Series 7, 66, CA Insurance License #0L63021

    A commitment to giving back
    For more than 15 years, Lisa has been a mentor in a local at-risk youth program (Operation Jump Start). She has worked with four young women through their graduation from the program and is actively involved in their lives today. Lisa also serves on the Board of Directors for Memorial Medical Center Foundation.

    Lisa and her husband, a retired aerospace engineer, have been married for 30 years. They live in Orange County with their family dog.

    • Barron's Top 1,000 Financial Advisors, 2009The Barron's rating is awarded annually in March and is based on information from the prior year Q3. 
    • Forbes America’s Top Women Wealth Advisors, 2017, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
    • Forbes Best-in-State Wealth Advisors, 2018, 2019, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
    • Forbes Best-in-State Women Wealth Advisors, 2020, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.

      • Private Wealth Advisor
      • CERTIFIED FINANCIAL PLANNER™
      • Certified Investment Management Analyst®
      • Chartered Retirement Plans Specialist℠
      3030 Old Ranch Parkway
      Suite 300
      Seal Beach, CA 90740
    • Natalie Brownfield Barron

      Natalie Brownfield Barron, CFP, CEPA, CRPS

      Senior Vice President–Wealth Management

      Financial Advisor

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      Experience to guide you forward

      Natalie is a CERTIFIED FINANCIAL PLANNER™ professional and Senior Portfolio Manager. Creating strategies designed to help ensure her clients and their loved ones are financially secure for the future is one of Natalie’s greatest passions. That’s why she begins each client relationship with a customized comprehensive financial plan. It’s especially important for clients who are navigating challenging life transitions like divorce, career change, retirement and loss. But to Natalie, everyone can benefit from the decision-making advice a financial plan provides. From helping highly compensated executives manage restricted stock and stock options to small- and middle-market business owners navigating the pre- and post-sale process, Natalie and her planning insight truly make a difference in the lives of her clients. Always a collaborator, she also works with her clients’ other advisors to provide well-aligned estate planning, insurance and tax-efficient investing and withdrawal strategies.

      Credentials that build confidence

      • CERTIFIED FINANCIAL PLANNER™ (CFP®)
      • Certified Exit Planning Advisor (CEPA)
      • Chartered Retirement Plan SpecialistSM (CRPS®)
      • Series 7 and 66 securities licenses
      • Life and health insurance licenses
      • B.A., speech communication; minor in business marketing, California State University, Long Beach

      Outside of UBS

      Natalie is a Group Leader for ProVisors Seal Beach. She volunteers with Memorial Care and the Memorial Medical Center Foundation. Natalie, her husband and two daughters live in Rossmoor. In their free time, you’ll find them at the beach, local parks or bike riding.

      Natalie holds FINRA Series 7 and 63 & 65 securities licenses and is a licensed California insurance agent (CA License #:OF34434).

       

      • Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017, 2018The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
      • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2018, 2019The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
      • Forbes America’s Top Women Wealth Advisors, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
      • Forbes Best-in-State Wealth Advisors, 2022The Forbes rating is compiled by Shook Research and awarded annually in April based on information from a 12 month period ending June of the prior year.
      • Forbes Best-in-State Women Wealth Advisors, 2021, 2022The Forbes rating is compiled by Shook Research and awarded annually in February based on information from a 12 month period ending September of the prior year.
      • Working Mother Magazine/SHOOK Top Wealth Advisor Moms, 2018, 2019, 2020The Working Mother Magazine/SHOOK rating is compiled by Shook Research and awarded annually in October based on information from a 12 month period ending in March of the award year.

        • Certified Exit Planning Advisor
        3030 Old Ranch Parkway
        Suite 300
        Seal Beach, CA 90740
      • Lindsay Mai New photo

        Lindsay Kathleen Mais, CFP, CDFA, FPQP

        Senior Vice President–Wealth Management

        Financial Advisor

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        Experience to guide you forward
        Lindsay began her career in 2008, one of the toughest years ever for financial services. But the lessons she learned about managing risk and investments were invaluable.

        Today, as a Certified Financial Planner™ and Certified Divorce Financial Analyst®, Lindsay’s goal is to become her clients’ financial advocate and to help with the transition into and throughout retirement. How does she do it? Through comprehensive financial planning, objective investment management, risk management and partnering with her clients’ other professional advisors, which may include CPAs, estate planning attorneys and divorce and business attorneys. By working with these other professional advisors, she can ensure a holistic, cohesive plan for her clients. As a Certified Divorce Financial Analyst®, she assists couples before, during and after the complicated and emotional divorce process. As a Corporate Stock Benefit Consultant, Lindsay helps executives manage their complex equity compensation plans so they can focus on other priorities.

        Credentials that build confidence

        • CERTIFIED FINANCIAL PLANNER™ (CFP®)
        • Certified Divorce Financial Analyst® (CDFA®)
        • Corporate Stock Benefit Consultant
        • Financial Paraplanner Qualified Professional™ (FPQP™)
        • Series 7 and 66 securities licenses
        • Life and disability insurance licenses
        • B.A., mass communications, University of California, Berkeley

        Making a difference
        Lindsay is relentlessly committed to giving back:

        • A fierce supporter of women and education, she is truly devoted to Pathways to Independence, an organization based in Orange County and Long Beach that provides young, abused women with the financial support, therapy and mentoring they need to pursue a college degree
        • Appointed by the Mayor and approved by City Council, Lindsay serves as a commissioner for the Long Beach Community Investment Company which oversees the delivery of housing and neighborhood revitalization services in the city
        • Lindsay is a graduate of the Leadership Long Beach Institute, which engages and challenges community leaders to discover together how to make Long Beach a better city
        • She is a member of the Red Shoe Society that benefits the Ronald McDonald House in Long Beach
        • She is the President of the Long Beach UC Berkeley Alumni Group
        • Lindsay was a board member on the Community Medical Center Long Beach Advisory Board

        Outside of UBS, Lindsay is fun-loving and well-rounded. She enjoys family, friends and fantasy football, along with reading, musicals and golf. All roads, though, lead her back to the community

        • Forbes America’s Top Next-Gen (Generation) Wealth Advisors, 2017The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.
        • Forbes America’s Top Next-Gen (Generation) Wealth Advisors Best-in-State, 2022The Forbes rating is compiled by Shook Research and awarded annually between June and September based on information from a 12 month period ending in March of the award year.

            3030 Old Ranch Parkway
            Suite 300
            Seal Beach, CA 90740
          • Shannon Appleby

            Shannon Appleby

            Associate Director

            Team Administrator

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            Shannon attended the University of California Santa Barbara and earned her degree in Business Economics.  She started in the financial services industry in 1997, working in the margin department and as a Sales Assistant.  She later decided that she wanted to be in management, so she started at UBS Financial Services Inc. in the Long Beach office in 2004 as Branch Service Associate and attended the UBS Leadership Management Development Program.  After attending the program, she became the Assistant Operations Manager and then the Administrative Manager for the Long Beach office until 2009.  She took a couple years off from working when she had twins and went back to work at Morgan Stanley where she had assisted a large team as the Senior Registered Associate responsible for all their trading and servicing clients.  

            Shannon lives in Long Beach with her husband and their three children.  She enjoys spending time with her family and the kids' involvement in soccer and baseball keeps her very busy.

            Current Securities Licenses: Series 7, 9, 10, 66, Life, Health, Accident Insurance and Variable Contracts Licenses.

                  3030 Old Ranch Parkway
                  Suite 300
                  Seal Beach, CA 90740
                • Hailee Brigman

                  Hailee Brigman

                  Client Associate

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                  Hailee graduated from California State University Long Beach in January of 2020 with a degree in Mathematical Economics and Economic Theory. While at CSULB, Hailee competed as pole vaulter for their division one track and field team. Hailee joins us from Morgan Stanley where she worked for two years as a Client Service Associate, focusing on alternative investments and performance reporting. She looks forward to continuing her professional education in wealth management.

                  Hailee lives in Long Beach and enjoys riding her bike, surfing, and spending some time upside down in aerial practice. At home she loves to play with her cat James and relax by the beach.

                  She is fully registered and holds the SIE, Series 7, 63, and 66 licenses.

                        3030 Old Ranch Parkway
                        Suite 300
                        Seal Beach, CA 90740
                      • Lily Gong

                        Lily Gong

                        Senior Client Associate

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                        Lily graduated from University of California Los Angeles and earned her degree in Geography/Environmental Studies and minor in Global Studies. While at UCLA, she interned at the Los Angeles Mayor's Office helping to develop economic policies and international business relationships to boost the local economy. Lily traveled to Belize and joined a wildlife rehabilitation organization upon college graduation, aiming to educate and advise local government on developing the economy while preserving the wildlife and environment. She had the experience working with numerous non-profit organizations and realized the importance of Finance and Business Management. In 2014 Lily started working in the Financial Service industry. she was the Practice Manager of a large wealth management team then was promoted to the Operational Leader at Ameriprise Financial. Lily also worked for Morgan Stanley and Wells Fargo Advisors before moving to Long Beach.

                        Outside of work Lily enjoys traveling, hiking, and volunteering at animal shelters.

                        Current Securities Licenses: Series 7, 66, CA Insurance License #0L63021

                              3030 Old Ranch Parkway
                              Suite 300
                              Seal Beach, CA 90740

                            Connecting you to the deep resources of UBS

                            By seeing the big picture, we provide access to the global platforms and the financial and intellectual strengths of UBS’s experts in Wealth Management, Asset Management and our Private and Investment Banks.

                            women

                            Women and wealth

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                            Corporate executive solutions

                            business owner

                            Business transition and succession

                            retirement

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                            multi gen

                            Multigenerational planning

                            philanthropy

                            Philanthropy

                            Legacy—Wealth for others

                            For needs that go beyond your own—to help you improve the lives of others

                            What will your legacy be?
                            It’s never too early to plan ahead. A Legacy strategy can help you gain more control over your financial future and what you leave behind, so you can move forward with confidence.

                            Learn more at ubs.com/wealthway.

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